People v. Dozier

72 A.D.2d 478, 424 N.Y.S.2d 1010, 1980 N.Y. App. Div. LEXIS 9706
CourtAppellate Division of the Supreme Court of the State of New York
DecidedFebruary 14, 1980
StatusPublished
Cited by14 cases

This text of 72 A.D.2d 478 (People v. Dozier) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Dozier, 72 A.D.2d 478, 424 N.Y.S.2d 1010, 1980 N.Y. App. Div. LEXIS 9706 (N.Y. Ct. App. 1980).

Opinions

OPINION OF THE COURT

Sullivan, J.

Convicted, upon his plea of guilty, of rape in the third degree, in that being over the age of 21 years, he had sexual intercourse with a female less than 17 years of age (Penal Law, § 130.25, subd 2), defendant challenges New York’s statutory rape law as violative of due process and equal protection. Specifically, defendant claims that the statute offends constitutional precepts because it does not permit ignorance, fraud or mistake as to the female’s age to be asserted as a defense and, further, that it arbitrarily and capriciously fixes the age at which a female may consent to sexual intercourse at 17 years.1

In support of his due process challenge defendant claims that complainant, before engaging in sexual relations with him, showed him an identification card which represented that she was 18 years of age, and that had he known that she was not even 17 he would have refrained from having intercourse with her.2

We find that the statute serves a significant State interest in that it protects a certain class of minors from any adverse consequences of sexual intercourse, even if consensual. Following long-settled principles, we also find no constitutional prohibition against imposing criminal liability for conduct in which mens rea is not an element of the offense.

[480]*480In considering defendant’s equal protection argument we take note at the outset of the test to be applied. Generally, in evaluating whether a statute violates the equal protection clause a court must apply a "rational basis” test and determine whether a classification which affects a group of citizens differently from others "rests on grounds wholly irrelevant to the achievement of the State’s objective.” (McGowan v Maryland, 366 US 420, 425; see, also, Lindsley v Natural Carbonic Gas Co., 220 US 61; Metropolitan Co. v Brownell, 294 US 580; Minnesota v Probate Ct., 309 US 270.)

Where fundamental interests are involved, however, or where the classification is deemed suspect, i.e., the statute differentiates on the basis of race, alienage or nationality, a strict scrutiny test must be applied. (See, e.g., Skinner v Oklahoma, 316 US 535; Loving v Virginia, 388 US 1; Oyama v California, 332 US 633.) Under this test constitutionality turns on whether the law in question is "necessary to promote a compelling governmental interest”. (Shapiro v Thompson, 394 US 618, 634.)

In the midst of these two tests the possibility of a third has arisen in evaluating gender-based statutes: "A classification 'must be reasonable, not arbitrary, and must rest upon some ground of difference having a fair and substantial relation to the object of the legislation, so that all persons similarly circumstanced shall be treated alike.’ ” (Reed v Reed, 404 US 71, 76.) Subsequent to the Reed decision, however, a plurality of the Supreme Court applied the strict scrutiny test in an evaluation of a gender-based plan to provide fringe benefits to members of the uniformed services. (See Frontiero v Richardson, 411 US 677.) Inasmuch as the Frontiero court mustered a majority for the result and not for the "strict scrutiny” test, it remains unclear that classifications based upon sex are suspect, and thus subject to strict judicial scrutiny. (See, e.g., Craig v Boren, 429 US 190, 197; Orr v Orr, 440 US 268, 279-280; Califano v Webster, 430 US 313, 316-317.)

But whatever test is employed with regard to gender-based statutes, the Supreme Court has clearly demonstrated that age is not a suspect classification. Distinctions based on age, at least as they apply to the privacy rights of minors, are valid if they foster "any significant state interest * * * that is not present in the case of an adult.” (Planned Parenthood of Mo. v Danforth, 428 US 52, 75.) This standard is less rigorous than the "strict scrutiny” test, since "the power of the state to [481]*481control the conduct of children reaches beyond the scope of its authority over adults”. (Prince v Massachusetts, 321 US 158, 170.) "[T]he law has generally regarded minors as having a lesser capability for making important decisions.” (Carey v Population Servs. Int., 431 US 678, 693, n 15.)

The question for resolution then is whether the prevention of sexual intercourse by unmarried females under 17 serves a significant State interest not present when the proscribed activity is undertaken by females 17 years of age and older. Since other sections of the Penal Law specifically protect females under 14, the class protected by the statute under challenge is comprised of females aged 14 to 16, inclusive.3

Challenges to statutory rape statutes have, generally, centered on distinctions based on gender. (See, e.g., Flores v State, 69 Wis 2d 509; People v Green, 183 Col 25; People v Mackey, 46 Cal App 3d 755; State v Elmore, 24 Ore App 651.) The experience in New York has been no different. (See, e.g., People v Whidden, 71 AD2d 367; People v Mndange-Pfupfu, 97 Misc 2d 496; People v Smith, 97 Misc 2d 115; People v Prainito, 97 Misc 2d 66; People v Weidiger, 96 Misc 2d 978.)

Although such challenges have, for the most part, been unsuccessful, in Meloon v Helgemoe (436 F Supp 528, affd 564 F2d 602, cert den 436 US 950), a United States District Court held unconstitutional a New Hampshire statute which imposed penal sanctions upon a male who had sexual intercourse with a female less than 15 years of age. The District Court stated (436 F Supp, supra, at p 532) that "there is no valid reason for singling out the male for criminal treatment where the act is consensual.” In its affirmance the Court of Appeals discussed, in a footnote, the cases in which State courts had upheld the validity of their States’ statutory rape laws. One of the decisions was State v Drake (219 NW2d 492 [Iowa]), which upheld an Iowa statute that punished a male over the age of 25 who had intercourse with a female under the age of 17. The Helgemoe court commented on the Drake decision as [482]*482follows: "Not only does this age disparity significantly affect the purposes for which such a statute might be enacted but the high age of the potential female victim lends greater credence to a pregnancy prevention rationale.” (Meloon v Helgemoe, 564 F2d, supra, at p 605, n 4.)

Of course, the specific claim here is not that the New York statute discriminates on the basis of sex, per se, but rather that it unreasonably fixes 17 as the age below which a woman becomes a victim, regardless of her consent.4 We think it significant, however, that a court which found a statutory rape statute unconstitutional on the ground of discriminatory gender classification, would comment approvingly on a decision upholding a statute proscribing the same conduct, but taking into account factors such as the victim’s pregnancy potential and age disparity between the actors.

The focus of inquiry, therefore, must be directed to the nature of the State’s interest, if any, in prohibiting sexual intercourse by unwed females under 17, and the reasonableness of age 17 as the line of demarcation between consensual incapacity and a female’s right to sexual freedom equal to that of her male consort.

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Bluebook (online)
72 A.D.2d 478, 424 N.Y.S.2d 1010, 1980 N.Y. App. Div. LEXIS 9706, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-dozier-nyappdiv-1980.