People v. Ernest

566 N.E.2d 231, 141 Ill. 2d 412, 152 Ill. Dec. 544, 1990 Ill. LEXIS 162
CourtIllinois Supreme Court
DecidedDecember 20, 1990
Docket69318
StatusPublished
Cited by38 cases

This text of 566 N.E.2d 231 (People v. Ernest) is published on Counsel Stack Legal Research, covering Illinois Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Ernest, 566 N.E.2d 231, 141 Ill. 2d 412, 152 Ill. Dec. 544, 1990 Ill. LEXIS 162 (Ill. 1990).

Opinion

JUSTICE MILLER

delivered the opinion of the court:

In a proceeding in the circuit court of Wabash County, the defendant, Stanton D. Ernest, an attorney licensed to practice law in the State of Illinois, was found to be in direct criminal contempt and fined $50 after he caused a subpoena for a discovery deposition to be issued to the judge presiding in a case in which the defendant was appearing as counsel. The appellate court, with one justice dissenting, affirmed the contempt finding. (188 Ill. App. 3d 987.) We allowed defendant’s petition for leave to appeal (107 Ill. 2d R. 315(a)).

The present matter arises from- and is collateral to certain proceedings before the circuit court of Wabash County concerning the administration and settlement of the estate of Merrill H. Wright. A brief review of the proceedings in the underlying action will provide relevant background for the disposition of this appeal.

Merrill H. Wright died testate on January 30, 1986. His will, which made cash bequests in excess of $300,000 to various individuals and nonprofit organizations, was later admitted to probate in the circuit court of Wabash County. On October 8, 1986, Richard O. Wright, the executor of the estate, and his attorney, Rick L. Hobler, appeared before the Honorable Robert M. Keenan for a hearing on the final account of the estate. The executor represented in the final account that the estate contained less than $98,000 available for distribution, an amount that was not sufficient to fund totally the testator’s individual bequests. The executor proposed to distribute the estate by fully satisfying the bequests contained in each succeeding paragraph of the will until the available funds were exhausted. Under the proposed scheme, a number of general bequests contained in later paragraphs of the will would go completely unsatisfied. Notice of the hearing on the final account had been provided only to those beneficiaries who were to receive funds under the executor’s proposal.

The trial judge entered a written order on October 8, 1986, approving the proposed distribution. The docket sheet for that date contains the following notation: “Executor and counsel appear, no objections filed, no objectors present; account examined and approved per written order signed and filed.” No report was made of the proceeding.

On November 7, 1986, defendant filed a petition in the circuit court of Wabash County seeking to reopen the estate. (See Ill. Rev. Stat. 1987, ch. 110½, par. 24 — 9.) The defendant filed the petition on behalf of a number of beneficiaries whose bequests had not been funded under the distribution plan previously approved by the court. An amended petition alleged, among other things, that the final distribution was made without notice to all interested parties, that the testator’s attorneys-in-fact, one of whom was the executor, had misappropriated assets of the estate, and that the executor wrongfully failed to abate the bequests by distributing the assets of the estate proportionately among the general legatees, as required by statute (see Ill. Rev. Stat. 1987, ch. 110½, par. 24 — 3(b)).

On March 17, 1987, defendant filed a motion for substitution of judge pursuant to section 2 — 1001(a)(1) of the Code of Civil Procedure (Ill. Rev. Stat. 1987, ch. 110, par. 2 — 1001). The motion alleged that Judge Keenan was a material witness to the proceedings on the final account of the estate. At a hearing before Judge Keenan on March 24, 1987, defendant asserted that investigation was needed to determine whether any fraudulent misrepresentations were made at the October 8, 1986, hearing that would have prompted the court to approve the executor’s proposed distribution. Defendant asserted that Judge Keenan’s testimony regarding the hearing would be material. Defendant noted that no record of the hearing was available and that, to his knowledge, the executor and the executor’s counsel were the only persons other than Judge Keenan who were present at the hearing.

Judge Keenan denied the motion for substitution of judge. He observed that the docket entry for the October 8, 1986, proceeding did not indicate that evidence was introduced or arguments were made on that occasion and, further, that the petition to reopen the estate contained no allegations of fraud. Judge Keenan believed that permitting a litigant to call as a witness the judge who was presiding over a matter could lead to disqualification in almost every case, for a party might call the judge to testify whenever a dispute arose about events occurring in the courtroom. Finally, Judge Keenan noted that defendant, as the movant, had failed to present authority in support of his position. At the conclusion of the hearing Judge Keenan stated:

“I don’t believe that it would be proper in this case for either of the parties to issue a subpoena for a Judge in this situation, and unless you can show me some authority that it would be proper, and that the Courts have sanctioned that in the past, then I’m not in a position to grant this. The motion is denied.”

Defendant then asked whether he could cite authority, but the judge replied that the motion had been denied.

On the following day, March 25, 1987, defendant appeared in Judge Keenan’s courtroom at the judge’s request. According to the transcript made on that occasion, upon defendant’s arrival, Judge Keenan stated that he had learned of the issuance of a deposition subpoena directed to him. Judge Keenan explained that he denied defendant’s motion for substitution of judge because there is no authority to support the view that a party may request testimony from the judge who is presiding over the party’s case. In response to Judge Keenan’s questions, defendant acknowledged that he was aware of the basis for the court’s ruling on the substitution motion, and defendant admitted that he had caused the subpoena to be issued with full knowledge of the basis for the ruling on the motion. Judge Keenan told defendant that issuance of the subpoena was “directly contrary to both the spirit and intent” of the ruling denying the substitution motion. The judge then afforded defendant an opportunity to withdraw the subpoena and stated that defendant would be cited for contempt if he refused. Defendant replied, “I won’t withdraw it, so you might as well do that.” Judge Keenan then ordered the discovery subpoena quashed and informed defendant that a formal contempt citation would be issued.

Judge Keenan thereafter issued findings and entered an order requiring defendant to show cause why he should not be held in contempt of court. The order charged defendant with committing a contumacious act in derogation of the court’s authority. The order recited the relevant events that took place during the hearing held March 24, 1987, on the motion for substitution of judge and during defendant’s court appearance on March 25, 1987. Judge Keenan referred the matter to the chief judge of the circuit for reassignment.

On April 28, 1987, defendant and his counsel appeared before the circuit judge to whom the case had been assigned for the hearing on the contempt citation. At the beginning of the hearing, the judge noted the absence of a prosecutor and advised defendant that the court would not assume that role.

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Cite This Page — Counsel Stack

Bluebook (online)
566 N.E.2d 231, 141 Ill. 2d 412, 152 Ill. Dec. 544, 1990 Ill. LEXIS 162, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-ernest-ill-1990.