People v. Cordova CA4/2

Opinion

Filed 6/12/14 P. v. Cordova CA4/2

NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.

IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA

FOURTH APPELLATE DISTRICT

DIVISION TWO

THE PEOPLE,

Plaintiff and Respondent, E058239

v. (Super.Ct.No. FVA1100476)

RAYMOND CORDOVA, OPINION

Defendant and Appellant.

APPEAL from the Superior Court of San Bernardino County. Ronald M.

Christianson, Judge. Affirmed with directions.

Brett Harding Duxbury, under appointment by the Court of Appeal, for Defendant

and Appellant.

Kamala D. Harris, Attorney General, Dane R. Gillette, Chief Assistant Attorney

General, Julie L. Garland, Assistant Attorney General, William M. Wood, Meagan J.

Beale and Stacy A. Tyler, Deputy Attorneys General, for Plaintiff and Respondent.

1 A jury found defendant Raymond Cordova guilty of attempted murder and

rendered true findings that he personally used and discharged a firearm, and inflicted

great bodily injury on his victim. The trial court sentenced defendant to nine years in

state prison for the attempted murder conviction and imposed a consecutive sentence of

25 years to life for the firearm discharge and great bodily injury findings under Penal

Code1 section 12022.53, subdivisions (d) and (e)(1).

Defendant’s sole argument on appeal is that he did not receive constitutionally

adequate notice that he might be sentenced to 25 years to life for personally discharging a

firearm and causing great bodily injury because the felony information alleged that a

“principal” discharged a firearm and did not specifically allege that he personally did so,

and because the information contained erroneous gang allegations. The People respond

that defendant received adequate notice, and that in any event defendant forfeited his

challenge on appeal because he did not object to the alleged inadequacy in the

information.

We conclude defendant received adequate notice that he might be sentenced to

25 years to life for personally discharging a firearm and causing great bodily injury,

notwithstanding uncertainty in the information. We also agree with the People that

defendant should have objected to the uncertainty in the information either before trial or

after the trial court properly instructed the jury that defendant was alleged to have

personally discharged a firearm and to have caused great bodily injury. Because

1 All further statutory references are to the Penal Code.

2 defendant did not object, we conclude he forfeited his argument on appeal and we affirm

the judgment.

I.

PROCEDURAL BACKGROUND2

By felony complaint, the People charged defendant with one count of attempted

murder (§§ 664, 187, subd. (a)) and one count of active participation in a criminal street

gang (§ 186.22, subd. (a)). With respect to the attempted murder count, the People

alleged the crime was a serious felony (§ 1192.7, subd. (c)) and a violent felony (§ 667.5,

subd. (c)). The People also alleged that defendant committed the attempted murder for

the benefit of, at the direction of, or in association with a criminal street gang and with

the specific intent to promote, further, or assist in criminal conduct by members of a

criminal street gang (§ 186.22, subd. (b)(1)(C)); that a principal personally discharged a

firearm, causing great bodily injury (§ 12022.53, subds. (d), (e)(1)); that a principal

personally discharged a firearm (§ 12022.53, subds. (c), (e)(1)); and that a principal

personally used a firearm (§ 12022.53, subds. (b), (e)(1)).

At defendant’s July 2, 2012, preliminary examination, the People informed the

magistrate they would no longer be proceeding against defendant on the substantive gang

charge or on the gang enhancement. The magistrate held defendant over for trial on the

attempted murder count and ruled that “the personal and intentional discharge of a

2 A discussion of the facts of the underlying offense is not necessary to resolve the issues on appeal.

3 firearm also was established . . . .” The People filed an information charging defendant

with the sole count of attempted murder and again alleged that the attempted murder

constituted a serious and violent felony; that a “principal” personally discharged a firearm

and proximately caused great bodily injury to the victim; that a “principal” personally

discharged a firearm; and that a “principal” personally used a firearm.

At a trial readiness conference held on January 11, 2013, defendant informed the

trial court that he wished to make a Marsden3 motion. In open court and during the

closed hearing on his motion, defendant indicated his understanding that he was facing a

sentence of 25 years. The trial court denied the motion.

