People v. Cabassa

186 Misc. 2d 200, 717 N.Y.S.2d 487, 2000 N.Y. Misc. LEXIS 457
CourtNew York Supreme Court
DecidedOctober 24, 2000
StatusPublished

This text of 186 Misc. 2d 200 (People v. Cabassa) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Cabassa, 186 Misc. 2d 200, 717 N.Y.S.2d 487, 2000 N.Y. Misc. LEXIS 457 (N.Y. Super. Ct. 2000).

Opinion

OPINION OF THE COURT

John Cataldo, J.

By notice of motion dated May 17, 2000, defendant, by Arthur H. Hopkirk of the Legal Aid Society, moves to vacate the judgment entered October 4, 1993, convicting him of criminal sale of a controlled substance in the first degree and sentencing him to an indeterminate prison term of 20 years to life.

Defendant moves for a new trial pursuant to CPL 440.10 (1) (h). He contends that the trial court’s Sandoval ruling, that the People would be allowed to inter alia impeach him with a prior Federal felony conviction if he chose to testify, violated his [202]*202State and Federal constitutional rights to due process. (US Const Fourteenth Amend; NY Const, art I, § 6.) The due process argument arises from the fact that defendant’s Federal conviction was reversed after his State trial was completed. The . United States Court of Appeals for the Second Circuit found the Federal conviction was obtained in violation of the Fourth Amendment.

In the alternative, defendant moves the court to vacate his sentence, pursuant to CPL 440.20, upon the ground that the sentencing Judge considered the subsequently voided Federal conviction in arriving at his sentence.

The People oppose defendant’s motion on both grounds.

The Judge at defendant’s trial and sentence, Justice Paul Bookson, is no longer sitting in this court. Accordingly, this motion has come before me for determination. In considering the motion, I have reviewed the defendant’s moving papers and annexed exhibits, the People’s affirmation in opposition, defendant’s reply memorandum, the People’s reply to defendant’s memorandum, the court file, the official minutes of the trial record, and the relevant Federal and State case law and statutes.

The relevant facts are as follows:

On March 4, 1993, after a jury trial, defendant was found guilty of criminal sale of a controlled substance in the first degree (Penal Law § 220.43). On April 3, 1993 he was sentenced to 20 years to life imprisonment. That judgment was affirmed on direct appeal on April 22, 1999. (People v Cabassa, 260 AD2d 280 [1st Dept], lv denied 93 NY2d 1015 [1999].)

At defendant’s trial, he moved for a Sandoval ruling. (People v Sandoval, 34 NY2d 371 [1974].) The People sought to question the defendant for impeachment purposes, should he choose to take the stand in his own defense, regarding his prior convictions, which included a prior felony conviction in Federal court. The defendant had pleaded guilty in Federal court on February 19, 1992 to possession with intent to distribute cocaine within 1,000 feet of a school and possession of a firearm during a drug trafficking crime, after having lost his motion to suppress the physical evidence underlying both those charges. In pleading guilty on the Federal case, the defendant entered a conditional plea which provided he could appeal the District Court’s denial of his suppression motion.

In its Sandoval ruling, the trial court allowed the People to elicit the fact of defendant’s prior Federal felony conviction but [203]*203not the underlying facts. The court’s full Sandoval ruling was that the defendant could be cross-examined as to the fact that he had previously been convicted of two felonies (the Federal one and one State conviction) and one misdemeanor. Defense counsel objected to the court’s Sandoval ruling, informing the court that the defendant was still litigating the validity of the conviction. The court ruled the defendant could be cross-examined upon the Federal conviction as it was then in existence. Defendant did not testify at trial.

At sentencing, the People relied upon the fact of defendant’s Federal conviction in their sentence request. The prosecutor, after discussing the details underlying the Federal charges, went on to inform the court of the date set for defendant’s Federal sentencing and the mandatory mínimums of five years required on each of the two Federal convictions.

The People expressly asked the court to consider the amount of time the defendant would receive on his Federal conviction in determining the appropriate sentence in this case. The Assistant District Attorney stated: “I was going to ask you because I thought the Federal sentence would occur first, I was going to ask you to give a 15 to life consecutive. However, since we can’t do it consecutive to the Federal sentence which did not happen, I ask you to sentence the defendant to 25 to life concurrent with whatever he gets on the Federal case.” (Sentencing minutes, at 12.)

The Judge sentenced the defendant to 20 years to life imprisonment.

On April 21, 1994, the defendant was sentenced on the Federal case to 157 months in prison to run concurrent to the New York sentence. On August 11, 1995, the defendant’s Federal conviction was reversed upon the ground that the evidence against him had been seized in violation of his Fourth Amendment rights. (United States v Cabassa, 62 F3d 470 [2d Cir 1995].)

This CPL 440.10 and 440.20 motion is the proper vehicle for defendant’s current arguments. The Federal conviction was not reversed until after the defendant was sentenced. Thus, these facts do not appear on the face of the record.

The Use of Subsequently Voided Convictions at Trial and Sentencing

In 1967, the United States Supreme Court for the first time considered the question of whether a defendant should be [204]*204entitled to a new trial where evidence of a prior unconstitutional conviction was placed before a jury. In Burgett v Texas (389 US 109 [1967]), in a trial under a Texas recidivist statute, the prosecution introduced records of defendant’s prior convictions which appeared on their face to have been obtained in violation of the defendant’s right to counsel. The Court ruled that to permit a conviction obtained in violation of Gideon v Wainwright (372 US 335) to be used against a person either to support guilt or enhance punishment for another offense violates the principles of that case and causes the accused to suffer anew the deprivation of his Sixth Amendment right, which the Court noted was a “ ‘specific federal right’.” (Burgett v Texas, supra, at 115.) The Court pointed out that although States are free to provide such trial procedures as they choose, including rules of evidence, they may not infringe upon guaranteed constitutional rights.

In 1972, the Court revisited the issue of the use of constitutionally infirm prior convictions. In United States v Tucker (404 US 443 [1972]), the Court examined whether a sentence could be allowed to stand where the sentencing Judge, in exercising his discretion in sentencing, had given explicit consideration to prior convictions which were later determined to have been invalid under Gideon (supra).

The sentencing Judge in Mr. Tucker’s case, in deciding the length of sentence he would impose within the statutory range, asked an FBI agent who was present in court for information about the defendant’s prior convictions. After hearing the information regarding defendant’s criminal convictions, the court imposed the maximum sentence. Mr. Tucker’s prior convictions were subsequently voided based upon his lack of representation.

Tucker

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Bluebook (online)
186 Misc. 2d 200, 717 N.Y.S.2d 487, 2000 N.Y. Misc. LEXIS 457, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-cabassa-nysupct-2000.