People v. Douglas

205 A.D.2d 280, 617 N.Y.S.2d 733, 1994 N.Y. App. Div. LEXIS 10577
Appellate Division of the Supreme Court of the State of New York·Decided October 27, 1994·Published·Cited by 9 cases

Opinions

OPINION OF THE COURT

Ross, J.

By an indictment filed March 5, 1992, defendant was charged with criminal possession of a controlled substance in the third degree in violation of Penal Law § 220.16 (possession of a narcotic drug with intent to sell same) and criminal possession of a controlled substance in the fifth degree in violation of Penal Law § 220.06 (5) (knowing and unlawful possession of 500 milligrams or more of cocaine). The defendant moved to suppress the physical evidence recovered upon his arrest and after a Mapp suppression hearing the trial court denied the defendant’s motion. A Sandoval hearing was also held at which defendant sought to suppress his nine prior drug convictions. With respect to these convictions, the trial court precluded the prosecution from cross-examining the defendant with respect to (1) the underlying facts relating to a May 8, 1986 conviction of a misdemeanor possession; (2) an October 10, 1986 conviction of a misdemeanor sale; (3) an [282]*282October 22, 1986 conviction of criminal possession of a controlled substance in the seventh degree; (4) the underlying facts relating to a January 9, 1987 charge of criminal sale of a controlled substance in the third degree which resulted in a conviction of attempted criminal sale in the third degree, a class C felony; (5) a February 16, 1987 charge which resulted in a conviction of misdemeanor sale; (6) a March 24, 1987 charge which resulted in a conviction of misdemeanor sale; (7) a May 27, 1987 charge resulting in a conviction of misdemeanor sale; (8) a June 18, 1987 charge resulting in a conviction of misdemeanor sale; and (9) the underlying facts relating to a November 11, 1987 charge which resulted in a conviction of criminal sale of a controlled substance in the fifth degree.

The defendant proceeded to trial in May 1992, well before the December 16, 1993 release of People v Ryan (82 NY2d 497), and did not testify. The uncontradicted evidence adduced at the trial established that the arresting officer saw the defendant twice reach into a brown paper bag and drop vials into an unidentified woman’s outstretched hand. The officer, who observed the defendant from a distance of 15 feet and then from a distance of about six feet, also testified that it appeared to him as if the defendant were counting out the number of vials he was depositing into the woman’s hand. As the officer approached the defendant, the woman fled. The defendant was arrested. The brown paper bag, which contained 31 vials, was recovered from the defendant. Upon analysis of the contents of the vials by police chemists it was concluded that the vials contained 1,591 milligrams of cocaine. The jury acquitted defendant of the possession with intent to sell count but convicted him of the fifth degree possession count, which charged that defendant had "knowingly and unlawfully possessed five hundred milligrams or more of cocaine”.

In this case, as it was with the vast majority of pre-Ryan narcotics possession cases, the prosecution, the defense and the trial court operated under the then common assumption that there was no scienter requirement with respect to the weight element of a drug possession charge (see, People v Ivey, 204 AD2d 16, 17, citing 3 CJI[NY] PL 220.16 [8]-[13], at 1682). Accordingly, the defendant’s general motion to dismiss at the end of the presentation of all of the evidence cannot in any way be viewed to have been based on Ryan grounds. The record also clearly demonstrates that defense counsel’s request that the court charge the lesser included offense of criminal [283]*283possession of a controlled substance in the seventh degree was based solely on the ground that the chemists’ method of analysis could be viewed by a rational factfinder as not establishing that the pure weight of the substance recovered from the defendant was 500 milligrams or more. However, on this appeal, the defendant argues, inter alia, that there was insufficient evidence to prove his guilt of criminal possession of a controlled substance in the fifth degree under count two of the indictment as there was no evidence presented to prove that defendant knew he possessed at least 500 milligrams of cocaine.

Recently, this Court simultaneously released the decisions in five cases in which the defendants-appellants raised the same sufficiency argument, pursuant to People v Ryan (supra), as is raised here. We acknowledged our inability to reconcile our views with respect to the applicability of People v Ryan (supra), and in each case, sua sponte, granted leave to appeal to the Court of Appeals. The main point of disagreement in these cases centers on the issue of whether a Ryan claim of insufficiency is preserved for our review without a specific objection. The issue of retroactivity is also treated in some of the writings. However, that issue, which I view as dispositive here, was not extensively discussed and the retro-activity of Ryan was all but assumed. I do not share the view that the Ryan holding should be applied retroactively for the reasons stated, infra. However, I will first review the preservation dilemma and for the sake of clarity will give my view of the issue. It should be noted, however, that these two aspects of the Ryan decision cannot really be considered in a mutually exclusive manner as determination of one necessarily affects the determination of the other.

There are two distinct analyses with respect to the issue of the preservation of a Ryan claim presented by the cases released on September 27, 1994. One view is represented by the majority memorandum in People v Cooper (204 AD2d 24). In that case, the Bench viewed the failure to prove the Ryan “knowledge of weight” element as a true sufficiency question in all cases which, pursuant to the holding in People v Kilpatrick (143 AD2d 1), does not require a specific exception to be preserved for appellate review. A different view of the preservation dilemma is presented in People v Ivey (supra). In Ivey, Justice Sullivan, in a cogent opinion, noted that, since the prevalent assumption was that no proof of scienter was required with respect to weight in possession cases, the trial [284]*284court in that case, as in most pre-Ryan cases, did not charge the jury that knowledge of the weight was a distinct element of the possessory offense which the People were required to prove. He reasoned that the issue presented by Ryan in that context was fundamentally a jury charge problem rather than a true sufficiency problem. Thus, it was concluded that, where the defendant never objected to the jury charge on the weight element or to the trial court’s response to a jury note in which the elements of the crime were repeated, the error in the charge of improperly defining the elements was unpreserved as a question of law. The Second Department reached the same conclusion in People v Okehoffurum (201 AD2d 508, 509, lv denied 83 NY2d 913, lv denied upon reconsideration 83 NY2d 970), albeit without extensive discussion.

The Ivey opinion relied upon the Court of Appeals holding in People v Dekle (56 NY2d 835, 837), that there is no "due process violation when there is evidence from which a rational trier of fact could find the essential elements of the crime as those elements were charged to the jury without exception beyond a reasonable doubt.

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People v. Douglas, 205 A.D.2d 280, 617 N.Y.S.2d 733, 1994 N.Y. App. Div. LEXIS 10577 (N.Y. Ct. App. 1994).

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