No. 1-15-1381 2018 IL App (1st) 151381
THIRD DIVISION
September 28, 2018
No. 1-15-1381
THE PEOPLE OF THE STATE OF ILLINOIS, ) Appeal from the ) Circuit Court of Plaintiff-Appellee, ) Cook County. ) v. ) No. 13 CR 12269 ) RANDY EDMONDSON, ) Honorable ) Charles P. Burns, Defendant-Appellant. ) Judge Presiding.
JUSTICE ELLIS delivered the judgment of the court, with opinion.
Presiding Justice Fitzgerald Smith and Justice Howse concurred in the judgment and
opinion.
OPINION
¶1 A jury convicted defendant Randy Edmondson of the first degree murder of Jose Escobar
and the attempted murder of Alberto Rivera. The trial court instructed the jury on self-defense as
to both charges and on second degree murder based on “imperfect” or “unreasonable” self-
defense. But defense counsel did not argue any of these self-defense theories to the jury. Instead,
counsel argued a theory of reasonable doubt—contending that the witnesses could not reliably
identify defendant as the shooter—that was inconsistent with these theories.
¶2 Defendant contends, for this reason, that counsel was ineffective in closing argument. He
also claims that it was plain error not to modify the Illinois Pattern Instructions (IPI) for
attempted murder. Without certain modifications, he says, those instructions could have led the
jury to convict him of attempted murder based on a finding that he attempted to kill Escobar (the
No. 1-15-1381 murder victim) rather than Rivera (the attempted-murder victim). Alternatively, he contends that
counsel was ineffective for failing to object to the unmodified instructions.
¶3 BACKGROUND
¶4 The victims, Jose Escobar and Alberto Rivera, were shot in front of Johnny O’s, a hotdog
stand at 35th and Morgan Streets, around 5:00 a.m. on September 30, 2012. Escobar was shot in
the head and died on the scene. Rivera survived, but his injuries left him paralyzed and reliant on
a wheelchair.
¶5 Rivera testified about the shooting and the events leading up to it. Rivera and Escobar left
a party nearby and went to Johnny O’s for a bite to eat. Rivera drank a few beers throughout the
night and used cocaine at the party. Escobar was drunk. They were both Latin Kings.
¶6 The line in front of Johnny O’s was a friendly scene. The customers chatted and mingled
on the sidewalk while they waited for their food. Rivera, a car salesman, gave out his business
card and tried to sell someone a car.
¶7 Defendant and his friend, Rafael Diaz, walked up to the line. Rivera did not know either
of them. Rivera first noticed them after Diaz and Escobar started arguing. Escobar was upset that
Diaz wore his hat tilted to the right, which Escobar took as a sign of opposition or disrespect to
the Latin Kings. Rivera tried to calm Escobar down. And so did defendant, who repeatedly told
Escobar, “we don’t gang bang.”
¶8 Julius Williams, another Johnny O’s customer, testified that he arrived in the midst of a
heated and escalating dispute. Williams did not know any of the people involved, and he heard
only “bits and pieces” of their argument. But he did recall Escobar asking defendant and Diaz if
they were “Kings,” and defendant responding, “we don’t gang bang.”
No. 1-15-1381 ¶9 At some point, Escobar took off his hoodie. Diaz motioned off to the side and said, “if
you want to go, then let’s go over here.” Diaz stepped away from the line, and Escobar followed.
Escobar shoved Diaz. The two squared off, with their fists raised, as if they were about to fight.
But they never did.
¶ 10 Rivera testified that he tried to break them up. At first, defendant did too. But then
defendant, who was standing somewhere behind Escobar, pulled a revolver out of his waistband;
“swung around in front of” Escobar; put a gun “in his face”; and shot him.
¶ 11 Rivera turned and ran, but he was shot from behind while trying to flee. Rivera fell to the
ground and was shot two more times. He tried to move, but he could not feel his legs. In all, he
suffered three gunshot wounds—to his back, shoulder, and left leg.
¶ 12 Williams testified that defendant, who was standing off to the side of Escobar, walked up
to Escobar and put a long-nose revolver to his head. The gun was “[r]eally close. Like, point
blank range.” Williams immediately turned and ran. While he was fleeing, he heard a single
gunshot, and then about four more gunshots fired in quick succession. Williams escaped safely
and ran to his apartment nearby.
¶ 13 Neither Rivera nor Williams saw anyone at Johnny O’s with a gun, or any other weapon,
other than defendant. Rivera also testified that he was unarmed.
¶ 14 The medical examiner found that Escobar was shot at close range, meaning from, at
most, three feet away. The cause of his death was a single gunshot wound to the face. The police
did not recover the shooter’s gun. The forensic investigator testified that the absence of any
casings at the scene strongly suggested (but did not prove) that the shooter used a revolver.
