People v. Charles Lyon, Lyon Coram Auto Body, Inc., & L.A.L. Leasing

143 Misc. 2d 690, 541 N.Y.S.2d 702, 1989 N.Y. Misc. LEXIS 254
CourtNew York County Courts
DecidedApril 24, 1989
StatusPublished

This text of 143 Misc. 2d 690 (People v. Charles Lyon, Lyon Coram Auto Body, Inc., & L.A.L. Leasing) is published on Counsel Stack Legal Research, covering New York County Courts primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Charles Lyon, Lyon Coram Auto Body, Inc., & L.A.L. Leasing, 143 Misc. 2d 690, 541 N.Y.S.2d 702, 1989 N.Y. Misc. LEXIS 254 (N.Y. Super. Ct. 1989).

Opinion

OPINION OF THE COURT

Denis R. Hurley, J.

The defendants have moved, pursuant to CPL article 440, [691]*691for an order either vacating the judgment of conviction entered against each of them on November 13, 1986, or, alternatively, for a hearing to determine whether such relief is warranted.

INTRODUCTION

The three defendants herein, together with a fourth, and subsequently acquitted, defendant, Mark Lyon, were indicted on charges of insurance fraud in the first degree, grand larceny in the second degree and falsifying business records in the first degree. All four defendants were represented by one attorney. The potential for conflict that might accompany such representation was not explained to the defendants by the Trial Judge, contrary to the directive contained in People v Gomberg (38 NY2d 307 [1975]).

After a nonjury trial, Lyon Coram Auto Body, Inc., L.A.L. Leasing and Charles Lyon were convicted on all counts. On November 13, 1986, Charles Lyon — a prior felon — was sentenced to an indeterminate term of three to six years in a State correctional facility, and various fines were imposed against the corporate defendants.

The three defendants appealed arguing, inter alia, "that they were denied effective assistance of counsel by virtue of trial counsel’s joint representation of all four defendants”. The Second Department affirmed the convictions, and leave to appeal to the Court of Appeals was denied. (People v Lyon, 141 AD2d 851 [2d Dept 1988], lv denied 72 NY2d 912 [1988].)

BASIS FOR PRESENT CPL 440.10 MOTION

The defendants urge two grounds in support of the relief requested, viz.: "a) the failure of the trial judge to inquire of the jointly-represented defendants as to whether each defendant had an awareness of the potential risks involved in being represented by the same attorney; and b) the presence of a conflict of interest, or at least the significant possibility thereof, on the part of the trial attorney, in attempting to represent all four * * * co-defendants”.

JOINT REPRESENTATION ISSUE RAISED ON APPEAL

Among the issues raised on appeal was that of joint representation, i.e., the issue presently before me. Thus, point one [692]*692of appellants’ brief reads as follows: "because the trial court FAILED TO MAKE THE APPROPRIATE GOMBERG INQUIRY ON THE RECORD, AND BECAUSE THERE WAS A CLEAR CONFLICT OF INTEREST BETWEEN CHARLES LYON AND HIS SON, MARK LYON, THE APPELLANTS WERE DEPRIVED OF THEIR FUNDAMENTAL RIGHT TO EFFECTIVE ASSISTANCE OF COUNSEL UNDER THE STATE CONSTITUTION AND UNDER THE FEDERAL CONSTITUTION.”

In support of point one, numerous alleged examples were cited to the Appellate Division Justices, including:

1. "This factor [viz., "the pronounced variations in the type and quantum of evidence against each defendant”] is particularly relevant in the case at bar, where, manifestly, the evidence against Charles Lyon weighed far heavier than the evidence against Mark Lyon”.