Before trial, the People filed an amended information, which included the

attempted murder count and the same firearm allegations against a “principal.” In

addition, the amended information alleged that, in the commission of the attempted

murder, “defendant(s) Raymond Cordova personally used a firearm(s)” within the

meaning of sections 1203.06, subdivision (a)(1) and 12022.5, subdivision (a), and that

“defendant(s) Raymond Cordova personally inflicted great bodily injury” on the victim

within the meaning of section 12022.7, subdivision (a).

During trial, the parties discussed jury instructions with the trial judge in

chambers. Before reading the instructions to the jury, the judge asked the prosecutor and

defendant’s appointed attorney if they had any objections to the instructions and both

attorneys submitted. The trial judge instructed the jury, “It is alleged as to Count 1 that

3 People v. Marsden (1970) 2 Cal.3d 118.

4 the defendant, Raymond Cordova, personally used a firearm,” that “defendant, Raymond

Cordova, personally discharged a firearm,” that “defendant, Raymond Cordova,

personally discharged a firearm causing great bodily injury,” and that “defendant,

Raymond Cordova, personally inflicted great bodily injury upon” the victim. The judge

instructed the jury that for each allegation it had to enter a finding of true or not true, and

that if it found defendant guilty on the sole count of attempted murder it then had to

decide whether the People proved the allegations that defendant “personally used a

firearm,” that he “personally and intentionally discharged a firearm during that crime and,

if so, whether the defendant’s act caused great bodily injury,” and that he “personally

inflicted great bodily injury” upon the victim.

The jury found defendant guilty on the sole count of attempted murder and

rendered true findings on all of the special allegations. The trial court sentenced

defendant to the upper term of nine years in state prison for the attempted murder

conviction, and imposed a consecutive sentence of 25 years to life pursuant to section

12022.53, subdivisions (d) and (e)(1) for the true finding that defendant personally and

intentionally discharged a firearm and caused great bodily injury. The court stayed the

sentence on the remaining true findings of causing great bodily injury and personally

using a firearm.

Defendant timely appealed.

5 II.

DISCUSSION

Defendant contends the amended information did not provide him with

constitutionally adequate notice that he might be sentenced to 25 years to life because it

alleged that a “principal” personally discharged a firearm and caused great bodily injury,

and because the reference to subdivision (e)(1) of section 12022.53 showed the People

were seeking to impose vicarious responsibility based on gang affiliations that were never

proven. The People contend the information provided defendant with adequate notice

because the term “principal” includes defendant and that inclusion of the gang

subdivision was superfluous. In the alternative, the People contend the defendant was

provided with sufficient notice of the sentence he faced through the instructions read to

the jury, and he forfeited his challenge on appeal by not objecting to the information.

We conclude the amended information was uncertain and by itself probably did

not provide defendant with constitutionally adequate notice. However, we hold

defendant did, in fact, have adequate notice that he faced a sentence of 25 years to life for

personally and intentionally discharging a firearm and causing great bodily injury and,

therefore, he has not established a due process violation. We also hold that by not

demurring to the amended information or objecting to the jury instructions, which did not

conform to the amended information, defendant forfeited his appellate challenge.

Initially, we note that the issue in this case is not whether the defendant’s due

process rights were violated because he received a sentence enhancement that was never

pleaded. The decisions in People v. Mancebo (2002) 27 Cal.4th 735 (Mancebo) and

6 People v. Botello (2010) 183 Cal.App.4th 1014 (Botello), on which defendant relies, are

therefore not on point because the defendants in those cases were subjected to sentence

enhancements that were not pleaded in the accusatory pleading. (Mancebo, at p. 740;

Botello, at pp. 1021-1022.)

A.

THE AMENDED INFORMATION WAS UNCERTAIN

Enhancements for personal use of or discharge of a firearm “shall be alleged in the

accusatory pleading and either admitted by the defendant in open court or found to be

true by the trier of fact.” (§ 12022.53, subd. (j); see also § 1170.1, subd. (e).) “‘[I]n

addition to the statutory requirements that enhancement provisions be pleaded and

proven, a defendant has a cognizable due process right to fair notice of the specific

sentence enhancement allegations that will be invoked to increase punishment for his

crimes.’ [Citation.]” (In re Varnell (2003) 30 Cal.4th 1132, 1143, italics omitted.)