No. 1-15-1381 ¶ 15 The witnesses’ accounts of the events leading up to the shooting were corroborated, in all
essentials, by video footage from a Johnny O’s surveillance camera. Rivera and Williams viewed
and identified various clips, and the entire video was published to the jury.
¶ 16 Before defendant and Diaz arrived, Rivera is seen mingling with the other customers for
several minutes. Escobar is visibly drunk, often swaying and propping himself up against the
counter. Soon after defendant and Diaz join the line, Escobar and Diaz begin to argue. Escobar
repeatedly gets in Diaz’s face, and both are evidently agitated. Most of the argument is inaudible,
but at various points Escobar says to Diaz, “respect me ni***.” Rivera makes several efforts to
calm Escobar down, and defendant repeats, “we don’t gang bang” numerous times.
¶ 17 After a few minutes, Diaz and Escobar step away from the counter. Escobar takes off his
hoodie, and Diaz raises his fists in the air, as the two square off to fight. Escobar pushes Diaz,
but otherwise the details of their confrontation are not evident on the video.
¶ 18 Meanwhile, defendant and Rivera start walking over toward Diaz and Escobar. Along the
way, defendant, who had a phone in his right hand, appears to reach into his waistband with his
left. A couple of seconds later, Williams turns and starts running. Someone yells “back up,” and
a single gunshot is audible. Rivera turns and runs, but as five more gunshots are fired in quick
succession, Rivera falls to the ground.
¶ 19 Victoria Garza, defendant’s friend and Diaz’s girlfriend, testified to the events that
immediately followed the shooting. Garza and Diaz shared an apartment across the street from
Johnny O’s. On the night of the shooting, they went out with some friends. Garza could not
recall whether defendant was with them. When they returned, in the wee hours, Garza was
drunk. She got ready for bed, and Diaz went to Johnny O’s.
No. 1-15-1381 ¶ 20 After that, Garza testified, her recollections were sparse: She heard a loud boom outside.
Defendant soon came over, agitated and out of breath. Garza and defendant met up with Diaz in
the garage, got into Garza’s car, and drove toward Indiana on the Dan Ryan Expressway.
Defendant got out somewhere near the expressway, but she could not recall where.
¶ 21 After claiming not to recall any further details of the evening, Garza was impeached with
her grand-jury testimony and handwritten statement. In those prior statements, Garza had said,
among other things, that defendant came to the apartment and asked her to “get me out of here.”
Defendant first asked Garza to drive him to a friend’s house on Dempster Street; then he asked
for a ride to Indiana. In the car, Diaz said to defendant, “F---, what did you do?” and asked why
he gave the victim “a dome shot” (meaning, a shot to the head). Defendant cried, told Diaz that
he was not going to “county,” and said that he wanted to kill himself. Defendant eventually got
out of the car at 47th and the Dan Ryan.
¶ 22 Officer Crawley of the Danville Police Department testified that he arrested defendant,
for unrelated reasons, on May 24, 2013—almost nine months after the shooting and 140 miles
from Chicago. Officer Crawley learned that defendant had an outstanding arrest warrant for a
murder and had him transferred to the Chicago Police Department.
¶ 23 Once in custody in Chicago, defendant was identified in separate physical line-ups by
Rivera and Williams, both of whom had previously identified him in the Johnny O’s surveillance
video, and in photo arrays generated from that video.
¶ 24 After consulting with his attorney, defendant chose not to testify.
¶ 25 The jury received pattern instructions for the offenses of first degree murder and
attempted murder. At defendant’s request, and over the State’s objection, the trial court
instructed the jury on self-defense, with respect to both charged offenses; and on the mitigated
No. 1-15-1381 offense of second degree murder, based on defendant’s unreasonable belief that self-defense was
necessary. The trial court found that there was a basis in the evidence for self-defense and
second-degree-murder instructions, because there was “some contact” between Escobar and Diaz
“immediately prior to the shooting.”
¶ 26 Defense counsel did not argue any theories of self-defense or second degree murder to
the jury. Instead, counsel’s closing argument developed a theory of reasonable doubt, based on
the witnesses’ alleged inability to reliably identify defendant as the shooter.
¶ 27 The jury found defendant guilty of the first degree murder of Escobar and the attempted
murder of Rivera. The jury also found that defendant personally discharged a firearm that
proximately caused Escobar’s death and Rivera’s permanent disability. The trial court sentenced
defendant to an aggregate term of 85 years in prison: 25 years for murder, 10 years for attempted
murder, and 25 years for each firearm enhancement. This appeal followed.
¶ 28 ANALYSIS
¶ 29 I.
