People v. Chavis

181 Misc. 2d 540, 696 N.Y.S.2d 365, 1999 N.Y. Misc. LEXIS 356
CourtNew York Supreme Court
DecidedJuly 6, 1999
StatusPublished
Cited by1 cases

This text of 181 Misc. 2d 540 (People v. Chavis) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Chavis, 181 Misc. 2d 540, 696 N.Y.S.2d 365, 1999 N.Y. Misc. LEXIS 356 (N.Y. Super. Ct. 1999).

Opinion

OPINION OF THE COURT

Robert G. Seewald, J.

The defendant’s mere filing of a CPL 250.10 (2) notice does not constitute a waiver of the defendant’s physician-patient privilege (see, CPLR 4504), the trial court held in People v Gorman (123 Misc 2d 370 [1984]). As a result the People and their psychiatric expert were precluded from obtaining and reviewing the defendant’s relevant medical records in preparation for examination of the defendant.

The issue here is whether Gorman (supra) is still viable, as asserted by the defendant, in view of the opinion rendered by the Court of Appeals 12 years later in People v Berk (88 NY2d 257, cert denied 519 US 859 [1996]).

This court concludes that Gorman (supra) is not viable. Consequently, the People’s psychiatric expert may now review the subject records, which had been subpoenaed by the prosecution and reviewed in camera by this court.

On January 29, 1999, defendant was arraigned on an indictment charging him with, inter alia, murder in the second degree (Penal Law § 125.25 [1]), referable to a homicide he had allegedly committed the preceding month, on December 14, 1998. About four months after entry of his plea of not guilty, the defendant (on May 3, 1999) served and filed a notice, pursuant to CPL 250.10 (2), stating that he “intends to present upon trial of this action, psychiatric evidence of mental disease or defect in connection with a defense under CPL 250.10”.1

CPL 250.10 (3) provides in relevant part that “[w]hen a defendant, pursuant to subdivision two of this section, serves notice of intent to present psychiatric evidence, the district attorney may apply to the court, upon notice to the defendant, for an order directing that the defendant submit to an examination by a psychiatrist”. In apparent anticipation of the court granting their application to have the defendant examined by their designated psychiatrist, the People previously served a court-ordered subpoena duces tecum on Bellevue Hospital, seeking the defendant’s in-patient psychiatric records, encom[542]*542passing the period of time commencing the day (Dec. 15th) after the subject homicide until his discharge from Bellevue about three weeks later (on Jan. 4th).2

In this regard, it is readily apparent that the People contend that in order for their psychiatrist to conduct a meaningful examination of the defendant, and thus render a valid opinion about his mental status at the time of the crime, their psychiatrist must be given the opportunity to timely review the defendant’s Bellevue psychiatric and Jacobi hospital records in advance of the proposed examination.

Preliminarily, the defendant does not challenge the People’s right to have him submit to a psychiatric examination by their expert. Nor could he, as the Court of Appeals “has recognized that the prosecutor’s right to examine [a] defendant independently where the defendant has raised the issue of mental competence is grounded in principles of fairness and is essential to preserving the integrity of the fact-finding process [citation omitted]. Furthermore, the provision for independent examination coupled with the 30-day notice provision enables the People to have defendant examined by their own experts within close temporal proximity to the offense and to any examination by the defense experts, thereby preventing disadvantage to the prosecution in accord with the legislative goal [in enacting CPL 250.10 (3)]. Pretrial examination by the prosecution further avoids delay during trial, an additional purpose of the current notice statute [citation omitted]” (People v Berk, 88 NY2d 257, 264-265, supra).

Rather, the defendant, citing Gorman (supra), maintains that the People’s request to have their psychiatrist review the relevant hospital records is, at the very least, premature, if not in contravention of his physician-patient privilege, as codified in CPLR 4504. More particularly, quoting from Gorman (supra, at 371), the defendant asserts that “[a] 11 that the defendant has done is to provide the People and the court with written notice of his intention to present psychiatric evidence, pursuant to CPL 250.10 (subd 2). Although this authorizes the People to obtain an order directing that the defendant submit to an examination by a psychiatrist or licensed psychologist, the defendant’s privilege against self incrimination would still obtain during any such pretrial psychiatric examination. Filing notice of intent to use psychiatric evidence does not place upon [543]*543the defendant any burden to come forward with such evidence * * * Simply put, the waiver talked about in Al-Kanani [33 NY2d 260] and Edney [39 NY2d 620] has not yet occurred because the defense of insanity has not yet been asserted”.

This court is not prepared to read CPL 250.10 (2) in such a restrictive manner, especially in view of the opinion rendered in 1996 by the Court of Appeals in Berk (supra). In that case, the defendant proffered the testimony of a forensic psychologist regarding the trauma syndrome known as “flight or fight”, as well as the relationship between memory loss and traumatic events. Although defendant had neglected to serve notice pursuant to CPL 250.10 informing the prosecution of his intended use of this evidence, he attempted to excuse his noncompliance with the applicable statute by pointing out that his proposed expert had never examined him. County Court rejected this argument. Finding “that the proffered testimony fell within CPL 250.10 and [moreover] that defendant had failed to show good cause for his failure to provide the People with the requisite notice” (People v Berk, 88 NY2d, supra, at 261), County Court thus precluded his use of this proposed expert testimony.

Agreeing with the Appellate Division that preclusion was indeed proper, the Court of Appeals, which also affirmed the judgment of conviction, further held that “while a primary function of CPL 250.10 is certainly to afford the People an opportunity to conduct their own examination of the defendant, the legislative history of CPL 250.10 overwhelmingly establishes that is not the statute’s exclusive purpose * * * [T]he notice requirement was designed to allow the People an opportunity to obtain any mental health evidence necessary to refute a defense of mental infirmity” (People v Berk, supra, at 265; see also, People v Almonor, 251 AD2d 339, affd 93 NY2d 571), as well as “to prevent a disadvantage to the prosecution due to the surprise introduction of evidence [of mental disease or defect] by the defendant (People v Berk, supra, at 263)” (People v Morgan, 178 Misc 2d 554, 558).

Thus, to prevent undue “surprise and prejudice” to the People here upon the trial of the instant indictment, the court holds that the prosecution is clearly entitled to have its psychiatrist review the defendant’s hospital records prior to his examination of the defendant. This decision, contrary to the opinion of County Court in Gorman (supra), is compelled by the defendant’s act of serving and filing the requisite CPL 250.10 (2) notice.

[544]*544Surely, the defendant cannot be prejudiced by this ruling.

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Cite This Page — Counsel Stack

Bluebook (online)
181 Misc. 2d 540, 696 N.Y.S.2d 365, 1999 N.Y. Misc. LEXIS 356, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-chavis-nysupct-1999.