An accusatory pleading must state the charges and special allegations “in ordinary

and concise language” sufficient to provide the defendant with “notice of the offense of

which he is accused.” (§ 952.) The words in an accusatory pleading must be given “their

usual acceptance in common language” except for words “defined by law, which are

construed according to their legal meaning.” (§ 957.) As pertinent here, “principal” has

a specific legal definition apart from its ordinary meaning. A principal is defined as any

person “concerned in the commission of a crime, whether it be a felony or misdemeanor,

and whether they directly commit the act constituting the offense, or aid and abet in its

7 commission, or, not being present, have advised and encouraged its commission . . . .”

(§ 31.)

Section 12022.53, which applies to attempted murder (id. at subd. (a)(1), (18)),

provides for graduated sentencing enhancements for the use of a firearm in the

commission of specified crimes. If applicable, section 12022.53 mandates an additional

sentence of 10 years in state prison if the defendant personally used a firearm (id. at

subd. (b)), 20 years in state prison if he personally and intentionally discharged a firearm

(id. at subd. (c)), and 25 years to life in state prison if he personally and intentionally

discharged a firearm, and proximately caused great bodily injury (id. at subd. (d)). These

sentence enhancements are also applicable to a “principal” in the commission of the

underlying crime if the People plead and prove: (1) the “principal” is guilty of

committing the offense for the benefit of, at the direction of, or in association with a

criminal street gang, and with the specific intent to promote, further, or assist in criminal

activity of gang members, in violation of section 186.22, subdivision (b); and (2) any

“principal” involved in the commission of the underlying crime personally used a

firearm, personally and intentionally discharged a firearm, or personally and intentionally

discharged a firearm and caused great bodily injury. (§ 12022.53, subd. (e)(1)(A), (B).)

We conclude the operative accusatory pleading in this case is uncertain on its face.

In both the original and amended informations, the allegations of personal use of and

discharge of a firearm under section 12022.53 referred to an unnamed “principal,”

whereas the two additional allegations added when the information was amended referred

to defendant by name. Moreover, the allegations of personal use of and discharge of a

8 firearm resulting in great bodily injury referred to subdivisions (d) and (e)(1) of section

12022.53. Reference to subdivision (d) was uncontroversial, but the reference to

subdivision (e)(1)—which is limited to use and discharge of a firearm in the commission

of crimes committed for the benefit of, at the direction of, or in association with a

criminal street gang (§ 12022.53, subd. (e)(1)(A))—was clearly an error in drafting

because the People had already expressly disavowed any intention of proceeding on gang

charges or enhancements and presented no gang evidence whatsoever. Although

defendant fell within the broad definition of a “principal” found in section 31, the

People’s failure to strike the designation of “principal” in the amended information and to

specifically name defendant was confusing.

Although we conclude the amended information was uncertain, and by itself

probably would not have provided defendant with adequate notice that he faced a

sentence of 25 years to life for personally discharging a firearm and causing great bodily

injury, in the next section we conclude defendant did ultimately have constitutionally

adequate notice that he faced that sentence enhancement. We also hold in the next

section that defendant forfeited an appellate challenge to any uncertainty in the amended

information by not demurring to it or objecting that the jury instructions did not conform

to the amended information.

9 B.

DEFENDANT RECEIVED ADEQUATE NOTICE THAT HE FACED A SENTENCE

OF 25 YEARS TO LIFE FOR PERSONALLY DISCHARGING A FIREARM AND

CAUSING GREAT BODILY INJURY, AND HE FORFEITED HIS OBJECTIONS TO

THE UNCERTAINTY IN THE AMENDED INFORMATION

A defendant’s remedy for uncertainty and inadequate notice in the accusatory

pleading is to demur. (§ 1004; People v. Ramirez (2003) 109 Cal.App.4th 992, 997;

People v. Hathaway (1972) 27 Cal.App.3d 586, 594.) Failure to timely object to the

uncertainty by demurrer constitutes a forfeiture of the objection on appeal. (People v.