¶ 30 As noted, at the defense’s request, the trial court instructed the jury on self-defense, as to
Escobar’s murder and the attempted murder of Rivera; and on second degree murder, based on
“imperfect” or “unreasonable” self-defense. The trial court found that the slight “contact”
between Escobar and Diaz “immediately prior to the shooting” provided a sufficient evidentiary
basis for submitting these theories to the jury.
¶ 31 But counsel never argued to the jury that defendant shot Escobar or Rivera in self-
defense, or at least, in the case of Escobar, with a sincere but unreasonable belief that self-
defense was necessary. Instead, having requested those instructions—all of which assume that
No. 1-15-1381 defendant was the shooter—counsel devoted her closing argument to laying out a theory of
reasonable doubt. Counsel argued that neither Rivera nor Williams could credibly and reliably
identify defendant as the shooter, for a host of reasons—their vantage points, observations, and
recollections were in various ways limited; the lighting was poor at 5 a.m., and the Johnny O’s
camera had a low-light intensifier, so it did not give an accurate depiction of the true lighting
conditions; and Rivera had been drinking and using cocaine, to name but a few.
¶ 32 Defendant contends that counsel’s approach to closing argument rendered her ineffective.
Because the jury was instructed on self-defense and second degree murder, he says, counsel was
required to argue these theories to the jury. Thus, counsel either had to abandon her reasonable-
doubt argument entirely or argue his defenses in the alternative: defendant did not shoot the
victims; but if he did, he had a (full or partial) justification for doing so. Either way, defendant
says, counsel could not simply “abandon” the theories that the jury was instructed to consider.
¶ 33 To show that counsel was ineffective, defendant must show that a deficiency in counsel’s
performance prejudiced his defense. Strickland v. Washington, 466 U.S. 668, 694 (1984); People
v. Albanese, 104 Ill. 2d 504, 526-27 (1984). To be deficient, counsel’s representation must be
objectively unreasonable under prevailing professional norms. People v. Easley, 192 Ill. 2d 307,
317 (2000). Defendant must overcome a “strong presumption” that counsel’s alleged error was
part of a “sound trial strategy.” People v. Houston, 226 Ill. 2d 135, 144 (2007). Deficient
representation is prejudicial if there is a “reasonable probability” that the outcome of the trial
would have been different if not for counsel’s error(s). Id. A reasonable probability is one that
undermines confidence in the verdict. Id.
¶ 34 Where the facts relevant to an ineffective-assistance claim are not in dispute, our review
is de novo. See, e.g., People v. Nowicki, 385 Ill. App. 3d 53, 81 (2008).
No. 1-15-1381 ¶ 35 The crux of defendant’s claim is that a jury instruction is all but worthless unless counsel
articulates a supporting theory in closing argument. Instruction and argument, he says, “go hand
in hand”—so much so that “only a jury armed with both *** can find in a defendant’s favor.”
Counsel’s “pursuit of one absent the other” is per se unreasonable and thus deficient.
¶ 36 We reject this bright-line rule and the novel constraints it would impose on counsel. To
begin, the “content of closing argument” has long been recognized as a quintessential matter of
trial strategy. See, e.g., People v. Shamlodhiya, 2013 IL App (2d) 120065, ¶ 15 (citing cases).
Any effective closing argument will “sharpen and clarify the issues” for the jury, but “which
issues to sharpen and how best to clarify them are questions with many reasonable answers.”
(Internal quotation marks omitted.) Yarborough v. Gentry, 540 U.S. 1, 6 (2003). Thus,
“deference to counsel’s tactical decisions in his closing presentation is particularly important
because of the broad range of legitimate defense strategy at that stage.” Id.
¶ 37 Applying these principles in a context similar (albeit not identical) to this case, we have
repeatedly held that counsel is not required to argue a theory of defense simply because the jury
was instructed on it. Specifically, we have held that counsel can reasonably pursue an “all-or
nothing strategy” (that is, seek a full acquittal) in closing argument, even when the jury, at the
defendant’s request, has been instructed on a lesser-included offense. See, e.g., People v.
Jackson, 2018 IL App (1st) 150487, ¶¶ 28-32 (citing cases). Counsel’s decision not to argue a
theory of the lesser-included offense—even in the alternative—is generally a “valid trial
strategy” (People v. Walton, 378 Ill. App. 3d 580, 589 (2007)), and the “[t]he mere fact that [it]
proved unsuccessful” does not mean that the strategy was unreasonable. People v. Fields, 2017
IL App (1st) 110311-B, ¶ 28.
