People v. Chavez

5 Cal. App. 5th 110, 208 Cal. Rptr. 3d 921, 2016 Cal. App. LEXIS 953
CourtCalifornia Court of Appeal
DecidedNovember 3, 2016
DocketC074138
StatusPublished
Cited by9 cases

This text of 5 Cal. App. 5th 110 (People v. Chavez) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Chavez, 5 Cal. App. 5th 110, 208 Cal. Rptr. 3d 921, 2016 Cal. App. LEXIS 953 (Cal. Ct. App. 2016).

Opinion

Opinion

MAURO, J.

Defendant Lorenzo Chavez pleaded no contest to charges that he offered to sell a controlled substance and failed to appear. The trial court suspended imposition of sentence and placed defendant on probation for four years.

After defendant successfully completed his probation in 2009, he filed a motion pursuant to Penal Code section 1385, 1 asking the trial court to dismiss the action in the interests of justice based on ineffective assistance of counsel and asserted legal errors. The trial court concluded that because the motion was brought pursuant to section 1385 rather than section 1203.4, it did not have authority after probation ended to grant the requested relief. The trial court denied the motion to dismiss.

The People contend the denial was not an appealable order. Defendant asserts the order is appealable and the trial court erred in ruling that it lacked authority to dismiss under section 1385.

We conclude the order is appealable and the trial court did not err. Section 1203.4 is the exclusive method for a trial court to dismiss the conviction of a defendant who has successfully completed probation.

We will affirm the judgment.

*114 BACKGROUND

Defendant negotiated, but did not show up to complete, the sale of methamphetamine to an undercover law enforcement agent. The People initiated a criminal case against defendant and the trial court released him on his own recognizance. Defendant failed to appear. In May 2005, defendant pleaded no contest to offering to sell a controlled substance (Health & Saf. Code, § 11379, subd. (a)—count 1) and failure to appear (§ 1320, subd. (b)— count 2). The trial court suspended imposition of sentence and placed defendant on probation for four years.

In 2009 defendant successfully completed his probation. Years later, in March 2013, he filed a motion pursuant to section 1385, asking the trial court to dismiss the action in the interests of justice. Among other things, defendant claimed he received ineffective assistance of counsel in entering his plea. He said that because of various legal errors he entered a guilty plea without knowing the immigration consequences. Defendant argued a trial court has authority under section 1385 to dismiss a case after probation is ordered.

The People countered that although defendant raised significant concerns, he used the wrong procedure to request relief. The People argued that because probation had been terminated, the trial court did not have authority to grant section 1385 relief.

The trial court said it did not find any case holding that section 1385 authorizes a trial court to grant a motion to dismiss after probation has expired. According to the trial court, such authority comes under section 1203.4 rather than section 1385, but defendant did not bring his motion pursuant to section 1203.4. The trial court denied the motion to dismiss.

DISCUSSION

As a threshold matter, the People claim the trial court denial was not an appealable order because defendant did not appeal or challenge the negotiated plea he entered in 2005. We disagree.

Except in circumstances not applicable here, a defendant may appeal from a final judgment of conviction and from any order made after judgment, affecting the substantial rights of the party. (§ 1237, subds. (a), (b).) Where a defendant is granted probation and the probationary period expires without revocation, the order granting probation is a “final judgment” within the meaning of section 1237, subdivision (a). (People v. Chandler (1988) 203 Cal.App.3d 782, 787 [250 Cal.Rptr. 730].) An order denying defendant relief under section 1203.4 is an appealable order made after judgment affecting the *115 substantial rights of the defendant. (§ 1237, subd. (b); Chandler, supra, 203 Cal.App.3d at p. 787; People v. Johnson (1955) 134 Cal.App.2d 140, 142-143 [285 P.2d 74] (Johnson) [in a case involving a denial of a § 1203.4 motion, a different panel of this court stated, “if the probationary period expires without revocation, there can then be no formal judgment, and the order granting probation under the provisions of Penal Code, section 1237, must be considered as the final judgment insofar as any order made thereafter ‘affecting the substantial rights of the party’ are concerned.”]; see also People v. Feyrer (2010) 48 Cal.4th 426, 433, fn. 5 [106 Cal.Rptr.3d 518, 226 P.3d 998]; People v. Totari (2002) 28 Cal.4th 876, 886-887 [123 Cal.Rptr.2d 76, 50 P.3d 781].)

Turning to defendant’s contention, he argues section 1203.4 does not limit the trial court’s power to dismiss a case pursuant to section 1385 after the defendant successfully completes probation.

We review de novo issues involving the interpretation of statutes. (People v. Mgebrov (2008) 166 Cal.App.4th 579, 585 [82 Cal.Rptr.3d 778] (Mgebrov).) “ ‘The fundamental purpose of statutory construction is to ascertain the intent of the lawmakers so as to effectuate the purpose of the law. [Citations.] In order to determine this intent, we begin by examining the language of the statute. [Citations.] But “[i]t is a settled principle of statutory interpretation that language of a statute should not be given a literal meaning if doing so would result in absurd consequences which the Legislature did not intend.” [Citations.] Thus, “[t]he intent prevails over the letter, and the letter will, if possible, be so read as to conform to the spirit of the act.” [Citation.] Finally, we do not construe statutes in isolation, but rather read every statute “with reference to the entire scheme of law of which it is part so that the whole may be harmonized and retain effectiveness.” [Citation.]’ ” (People v. Thomas (1992) 4 Cal.4th 206, 210 [14 Cal.Rptr.2d 174, 841 P.2d 159] (Thomas).) “[A] wide variety of factors may illuminate the legislative design, ‘ “such as context, the object in view, the evils to be remedied, the history of the time and of legislation upon the same subject, public policy and contemporaneous construction.” ’ [Citation.]” (Walters v. Weed (1988) 45 Cal.3d 1, 10 [246 Cal.Rptr. 5, 752 P.2d 443].)

Section 1203.4 applies to probationers whose period of probation has ended. (§ 1203.4, subd. (a)(1); People v. Morrison (1984) 162 Cal.App.3d 995, 997-998 [208 Cal.Rptr. 800].) The statute allows a qualifying defendant, at any time after the termination of the period of probation, to withdraw his or her plea of guilty or nolo contendere and enter a plea of not guilty. (§ 1203.4, subd. (a)(1).) If the defendant was convicted after a plea of not guilty, section 1203.4 requires the court to set aside the verdict of guilty. {Ibid.)

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Cite This Page — Counsel Stack

Bluebook (online)
5 Cal. App. 5th 110, 208 Cal. Rptr. 3d 921, 2016 Cal. App. LEXIS 953, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-chavez-calctapp-2016.