People v. Christopher B.

102 A.D.3d 115, 957 N.Y.S.2d 4
CourtAppellate Division of the Supreme Court of the State of New York
DecidedNovember 27, 2012
StatusPublished
Cited by1 cases

This text of 102 A.D.3d 115 (People v. Christopher B.) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Christopher B., 102 A.D.3d 115, 957 N.Y.S.2d 4 (N.Y. Ct. App. 2012).

Opinion

OPINION OF THE COURT

Andrias, J.

Defendant seeks to appeal from an order that denied his motion to quash a court-ordered subpoena duces tecum served on behalf of the New York County District Attorney’s Office on the Director of Medical Records of Kirby Forensic Psychiatric Center (Kirby) requesting defendant’s postcommitment psychiatric records in connection with a pending CPL 730.50 (2) retention hearing. As explained below, the denial of the motion to quash the subpoena is a nonappealable order. However, were the order appealable, we would find that Supreme Court correctly determined that the District Attorney had standing to participate in the retention proceeding and was entitled to the subpoenaed psychiatric records in the interests of justice pursuant to Mental Hygiene Law § 33.13 (c).

On February 19, 2009, defendant was arrested and charged with setting fire to a bookcase in the lobby of an occupied apartment building and to four cars. At the time of his arrest, defend[118]*118ant possessed several weapons, including a loaded .22 caliber firearm, and a bottle of gasoline. A search of his home recovered a sawed-off shotgun with ammunition, as well as more than 200 rounds of .22 caliber ammunition and another bottle of gasoline.

On February 20, 2009, defendant was arraigned at Bellevue Hospital and remanded for a competency examination pursuant to CPL 730.30. On March 11, 2009, defendant was indicted on arson and weapons possession charges. On March 26, 2009, he was arraigned on the indictment and the People moved to confirm the results of the CPL 730.30 examination, which found that defendant lacked the capacity to understand the proceedings and assist in his defense. Defendant was committed to the custody of the Commissioner of Mental Health and confined to Kirby (see CPL 730.50 [1]).

On March 24, 2010, Kirby notified the court and the District Attorney that defendant had been restored to fitness. The report in support of competency restoration noted possible malingering. After defendant was transferred to Hiker’s Island to await trial, his attorney once again requested a CPL 730.30 examination, and the examiners found that defendant was not fit to stand trial. By order dated July 1, 2010, defendant was committed to the custody of the Commissioner and returned to Kirby as an incapacitated person.

In June 2011, two members of Kirby’s forensic committee concluded that defendant was fit to stand trial; one of them implied that defendant had feigned delusional thinking during his previous admission, i.e., had been malingering. The third member found that defendant was still incapacitated. Defendant’s treating psychiatrist also found that defendant was fit, and recommended that he be returned to court. Nevertheless, Kirby’s clinical director disapproved the recommended action, and on June 27, 2011, Kirby filed an application for an order of retention pursuant to CPL 730.50 (2). Notice of the application was served on Mental Hygiene Legal Services (MHLS) and the District Attorney.

Defendant requested a CPL 730.50 (2) hearing on the retention application. At a July 21, 2011 hearing date, the People, expressing concern over defendant’s history of violence and the possibility that he was malingering, presented a subpoena duces tecum, which the court signed, directing Kirby to produce defendant’s psychiatric records “from April 1, 2009 to the present.” On August 16, 2011, defendant, represented by MHLS, [119]*119moved to quash the subpoena. Supreme Court denied the motion.

‘ ‘It is well established that ‘[n]o appeal lies from a determination made in a criminal proceeding unless specifically provided for by statute’ ” (People v Pagan, 19 NY3d 368, 370 [2012], quoting People v Dunn, 4 NY3d 495, 497 [2005]). The order appealed from, which denied defendant’s motion to quash a court-ordered subpoena, is not a disposition listed in CPL 450.10 or 450.15 (see People v Hurley, 47 AD3d 488, 488 [1st Dept 2008] [“Nothing in CPL article 450 authorizes an appeal from an order denying a motion for a subpoena duces tecum”]).

Nor was Supreme Court “acting solely in the exercise of its civil jurisdiction” (CPL 10.10 [7]; see also People v Santos, 64 NY2d 702 [1984] [orders determining motions to quash subpoenas are appealable civil orders only when issued in the investigation stage of a criminal case]). CPL article 730 “provides a procedure for assessing the mental capacity of criminal defendants to stand trial and for the commitment of those found incapacitated, until such time as they regain competency to understand the criminal proceedings against them and to assist in their defense” (People v Lewis, 95 NY2d 539, 543 [2000], cert denied 534 US 833 [2001]). In this case, Kirby sought an order of retention pursuant to CPL 730.50 (2), which is issued by a superior court exercising criminal jurisdiction (see id. at 547). Defendant then requested a retention hearing, and the so-ordered subpoena duces tecum addressed to Kirby’s director of medical records was issued in connection therewith to aid the People in their examination of Kirby’s witnesses (see CPL 610.10 [2], [3]).

Defendant’s invocation of the subpoena provision of CPLR 2304 and his characterization of this appeal as civil do not alter the conclusion that the motion court was not acting solely in the exercise of its civil jurisdiction when it denied his motion to quash the subpoena. CPL 1.20 (18) (b) defines a criminal proceeding as any proceeding that, among other things, “occurs in a criminal court and is related to a prospective, pending or completed criminal action.” It cannot be argued that the proceedings herein “in no way affect the criminal proceeding . . . and are entirely collateral to and discrete from the criminal proceeding” (see Matter of Director of Assigned Counsel Plan of City of N.Y. [Bodek], 87 NY2d 191, 196 [1995, Bellacosa, J., concurring]). “Defendant remains under criminal indictment, and the order clearly arose out of the criminal proceeding against him” (People v Anonymous, 284 AD2d 207, 208 [1st [120]*120Dept 2001] [citation omitted]). To describe this appeal as “civil” because the court alternatively based its determination on Mental Hygiene Law § 33.13 (c) would be to “resort to interpretative contrivances to broaden the scope” of CPL article 450 (see People v Hernandez, 98 NY2d 8, 10 [2002]).

We note that trial courts that have addressed the issue of whether the District Attorney has standing to participate in a retention proceeding have rendered conflicting decisions (compare e.g. People v Lesly T., 33 Misc 3d 881 [Sup Ct, Kings County 2011], with People v Popa, Sup Ct, NY County, 2009, index No. 1938/07). Were we to reach this substantive issue, we would reject defendant’s argument that, under People v Lebron (88 NY2d 891, 894-895 [1996]), the District Attorney does not have standing to participate (see People v Elizabeth P., 34 Misc 3d 647, 658 [Sup Ct, NY County 2011]). The issue in Lebrón was whether the People, in the context of a speedy trial motion, are chargeable with the time that elapses between an order of commitment and a judicial finding that the defendant is no longer incapacitated.

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Cite This Page — Counsel Stack

Bluebook (online)
102 A.D.3d 115, 957 N.Y.S.2d 4, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-christopher-b-nyappdiv-2012.