No. 1-15-1381 ¶ 38 When the instructions provide alternative theories that counsel could reasonably argue to
the jury, we do not second-guess counsel’s strategic decisions as to which, or how many, of
those theories to articulate. And we think this general point holds whether counsel chooses to
forgo argument on a lesser-included offense or—as in this case—on an affirmative defense (self
defense) and a mitigated, but not lesser-included, offense (second degree murder). See People v.
Jeffries, 164 Ill. 2d 104, 122 (1995) (second degree murder is not lesser-included offense of first
degree murder).
¶ 39 If anything, we might be more suspect of counsel’s decision not to argue a theory of a
lesser-included offense. The decision to request that instruction belongs to the defendant
personally, and is thus outside counsel’s strategic control of the case. People v. Brocksmith, 162
Ill. 2d 224, 228 (1994). But even then, a defendant’s exercise of his personal right to request a
lesser-included instruction does not bind counsel to argue that instruction to the jury. See, e.g.,
Jackson, 2018 IL App (1st) 150487, ¶ 32 (counsel not obliged to “alter *** trial strategy” when
lesser-included instruction given at defendant’s request). Arguably, there is even less basis for
imposing that constraint on counsel here.
¶ 40 In this context, defendant asserts that the decision to request self-defense and second-
degree-murder instructions was legally his own, not counsel’s. Even if that were true, it would
not be enough, for the reasons we just explained. And it is false, anyway. It is counsel’s decision,
as a matter of trial strategy, whether to assert an affirmative defense of self-defense. See, e.g.,
People v. Sanchez, 2014 IL App (1st) 120514, ¶ 31. And our supreme court has held—in a case
defendant cites—that the decision to request a second-degree-murder instruction does not belong
to a defendant personally, because second-degree murder is not a lesser-included offense of first-
degree murder (or anything else). People v. Wilmington, 2013 IL 112938, ¶¶ 44-48.
No. 1-15-1381 ¶ 41 Sometimes, it is entirely reasonable—even wise—for the defense to forgo argument on
an instruction given at its own request. An instruction on an affirmative defense, like self-
defense, gives the jury one more option, one more legal basis, for finding in the defendant’s
favor. And from the defense’s perspective, more such options should usually be welcome.
¶ 42 But that does not mean that counsel is always wise to broach every such instruction in
closing argument. Counsel may well think that a different—perhaps conflicting—theory is more
likely to persuade the jury, and thus will focus on sharpening those issues. Counsel should be
free to argue whatever defense is most promising, in counsel’s reasonable professional judgment,
while still offering the jury alternative grounds for a favorable verdict, in the event it sees the
facts differently. If defense attorneys had to argue an instruction just because it was given, they
would likely seek fewer such instructions, to avoid being hemmed in—but thereby leaving the
jury with fewer options for finding in the defendant’s favor.
¶ 43 Of course, as defendant suggests here, counsel could argue the defenses in the alternative.
A defendant has the right “ ‘to present as many defenses as he had or thought he had,’ ” even if
some of them are “ ‘conflicting.’ ” (Emphasis in original.) People v. Everette, 141 Ill. 2d 147,
155-56 (1990) (quoting People v. Jersky, 377 Ill. 261, 267 (1941)); see also Mathews v. United
States, 485 U.S. 58, 62-66 (1988). But it is one thing to give the jury alternative instructions; it is
quite another to articulate conflicting theories in closing argument. As the Seventh Circuit has
recognized, “[a] rule that counsel should argue all available defenses as a matter of course would
make many clients worse off,” since “a defendant who advances an inconsistent argument may
shoot himself in the foot by implicitly conceding part of the prosecution’s case, or by making the
defense seem unprincipled.” Wilson v. United States, 414 F.3d 829, 831 (7th Cir. 2005). Lawyers
No. 1-15-1381 may take it in stride, but an argument that “the defendant did not do it; but if he did, he did it in
self-defense” may strike lay jurors as “unprincipled,” indeed.
¶ 44 Defendant cites various cases (we need not go through them) holding that counsel is
per se deficient in “the reverse situation”—that is, where counsel argues a theory to the jury but
fails to request the related instruction. That is completely different: Without the instruction, the
jury has no legal basis for finding in the defendant’s favor. The jury is presumed to follow the
trial court’s instructions (Wilmington, 2013 IL 112938, ¶ 49), so if the instructions do not say
that self-defense, for example, is a basis for acquittal, then counsel’s argument cannot turn it into
one. Arguing a defense that the jury cannot legally credit is not a reasonable trial strategy.
¶ 45 But if the instructions do say that self-defense (or whatever else) is a basis for acquittal,
then the jury can consider it—even if counsel thinks the best bet is to home in on other issues in
closing argument. Defendant says that the jury needs both the instruction and the argument to
acquit. But all the jury needs is the instruction. The argument, no doubt important in most cases,
is sometimes better left unsaid. And it is counsel’s role to determine when that is so.
