People v. Carroll CA4/3

CourtCalifornia Court of Appeal
DecidedNovember 8, 2022
DocketG060235
StatusUnpublished

This text of People v. Carroll CA4/3 (People v. Carroll CA4/3) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Carroll CA4/3, (Cal. Ct. App. 2022).

Opinion

Filed 11/8/22 P. v. Carroll CA4/3

NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.

IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA

FOURTH APPELLATE DISTRICT

DIVISION THREE

THE PEOPLE,

Plaintiff and Respondent, G060235

v. (Super. Ct. No. 10CF2478)

TAD ALLEN CARROLL, OPI NION

Defendant and Appellant.

Appeal from a postjudgment order of the Superior Court of Orange County, Kimberly Menninger, Judge. Reversed and remanded with directions. John Derrick, under appointment by the Court of Appeal, for Defendant and Appellant. Rob Bonta, Attorney General, Lance E. Winters, Chief Assistant Attorney General, Charles C. Ragland, Assistant Attorney General, A. Natasha Cortina and Alan L. Amann, Deputy Attorneys General, for Plaintiff and Respondent. INTRODUCTION Appellant Tad Allen Carroll collaborated with two others to rob Chi Bui after he left a casino early one morning in 2010. Because Bui was killed during the robbery, appellant and his cohorts were charged with special circumstances felony murder. After the preliminary hearing, appellant pleaded guilty to first degree murder and was sentenced to 25 years to life in prison. The factual basis for his plea consisted of a single sentence in which he admitted participating in a robbery during which Bui was accidentally killed. In 2018, appellant filed a petition for resentencing pursuant to Penal Code 1 section 1170.95. Following an evidentiary hearing, the trial court denied relief based on the preliminary hearing evidence. Although that evidence did not prove appellant was the person who actually killed Bui, the trial court determined appellant was ineligible for resentencing because he was a major participant in the underlying robbery and acted with reckless indifference to Bui’s life. On appeal, appellant faults the trial court for relying on the preliminary hearing evidence because it contained a considerable amount of hearsay. In his view, the court’s consideration of hearsay not only violated section 1170.95 as it was worded at the time the trial court made its ruling but also runs afoul of the statute as amended by Senate Bill No. 775 (SB 775) at the start of this year. For this and other reasons, appellant asks that we reverse the trial court’s ruling and order the court to grant his petition; respondent sees no cause for reversal and seeks a straight affirmance. However, both sides acknowledge a middle-ground position: they both recognize it may be appropriate to reverse and remand to allow the trial court to apply SB 775 in the first instance.

1 That statute has since been renumbered as Penal Code section 1172.6. (Stats. 2022, ch. 58, § 10.) Because that change was nonsubstantive and it occurred after briefing in this case was complete, we will cite to Penal Code section 1170.95 for ease of reference. All further statutory references are to the Penal Code unless otherwise noted.

2 Under the circumstances presented, we agree that is the most appropriate disposition. Accordingly, we reverse the trial court’s order and remand the matter for further proceedings. I. FACTUAL AND PROCEDURAL BACKGROUND A. Preliminary Hearing 1. Nonhearsay Evidence Kim Nguyen was with the victim Chi Bui when he was killed in the early morning hours of September 3, 2010. At the preliminary hearing, she testified that at around 4:30 a.m. that day, she and Bui were driving near her Santa Ana home when a car cut in front of them and blocked their way. A man, later identified as appellant, exited the car and approached Nguyen’s driver’s side window with a knife. He was screaming and yelling, but Nguyen could not understand what he was saying. Then he went around to the passenger side of the car, where Bui was seated. Bui exited the car and tried to run away, but appellant caught him, and they began to fight. Nguyen ran to a nearby strip mall and called the police. From that vantage point, she could see appellant and Bui “fighting back and forth.” Part of the time appellant was on top of Bui, and part of the time it was the other way around. However, at no point did Nguyen see anyone use the knife or get stabbed. Eventually, the fight stopped, appellant returned to his car, and it left the scene. Besides Nguyen, the only other percipient witness who testified at the preliminary hearing was lead investigator Louie Martinez. He stated that when he arrived at the scene at around 5:00 a.m., Bui was lying dead in the street with blood coming out of his ears. He had tire marks across his body, and there was a small knife by his head. There were also thousands of dollars scattered in the street, including a role of twenties and a role of hundreds. Nguyen’s car was in the area too, in the very spot where she had stopped when appellant’s car initially cut in front of her.

3 2. Hearsay Evidence Bui died as a result of being run over by appellant’s car. The prosecution proved how that happened, as well as other circumstances surrounding the incident, by presenting hearsay evidence through Investigator Martinez and another member of the Santa Ana police force. Those two officers provided the bulk of the prosecution’s case by testifying to statements they obtained from Nguyen and others during the course of the investigation. Nguyen was interviewed the day Bui was killed. She said that prior to the incident, she and Bui were at the Hawaiian Gardens Casino in Los Angeles County from about 11 p.m. to 4 a.m., during which time Bui won several thousand dollars gambling. They had no problems making it back to Nguyen’s neighborhood, but as they were driving around looking for a place to park, appellant’s car cut them off, and he approached their vehicle with a knife. Contrary to what she testified at the preliminary hearing, Nguyen told the police that when appellant came up to her driver’s side window, he demanded her purse and “the money.” Then he walked around to Bui’s side of the car, opened his door and pulled him out of the vehicle. While Nguyen was at the strip mall talking to the police on her phone, she heard two loud “thumps” that caught her attention. After the first thump, she saw appellant hovering over Bui on the ground. Appellant was swinging his arms, and Bui was earnestly trying to push him away. After the second thump, Nguyen saw appellant’s car leaving the scene. Codefendant Barbara Hamel provided additional information about the incident. In an interview with Investigator Martinez, she admitted that she, appellant and codefendant Michael Ross went to the Hawaiian Gardens Casino to execute a robbery. Ross was the spotter inside the casino. Seeing Bui’s winnings piling up, he gave Bui’s description to Hamel and appellant, who were outside in the parking lot. And when Bui and Nguyen left the casino, Hamel and appellant followed them home in their car.

4 According to Hamel, appellant was the driver. After he cut off Bui and Nguyen’s car in the street, he confronted them with a pocketknife that Hamel had given him. While appellant and Bui were fighting, Hamel moved into the driver’s seat and turned their car around. Then appellant returned to the car. Although he had some money with him, he said Bui had put up a good fight and that he (appellant) had been stabbed. Hamel saw blood coming from appellant’s shoulder and on his hands. She also noticed he didn’t have the knife anymore. Not knowing where Bui was, Hamel began to drive away. As she was doing so, she heard a loud thump and exclaimed, “Oh, my God, what was that?” Appellant said, “That was him,” meaning Bui, but Hamel just kept going.

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People v. Carroll CA4/3, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-carroll-ca43-calctapp-2022.