Holt (1997) 15 Cal.4th 619, 672; People v. Jennings (1991) 53 Cal.3d 334, 356; People v.

Polowicz (1992) 5 Cal.App.4th 1082, 1094.)

We agree with the People that the decision in People v. Houston (2012) 54 Cal.4th

1186 (Houston) is controlling. There, the defendant argued the trial court improperly

sentenced him to life in prison on 10 attempted murder counts because the indictment did

not allege that the attempted murders were willful, deliberate, and premeditated. (Id. at

pp. 1225-1226.) During a discussion with counsel about verdict forms, the trial court

presented drafts in which the jury would be asked to determine whether the attempted

murders were willful, deliberate, and premeditated, which, the trial court explained,

would be punished by life imprisonment. (Id. at p. 1226.) Later, the trial court informed

the parties that it intended to provide the jury with a verdict form that separately listed

deliberate and premeditated murder as a special finding, and the court instructed the jury

10 accordingly. (Ibid.) At no time did the defendant object to the trial court’s instructions

or verdict forms. (Ibid.)

On appeal, the People conceded the indictment did not plead that the attempted

murders were deliberate and premeditated but argued the defendant forfeited his

challenge on appeal. (Houston, supra, 54 Cal.4th at p. 1226.) The Supreme Court agreed

with the People, and rejected the defendant’s assertion that he was not provided with

sufficient notice of the sentences he faced. Because the trial court expressly discussed

with the defendant and his attorney the jury instructions and verdict forms on willful,

deliberate, and premeditated murder, and the trial court stated on the record that guilty

verdicts would result in a life sentence, the Supreme Court held the defendant was not

deprived of his due process right to adequate notice that he might be sentenced to life in

prison. (Id. at pp. 1227-1228.) And because the defendant did not timely object to the

verdict forms and jury instructions, the defendant forfeited on appeal any claim that the

verdict forms and jury instructions did not conform to the indictment. (Ibid.)

Applying Houston to this case, we conclude that, notwithstanding the uncertainty

in the amended information, defendant received constitutionally adequate notice that he

faced a sentence enhancement of 25 years to life for personally discharging a firearm and

causing great bodily injury. Before and during his Marsden hearing, defendant stated his

understanding that he was looking at a sentence of 25 years yet he did not object to the

uncertainty in the amended information by demurring to it or by otherwise objecting. As

noted, the trial judge instructed the jury that the People alleged that “defendant, Raymond

Cordova, personally used a firearm,” that “defendant, Raymond Cordova, personally

11 discharged a firearm,” that “defendant, Raymond Cordova, personally discharged a

firearm causing great bodily injury,” and that “defendant, Raymond Cordova, personally

inflicted great bodily injury upon” the victim. (Italics added.) The judge also instructed

the jury that, if it found defendant guilty on the sole count of attempted murder, it had to

decide whether “defendant personally used a firearm,” whether “defendant personally

and intentionally discharged a firearm during that crime and, if so, whether the

defendant’s act caused great bodily injury,” and whether “defendant personally inflicted

great bodily injury” upon the victim. (Italics added.) From these instructions, and from

defendant’s own statements, we conclude defendant received the constitutional notice of

which he was entitled.

We also conclude defendant forfeited his challenge on appeal. At no time did

defendant demur to the amended information as uncertain or object to the jury

instructions as not conforming to the allegations in the information. Had defendant

timely demurred or objected, the trial court could have fashioned an appropriate remedy.

(Houston, supra, 54 Cal.4th at pp. 1227-1228.) He cannot wait until now to object.

We are not convinced by defendant’s argument that Houston is limited to its facts

and that the Supreme Court did not decide whether appellate forfeiture may be found in

the absence of some statement by the trial court of what punishment the defendant might

face. The court in Houston stated it had no occasion to decide whether the Court of

Appeal in People v. Arias (2010) 182 Cal.App.4th 1009 erred by finding no appellate

forfeiture where the record was unclear if the trial court addressed the defendant’s

potential punishment while discussing jury instructions and verdict forms. (Houston,

12 supra, 54 Cal.4th at p. 1229.) Houston did not expressly hold that forfeiture may only be

found under such circumstances, and merely stated it found forfeiture on the facts before

it. (Ibid.) The Houston court’s reliance on People v. Bright (1996) 12 Cal.4th 652

(Bright) is telling (Houston, at pp. 1226-1227) because, in Bright, there was no

discussion of potential punishment before the jury was instructed yet the court there

found a similar forfeiture (Bright, at pp. 656, 658-660, 670-671, overruled on another

point by People v. Seel (2004) 34 Cal.4th 535, 550, fn. 6).