¶ 46 We therefore decline to adopt a bright-line rule requiring counsel to argue a defense
simply because the jury was instructed on it. We need not go to the other extreme, and hold that
counsel can never be deficient for deciding not to do so. See Wilson, 414 F.3d at 831 (“The
Supreme Court has abjured bright-line rules under the sixth amendment ***.”). But we are
confident that counsel had no such duty here.
¶ 47 That confidence is further bolstered by the weakness of the self-defense and second-
degree-murder theories that defendant says should have been argued to the jury. We think this
point goes to both the deficiency and the prejudice prongs of Strickland: Given the weakness of
No. 1-15-1381 these theories, it was not unreasonable for counsel to argue a different one; and given their
weakness, we are confident that counsel’s decision did not affect the verdict.
¶ 48 We begin with defendant’s claim of self-defense against Escobar, the murder victim. We
note, at the outset, that the jury was only instructed on self-defense, not defense of another; thus,
defendant could not argue that he was protecting Diaz from a threat posed by Escobar. (Recall
that Escobar shoved Diaz shortly before defendant shot him, and that was the trial court’s stated
basis for giving this instruction.) As the jury was instructed, it had to find that defendant
“reasonably believe[d]” that his use of deadly force was “necessary to prevent imminent death or
great bodily harm to himself.” See Illinois Pattern Jury Instructions, Criminal, Nos. 24-25.06 (4th
ed. 2000) (hereinafter IPI Criminal 4th).
¶ 49 Assume, for the moment, that defendant believed his life was in imminent danger, and
that Escobar was the perceived source of the threat. What evidence could counsel have
marshaled to convince the jury that defendant’s belief was reasonable?
¶ 50 There is no evidence that Escobar threatened defendant, even if only verbally. Escobar’s
drunken—and almost purely verbal—belligerence was directed at Diaz. Any physical threat that
Escobar may have posed was also directed at Diaz, not defendant. Indeed, to shoot Escobar,
defendant had to walk over to him and come around him from behind. And any physical threat
from Escobar was minimal to boot: Escobar shoved Diaz once, and then squared off against Diaz
for a fistfight. But it never even came to blows between Escobar and Diaz—much less
defendant—since defendant stepped into the mix, at that point, and shot Escobar in the face.
¶ 51 Escobar was unarmed, and defendant had no particular reason to believe otherwise. As he
squared off against Diaz, Escobar’s hands were in front of him, and thus visible. Defendant could
not reasonably think that Escobar was reaching for a gun.
No. 1-15-1381 ¶ 52 As defendant emphasizes, his (supposed) belief that his life was in imminent danger
could have been reasonable even if it was ultimately mistaken. People v. Pinkney, 322 Ill. App.
3d 707, 721 (2000) (reasonable but mistaken belief supports claim of self-defense). Perhaps the
jury may have come to that conclusion if, say, Escobar had threatened to shoot defendant, but in
retrospect that turned out to be bluster. Or perhaps defendant could have mistakenly thought that
Escobar was about to reach into his pocket for a gun, when really he was just lowering his fists to
de-escalate. But the evidence revealed nothing of the sort. If defendant believed that his own life
was in imminent danger, the evidence did not bear out the claim that his belief was reasonable.
¶ 53 Defendant emphasizes that he tried to defuse the tension between Escobar and Diaz. That
may show that defendant did not go out looking to kill anyone that night. But it does not show
that he had a rational, if ultimately mistaken, belief that Escobar was about to kill (or severely
injure) him. Counsel had no realistic hope of convincing the jury that he did.
¶ 54 As a defense to the attempted murder of Rivera, a claim of self-defense fares even worse.
It is beyond dispute that Rivera never posed any threat to defendant (or anyone else). Before the
shooting, Rivera can be seen on the surveillance video mingling and handing out his business
card. He was in a jovial mood. When Escobar and Diaz started having words, Rivera repeatedly
tried to calm Escobar down. Rivera never flashed a gun, and he was not carrying one. Nothing in
Rivera’s actions or demeanor before the shooting could have reasonably suggested to defendant
that Rivera posed a threat to his life.
¶ 55 And yet, after shooting Escobar, defendant turned his gun on Rivera. At the time, Rivera
was not advancing on defendant or reaching into his pockets; he was running from defendant’s
gunfire. As Rivera fled, defendant shot him in the back. As Rivera lay on the ground, unable to
move, defendant kept shooting him. It is borderline impossible to imagine that a jury would ever
No. 1-15-1381 find that defendant reasonably, if mistakenly, perceived Rivera as a deadly threat in these
circumstances. And no jury would ever find that defendant was justified in shooting him.