2. "In the case at bar, as indicated earlier, defense counsel was in the awkward position of representing both father and son as defendants. As the evidence unfolded, it became clear that the evidence against the father was stronger. Unquestionably, as defense counsel conceded at the beginning of his summation, somebody altered the invoices. The evidence indicated that it could have been only one of three people: Badalucco, Charles Lyon or Mark Lyon. Defense counsel sought, throughout the trial — quite properly — to suggest that Badalucco was the author of the doctored invoices, and that he was attempting to frame Charles Lyon because of a grudge. However, in the course of the trial, defense counsel also followed his obligation to minimize, as much as possible, the involvement of Mark Lyon. Clearly, and unfortunately, every-time he minimized the evidence against the son, he emphasized the evidence against the father”.

3. "The most blatant and compelling example of the conflict between father and son is found in the summation of defense counsel with respect to the evidence against Mark Lyon”.

In sum, the defendants previously urged the Appellate Division to reverse their conviction for "[c]learly * * * the record articulates a patent conflict of interest between co-defendants Charles Lyon and his son Mark” (emphasis supplied). Does the fact that this same issue is being presented again, albeit in a different format, preclude the granting of the relief requested? Before answering that question, a review of the function of a writ of coram nobis is in order.

FUNCTION OF CORAM NOBIS WRIT

CPL 440.10 represents a postjudgment codification of the [693]*693common-law writ of coram nobis. As such, its function is to inform the court of facts, not reflected in the trial record, which undermine the legitimacy of the judgment. (See, e.g., People v Crimmins, 38 NY2d 407, 418 [1975]; People v Cleveland, 132 AD2d 921 [4th Dept 1987].) While the "outside the record” rule is not an absolute bar to coram nobis relief if the right to counsel has supposedly been abridged (People v Shapiro, 3 NY2d 203 [1957]), the writ is unavailable to the extent the basis for the collateral attack mirrors that previously advanced on appeal. Indeed, subdivision (2) (a) of CPL 440.10 provides that: "[A] court must deny a motion to vacate a judgment when * * * [t]he ground or issue raised upon the motion was previously determined on the merits upon an appeal from the judgment”. (Emphasis supplied.)

DEFENDANTS’ ARGUMENT IN SUPPORT OF APPLICATION TO VACATE JUDGMENT OF CONVICTION, PURSUANT TO CPL 440.10

The defendants presumably are not unmindful of the limited purposes for which a writ of coram nobis may be utilized. The claim is made, however, that the conflict of interest created by the joint representation "does not entirely appear in the record of the trial”. And so, the argument continues, the issue has not been the subject of comprehensive appellate review and remains a proper target for collateral attack.

The material outside the record, which is relied upon by the defendants, consists of two affirmations submitted by their trial counsel. That attorney states, inter alia, that he never informed either Mark Lyon or Charles Lyon of the potential conflict of interest;

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Related

People v. Brown
436 N.E.2d 1295 (New York Court of Appeals, 1982)
People v. Shapiro
144 N.E.2d 12 (New York Court of Appeals, 1957)
People v. Session
313 N.E.2d 728 (New York Court of Appeals, 1974)
People v. Gomberg
342 N.E.2d 550 (New York Court of Appeals, 1975)
People v. Crimmins
343 N.E.2d 719 (New York Court of Appeals, 1975)
People v. Recupero
535 N.E.2d 287 (New York Court of Appeals, 1988)
People v. Middleton
14 A.D.2d 557 (Appellate Division of the Supreme Court of New York, 1961)
People v. Oritz
83 A.D.2d 985 (Appellate Division of the Supreme Court of New York, 1981)
People v. Harris
109 A.D.2d 351 (Appellate Division of the Supreme Court of New York, 1985)
People v. Cleveland
132 A.D.2d 921 (Appellate Division of the Supreme Court of New York, 1987)
People v. Lyon
141 A.D.2d 851 (Appellate Division of the Supreme Court of New York, 1988)

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Bluebook (online)
143 Misc. 2d 690, 541 N.Y.S.2d 702, 1989 N.Y. Misc. LEXIS 254, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-charles-lyon-lyon-coram-auto-body-inc-lal-leasing-nycountyct-1989.