People v. Dominick

68 Misc. 2d 425, 326 N.Y.S.2d 466, 1971 N.Y. Misc. LEXIS 1105
CourtNew York County Courts
DecidedNovember 24, 1971
StatusPublished
Cited by10 cases

This text of 68 Misc. 2d 425 (People v. Dominick) is published on Counsel Stack Legal Research, covering New York County Courts primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Dominick, 68 Misc. 2d 425, 326 N.Y.S.2d 466, 1971 N.Y. Misc. LEXIS 1105 (N.Y. Super. Ct. 1971).

Opinion

Joseph S. Mattina, J.

The defendant appeals from a conviction in the City Court of Buffalo on June 4, 1969. The defendant Dominick was arrested March 19, 1969 following a demonstration in Lafayette Square in the City of Buffalo and was charged with violating article 145 of the revised Penal Law, a misdemeanor, and a violation of chapter IX, section 5(1) of the Ordinances of the City of Buffalo. Defendant was convicted of the violation and acquitted of the misdemeanor.

This appeal raises three issues. First, does the absence of a trial transcript deny the defendant a right to full and fair appellate review? Second, was the information filed by the police defective as a matter of law? Third, are the pertinent sections of the Ordinances of the City of Buffalo, chapter XXV, section 1708 and chapter IX, section 5(1), unconstitutional either as written or as applied?

[426]*426It is clear that where the trial transcript is unavailable to a defendant by reason of the actions of the State or its agents, the defendant’s right to appeal is thwarted and reversal of the conviction is required. (People v. Pride, 3 N Y 2d 549 [1958]; People v. Foreman, 13 A D 2d 500 [2d Dept., 1961]; People on Complaint of Berry v. DeWilkowska, 246 App. Div. 285 [1st Dept., 1936].)

As the New York Court of Appeals stated in People v. Pride (supra, p. 549): “ it has been the consistent policy of our courts to preserve and promote that right [appellate review] as an effective, if imperfect, safeguard against impropriety or error in the trial of causes. This policy has been particularly manifest on a number of occasions where the failure to provide sufficiently comprehensive reports of the proceedings at the initial stage of litigation threatened to render nugatory the right to appeal. [Citing cases.] In the instances cited the lower courts had failed to make and preserve an adequate record of the proceedings at the trial level. Unequivocally and with emphasis upon the importance and fundamental nature of the right to appellate review, the courts on each occasion held that the making of such a record and its availability to defendant-appellant were absolute requisites and concomitants to the right to review ’ ’.

Even where part of the transcript was unavailable, it was held that due process was absent. (People v. Adams, 22 A D 2d 892 [2d Dept., 1964].)

However, section 456 of the New York Code of Criminal Procedure states that a transcript must be provided only “1. In any case where the defendant is convicted of a crime or where after conviction defendant’s coram nobis application to vacate the judgment is denied or dismissed after a hearing at which testimony has been taken”. (Emphasis added.) Defendant Dominick was convicted of a violation of a city ordinance which is not a crime. (Penal Law, § 10.00, subd. 6.) Inasmuch as subdivision 3 of section 517 of the New York Code of Criminal Procedure grants a defendant a right to appeal, the State may not render that right an exercise in futility by denying the defendant a right to a transcript which would ensure proper consideration of his claims. (Cf. People v. Pitts, 6 N Y 2d 288 [1959].)

Due to the absence of substantial portions -of the trial record and its information, this court is unable to consider the defendant’s contention that the information is defective.

Since this court has decided that the absence of a complete transcript prevents a full and fair appellate review, the conviction must be reversed. It remains to be determined whether [427]*427a new trial should be ordered under section 543 of the New York Code of Criminal Procedure.

It has been held that a new trial should not be ordered where the defendant could not be convicted of the charge or where the new trial would be needless ceremony. (People v. Eckerson, 133 App. Div. 220 [1909].) If the ordinances under attack here are indeed unconstitutional, then clearly a new trial would be a needless ceremony which would unnecessarily force the defendant to undergo the trauma of a trial. Thus, in order to determine whether a new trial is warranted, the -court must consider and decide the issue of the constitutionality of the ordinances in question.

Additionally, judicial reluctance to decide questions which need not be reached must give way when a case raises important constitutional issues and the controversy is of a character which is likely to recur. (Matter of Bell v. Waterfront Comm. of N. Y. Harbor, 20 N Y 2d 54 [1967].) Clearly, this controversy raising important First Amendment issues is of a character likely to recur, especially since, as shown below, sections of the ordinance are frequently and flagrantly violated and only the discretion of the police officer stands between violation and arrest.

The ordinances involved are section 1703 of chapter XXV and section 5(1) of chapter IX. From the partial transcript, it appears that proof at the trial dealt with section 1703. Yet, defendant-appellant’s .brief states that he was convicted of a violation of section 5(1). Apparently, the violation of section 5(1) was committed by defendant’s failure to comply with the provisions of section 1703.

Section 102 of chapter XXV provides the penalty for failure to comply with ‘1 any reasonable rule, regulation or direction ’ ’ promulgated in section 1703. Thus, the reasonableness of the rules and regulations must be scrutinized before the statutory scheme can be upheld.

Appellant challenges section 1703 as being both overbroad and vague. While these two challenges frequently go together, they are distinct. Vagueness means that the ordinance either forbids or requires ‘1 the doing of an act in terms so vague that men of common intelligence must necessarily guess at its meaning and differ as to its application ”. (Connally v. General Constr. Co., 269 U. S. 385, 391 [1926].)

Overbreadth, on the other hand, means that the ordinance, though clear and precise, violates the constitutional principle that a governmental purpose to control or prevent activities constitutionally subject to state regulation may not be achieved [428]*428by means which sweep unnecessarily broadly and thereby invade the area of protected freedoms.” (Zwickler v. Koota, 389 U. S. 241, 250 [1967]).

Before this court engages in a clause-by-clause scrutiny of section 1703, there are two other factors that must be considered. Section 1703 is written in the form of a license regulation; yet it may ‘ ‘ chill ’ ’ privileged expression just as would a substantively overbroad law if it is slow, cumbersome or onerous in its operations. (LeFlore v. Robinson, 434 F. 2d 933, 946 [5th Cir., 1970].)

A glance at some of the provisions of this section indicates that it is in fact “ slow, cumbersome or onerous.” Section 1703(14) requires an exhaustive and exhausting catalogue of information which must be provided five days before the sound amplification equipment is used.

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Bluebook (online)
68 Misc. 2d 425, 326 N.Y.S.2d 466, 1971 N.Y. Misc. LEXIS 1105, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-dominick-nycountyct-1971.