¶ 56 That leaves second degree murder. To find defendant guilty of this mitigated offense, the
jury had to find that defendant sincerely, albeit unreasonably, believed that Escobar posed an
imminent threat to his life or safety. See 720 ILCS 5/9-2(a)(2) (West 2016). But even this more
modest proposition is one that counsel would have been hard-pressed to argue, based on the
evidence available to her.
¶ 57 At best, counsel could have reminded the jury that defendant knew Escobar was a gang
member, that Escobar was belligerent and felt disrespected (by Diaz’s crooked hat), and that
defendant’s efforts to assuage Escobar had failed. In response to these circumstances, defendant
grew fearful that Escobar might turn violent, not only toward Diaz, but toward defendant, too.
¶ 58 This is “some evidence,” however “slight” or “tenuous” it may be, to support a second-
degree-murder theory—enough, that is, to justify the instruction. See People v. McDonald, 2016
IL 118882, ¶ 25; Everette, 141 Ill. 2d at 156; People v. Lewis, 2015 IL App (1st) 122411, ¶ 56.
But not enough to meet Strickland’s far more demanding standard—or to come anywhere close.
Escobar could barely hold himself up at times; as seen on the video, he often had to lean against
the counter. He was paying no attention at all to defendant. His back was turned to defendant,
and his hands were in the air, as he squared off against Diaz for some one-on-one fisticuffs. It is
hard to believe that defendant really feared that his own life was in imminent danger at that
moment, or that defendant deliberately put himself in the line of any such perceived danger when
he stepped in front of Escobar to shoot him. And when Diaz later asked defendant why he shot
Escobar in the head, defendant said nothing to suggest that he had feared for his life—instead, he
said that he feared going to “county.”
No. 1-15-1381 ¶ 59 We could pose many more doubts that we think the jury would have had, but we will not.
It suffices to say that any one of the available defense theories would have been a hard sell, in
light of the testimony and the surveillance footage. Which one(s) to argue was a matter best left
to counsel’s strategic judgment, which we cannot say was exercised unreasonably in this case.
And we are confident that the jury’s verdicts would have been the same—whichever defense
theories counsel had argued.
¶ 60 II.
¶ 61 Defendant contends that it was error not to modify the IPI instructions for attempted
murder, which state that a person commits the offense if, among other things, he acts “with the
intent to kill an individual.” (Emphasis added.) IPI Criminal 4th Nos. 6.05X, 6.07X. Applying
these instructions literally, defendant says, the jury could have found him guilty of the attempted
murder of Rivera without finding that he had the specific intent to kill Rivera. Instead, the jury
could have found that he had a specific intent to kill Escobar. In other words, the jury could have
convicted him of both offenses—the murder of Escobar and the attempted murder of Rivera—
based solely on his shooting of Escobar.
¶ 62 Given this risk of jury confusion, defendant argues, the instructions were substantially
defective, and therefore plain error, under Illinois Supreme Court Rule 451(c) (eff. Apr. 8, 2013);
alternatively, counsel was ineffective for failing to object to the instructions.
¶ 63 Jury instructions must accurately convey the “essential characteristics” of the charged
crime. (Internal quotation marks omitted.) People v. Ogunsola, 87 Ill. 2d 216, 222 (1981). An
instruction is reversible error if it “creates a serious risk that the jurors incorrectly convicted the
defendant because they did not understand the applicable law.” People v. Hopp, 209 Ill. 2d 1, 8
No. 1-15-1381 (2004). The question is whether “ordinary persons acting as jurors” would understand the
instruction. People v. Herron, 215 Ill. 2d 167, 187-88 (2005). The IPI instructions have been
carefully drafted for this purpose, and a trial court may only deviate from them to accommodate
“unusual facts” or intervening changes in the law. Ill. S. Ct. R. 451(a) (eff. Apr. 8, 2013); People
v. Durr, 215 Ill. 2d 283, 301 (2005); Hopp, 209 Ill. 2d at 7; People v. Anderson, 2012 IL App
(1st) 103288, ¶ 40. We review de novo the question whether an instruction accurately conveyed
the law. Herron, 215 Ill. 2d at 174.
¶ 64 As given to defendant’s jury, IPI Criminal 4th No. 6.05X, the definition of attempted
murder, provides that a person commits that offense “when he, without lawful justification and
with the intent to kill an individual, does any act which constitutes a substantial step toward the
killing of an individual.” (Emphases added.) And the pattern issues instruction, IPI Criminal 4th
No. 6.07X, uses the same phrase—“an individual”—in both the mental-state and conduct
elements. (The trial court, perhaps inadvertently, did not give the issues instruction as it appears
in the IPI. The written version used the phrase “the individual,” again without specifying which
one, in both elements. Orally, the trial judge used the phrase “an individual” in the substantial-
step element, but then used the phrase “that individual” in the intent-to-kill element. But neither
party makes any argument based on these complications, and we do not think they would change
the outcome anyway, so we can safely put them aside.)