Even if forfeiture under Houston may only be found when there is some

discussion on the record of what punishment the defendant might face, the circumstances

of this case are sufficiently similar. True, unlike in Houston, the trial court did not

inform defendant of the sentence he faced on the firearm use and discharge allegations.

But defendant’s own statements show he was aware that he faced a sentence of 25 years

to life. Although defendant only stated on the record that he was facing 25 years, and he

did not expressly state he was facing 25 years to life, it is clear he was speaking in

shorthand. Once the gang allegations were off the table, the only way defendant could

have faced a sentence of 25 years was if the jury found true the allegations that he

personally used a firearm and caused great bodily injury, for which defendant would be

sentenced to 25 years to life. Finally, the jury instructions—to which he interposed no

objections—clearly indicated that such punishment would be imposed only if the jury

concluded defendant personally and intentionally discharged a firearm and caused great

bodily injury. An additional statement from the trial court would have added nothing to

defendant’s knowledge and notice of what punishment he faced.

13 In his reply brief, defendant contends his statements on the record that he faced

25 years merely referred to his understanding that the People were alleging a vicarious

gang enhancement under section 12022.53, subdivision (e)(1). We are not persuaded

because defendant made those statements almost seven months after the prosecution

expressly informed him that it would not be pursuing any gang charges or enhancements,

and any remaining confusion defendant may have had after hearing the jury instructions

should have been addressed at that time.

C.

THE MINUTE ORDER OF SENTENCING AND ABSTRACT OF

JUDGMENT MUST BE CORRECTED

The People contend, and defendant does not dispute, that if imposition of the

enhancement under section 12022.53, subdivision (d), is affirmed, the record must be

corrected to remove the superfluous reference to subdivision (e)(1). We agree and direct

the clerk of the superior court to correct the March 27, 2013 minute order from

sentencing and the abstract of judgment to remove the reference to subdivision (e)(1) of

section 12022.53.4

4 Because we now direct the minute order and abstract of judgment to be corrected, we deny the People’s additional request that we order the transcript of the oral proceedings to be similarly corrected.

14 In addition, contrary to the reporter’s transcript, the March 27, 2013 minute order

states the trial court struck the section 12022.5, subdivision (a), personal firearm use

allegation and suspended sentence on the remaining great bodily injury and firearm use

allegations, pursuant to section 12022.53, subdivision (f). The trial court lacked authority

to strike the section 12022.5, subdivision (a), enhancement or to suspend imposition or

execution of sentence on the true findings under section 12022.53, subdivisions (b) and

(c). (§§ 12022.5, subd. (c), 12022.53, subd. (g).) Instead, the court properly imposed

then stayed the enhancements. (People v. Gonzalez (2008) 43 Cal.4th 1118, 1129-1130.)

On our own motion, we direct the clerk of the superior court to correct the minute order

to conform to the oral pronouncement of sentence. (See People v. Contreras (2009) 177

Cal.App.4th 1296, 1300, fn. 3.)

III.

DISPOSITION

The clerk of the superior court is directed to correct the minute order from

defendant’s sentencing and the abstract of judgment to remove the references to

subdivision (e)(1) of section 12022.53 and to indicate the trial court stayed the sentence

on the firearm and great bodily injury enhancements found true under sections 12022.5,

subdivision (a), 12022.53, subdivisions (b) and (c), and 12022.7, subdivision (a).

15 The clerk of the superior court is further directed to forward the corrected minute

order and abstract of judgment to the Department of Corrections and Rehabilitation. As

corrected, the judgment is affirmed.

NOT TO BE PUBLISHED IN OFFICIAL REPORTS

McKINSTER J. We concur:

HOLLENHORST Acting P. J.

KING J.