¶ 65 As a preliminary matter, we note that there is a good reason why the IPI instructions are
phrased this way. It is not an oversight or a misstatement of the law. Because attempted murder
is a specific-intent crime (People v. Johnson, 368 Ill. App. 3d 1146, 1157 (2006)), defendant
assumes that a necessary element of the offense is the specific intent to kill the victim of the
attempted-murder charge, as opposed to somebody else. But that is not always true.
No. 1-15-1381 ¶ 66 Suppose a defendant fires several gunshots at A, with the specific intent to kill him. Some
of the shots hit (and kill) A. Others hit (and do not kill) B, an innocent bystander whom the
defendant did not even intend to shoot, much less kill. Obviously the defendant is guilty of the
first degree murder of A. But he is also guilty of the attempted murder of B—even though he did
not have the specific intent to kill B. It is enough that he had the specific intent to kill someone—
“an individual”—when he fired the bullet that struck B. The doctrine of transferred intent applies
to the crime of attempted murder. People v. Harris, 2016 IL App (1st) 141744, ¶ 29; People v.
Ephraim, 323 Ill. App. 3d 1097, 1108-09 (2001).
¶ 67 For this reason, the IPI instructions do not say that the trial court should ordinarily fill in
the name of the attempted-murder victim—even when there are multiple victims of the
defendant’s alleged shooting. See People v. Malone, 37 Ill. App. 3d 185, 191 (1976) (name of
victim not an element of attempted murder). If the instructions required that level of specificity
as a matter of course, they would not be accurate as a general statement of the law of attempted
murder.
¶ 68 But we recognize that this is not a transferred-intent case. The State has never argued that
theory. And the evidence showed that defendant did not shoot Rivera while shooting at Escobar;
he shot Rivera after he shot Escobar. These were two distinct acts, not a case of an errant bullet,
or a defendant “indiscriminately” shooting at a group of people. See Ephraim, 323 Ill. App. 3d at
1108-09. So the jury did, after all, have to find that defendant intended to kill Rivera—not
because that is inherent in the elements of the offense, as defendant contends, but because of the
specific facts of the case.
¶ 69 Our question, then, is whether these are the kind of “unusual facts” that required the trial
court to modify the IPI instructions (which correctly state the law as a general matter) to avoid
No. 1-15-1381 confusing the jury. More precisely: Was there a serious risk that the jury would have convicted
defendant of the attempted murder of Rivera based on a finding that he shot Escobar with the
intent to kill? Our answer is no.
¶ 70 Defendant bases his argument to the contrary on Anderson, 2012 IL App (1st) 103288.
Anderson was charged with, and convicted of, the first degree murder of Hart and the attempted
murder of Hazziez. Id. ¶ 1. Anderson and Hart got into an argument at a restaurant over drug
turf. Id. ¶ 15. At some point, Hart stepped outside; Anderson followed, gun in hand, and shot
Hart. Id. ¶¶ 7, 15.
¶ 71 Hazziez, who was standing about 10 feet from Anderson, “took off in his car” after Hart
fell to the ground. Id. ¶ 7. He heard three more gunshots as he drove away, but he did not know
in which direction the shots were fired, and he did not find any bullet holes in his car. Id. ¶¶ 7-8.
¶ 72 The only other eyewitness to the shooting was Cooper. At first, he claimed that “nothing
happened” at the restaurant, and that he did not remember any shooting taking place there. Id.
¶ 10. But in his handwritten statement, Cooper had said otherwise. When Anderson followed
Hart outside, Cooper had said, he stepped between them, hoping to calm everyone down. Id.
¶ 15. Despite those efforts, Anderson reached around Cooper and shot Hart three times. Id.
Anderson then turned around and fired two shots “at another man, who had been in the
restaurant,” but whom Cooper did not identify. Id. Cooper recanted his statement at trial,
claiming that he had been coerced by a detective and told what to say. Id. ¶ 11.
¶ 73 We held that, “under the narrow set of facts of this case,” the trial court should have
substituted Hazziez’s name for the phrase “an individual” in the IPI instructions, and that it was
plain error, under the closely-balanced-evidence prong, not to do so. Id. ¶¶ 56, 64-66. Without
that modification, an “ordinary person” on the jury probably would not have understood that
No. 1-15-1381 Hazziez, and only Hazziez, was the subject of the attempted-murder charge, and therefore might
have convicted Anderson of the attempted murder (and murder) of Hart instead. Id. ¶¶ 61, 64-66.
¶ 74 We emphasized in Anderson that our holding was narrow and fact-bound. See id. ¶ 64.
We never held that juror confusion is probable, or that the IPI instructions must be modified,
whenever a shooting gives rise to an attempted-murder charge against one victim and another
charge against a different victim. Rather, as the Second District noted in distinguishing
Anderson, our conclusion that the IPI instructions were erroneous in that case was shaped by the
fact that the evidence was “closely balanced,” and in a rather unusual way. See People v.
Cavazos, 2015 IL App (2d) 120171, ¶¶ 79-80 (pattern instructions would not have confused jury
where evidence showed that defendant opened fire at murder and attempted-murder victims
while they were walking side-by-side).
¶ 75 To begin, the “evidence was unclear whether there even was a victim other than Hart.”
(Emphasis in original.) Id. ¶ 79. The only evidence that there was a second victim came from
Cooper’s handwritten statement, which he recanted at trial, thus calling his credibility as a
witness into doubt. Anderson, 2012 IL App (1st) 103288, ¶ 65. And even crediting Cooper’s
prior statement, there was still no evidence at all that Hazziez was the second victim. Id. Indeed,
it was unclear that Hazziez was the victim of any crime, much less an attempted murder.
¶ 76 In these unusual circumstances, the jury may have struggled to understand how Hazziez
could have been the subject of the attempted-murder charge; and seeking to make sense of those
instructions, the jury may well have applied them to Hart instead. Granted, the trial court in
voir dire, and the State in closing argument, told the jury that the attempted-murder charge
applied to Hazziez, but we found that was not enough to dispel the likelihood of confusion, since
No. 1-15-1381 the jury was instructed that neither the indictment nor closing argument was to be considered as
evidence. Id. ¶ 62.
¶ 77 We know of no other circumstances, apart from the unusual facts of Anderson, in which
the pattern instructions were found to create a serious risk of confusing the jury. And at least
three cases have held that there would be no such risk, even when there were multiple victims of
the defendant’s gunfire, because the evidence made clear that the defendant fired shots in the
attempted-murder victim’s direction.
¶ 78 In Cavazos, 2015 IL App (2d) 120171, ¶ 80, the murder and attempted-murder victims
were walking side-by-side when the defendant opened fire in their direction. Similarly, in People
v. Salazar, 2014 IL App (2d) 130047, ¶¶ 8, 59-65, the murder victim and two attempted-murder
victims were shot when gunfire struck the car they were all riding in. And in Malone, 37 Ill. App.
3d at 187-88, the defendant first shot at a group of rival gang members, injuring one of them, and
later shot at (but missed) the officer who came to arrest him. He was charged with attempted
murder (of the civilian) and aggravated assault (of the officer), and the jury convicted him of
both charges. Id. at 186-87. We held that the jury, in these circumstances, would have understood
that the attempted-murder charge pertained to the civilian victim, and not the police officer,
without any modification to the pattern instruction. Id. at 191.
¶ 79 Thus, in none of these cases was the pattern instruction’s phrase “an individual” likely to
mislead the jury into convicting the defendant of attempted murder based on a finding that he
shot someone other than the actual victim of that offense.
¶ 80 We reach the same conclusion here. There is no question that defendant fired shots in
Rivera’s direction. Unlike in Anderson, where there was no evidence that Hazziez was the victim
of a crime at all, Rivera was actually struck by defendant’s gunfire. The evidence showed clearly
No. 1-15-1381 that defendant shot Escobar once, at point-blank range; he then turned his gun on Rivera, and
shot him in the back while he was trying to flee. Worse yet, defendant continued to shoot Rivera
after he fell to the ground, unable to move. That is strong evidence, we think, both that defendant
specifically targeted Rivera (see People v. Valadovinos, 2014 IL App (1st) 130076, ¶¶ 30-36
(unlike Anderson, jury confusion would not arise where evidence showed defendant specifically
targeted and aimed at attempted-murder victim)), and that defendant specifically intended to kill
him. Escobar died from his wound; but Rivera lived to testify, to the shooting and his injuries, at
defendant’s trial.
¶ 81 Given this evidence, we are confident that the jury understood, perfectly well, that Rivera
was the attempted-murder victim. And we are confident that the jury convicted defendant of that
charge because it found that he shot Rivera with the specific intent to kill him. There were no
unusual facts that required a modification of the IPI instructions. Because those instructions were
not erroneous at all, defendant’s plain-error and ineffective-assistance arguments fail.
¶ 82 CONCLUSION
¶ 83 For the foregoing reasons, we affirm defendant’s convictions and sentence.
¶ 84 Affirmed.