People v. Caban

4 A.D.3d 274, 772 N.Y.S.2d 675, 2004 N.Y. App. Div. LEXIS 1979
CourtAppellate Division of the Supreme Court of the State of New York
DecidedFebruary 26, 2004
StatusPublished
Cited by4 cases

This text of 4 A.D.3d 274 (People v. Caban) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Caban, 4 A.D.3d 274, 772 N.Y.S.2d 675, 2004 N.Y. App. Div. LEXIS 1979 (N.Y. Ct. App. 2004).

Opinions

Judgment, Supreme Court, Bronx County (John Moore, J.), rendered December 22, 1997, convicting defendant, after a jury trial, of conspiracy in the second degree, and sentencing him to a term of SVs to 25 years, affirmed.

Saxe and Gonzalez, JJ., concur in a memorandum by Gonzalez, J., as follows: In this prosecution of defendant for conspiring with others to murder a rival drug dealer, there are two primary issues on appeal. The first is whether the prosecution established a prima facie case of conspiracy by evidence independent of the hearsay declarations of two coconspirators sought to be introduced at trial. The second is whether the trial court’s failure to instruct the jury sua sponte that a prosecution witness was an accomplice as a matter of law should be reviewed in the interest of justice, despite defense counsel’s explicit request that the witness’s accomplice status be submitted to the jury as a factual question.

We conclude that a prima facie case of conspiracy was established by independent evidence, thereby justifying admission of the coconspirators’ statements. In addition, although we find defendant’s jury charge claim is unpreserved, since the trial record does not provide undisputed evidence that the prosecution witness was an accomplice as a matter of law on the conspiracy charge, no legal basis existed for such an instruction and counsel was not ineffective in failing to request it. Accordingly, the judgment of conviction should be affirmed.

In March 1995, prosecution witness George Castro was a street-level drug dealer working for defendant Carlos Caban’s drug business on Fox Street, between 156th Street and [275]*275Longwood Avenue, in the Bronx. Angel Ortiz, a rival drug dealer, also sold crack on Fox Street.

At defendant’s trial, Castro testified that on March 18, 1995, he was packaging crack for sale at a “stash house” located in apartment 4A at 777 Fox Street. Also present were defendant and his brother, Derrick Garcia, and at least two other drug sellers, Pello Torres and Melvin Butler. According to Castro, defendant announced that Ortiz “needed to be killed” because he was taking business away from him. Defendant offered to pay $5,000 for the murder, to which Garcia responded “I’ll do it.” Torres then stated that he would provide a gun.

On cross-examination, Castro admitted that one day in mid-March 1995, he, Torres and Butler went to the corner of 156th and Fox Street, planning to kill Ortiz. Butler was armed with two guns and Castro acted as a look-out. However, the plan was aborted when the police arrived on the scene.

On June 1, 1995, at approximately 8:50 p.m., Ortiz was in a playground on Fox Street with his girlfriend’s four-year-old daughter and three of his dealers. At about 9:00 p.m., as Castro stood in front of 777 Fox Street, Torres approached him from the direction of 156th Street and said “It’s time.” Torres then entered 777 Fox Street, and shortly thereafter, Garcia exited the building with another man. Castro followed Garcia and the second man to the playground; Castro stopped across the street in front of 725 Fox Street. From there, Castro observed Garcia walk over to Ortiz and begin arguing with him over defendant’s drug “spot.” As Ortiz tried to walk away, Garcia shot him multiple times “real close to his back,” resulting in Ortiz’s death.

On November 8, 1995, Castro was arrested for two drug sales. Realizing that he was “facing a lot of time,” he told a homicide detective that he had information about two homicides, including the Ortiz murder. Castro ultimately entered into a cooperation agreement with the Bronx District Attorney’s office whereby he was permitted to plead guilty to a misdemeanor and receive a sentence of three years’ probation in exchange for his testimony against defendant.

During defendant’s trial, defense counsel objected to the admission of Garcia’s statement “I’ll do it,” and Torres’s statements that he would procure the gun and “It’s time,” on hearsay grounds. The trial court admitted the statements conditionally, subject to the prosecution’s establishing a prima facie case of conspiracy without recourse to those statements.

During the charge conference, defense counsel requested that the court charge the jury that if they found that Castro was an [276]*276accomplice-in-fact, then his testimony must be corroborated. The court agreed, and so charged the jury over the prosecutor’s objection. The jury acquitted defendant of murder in the second degree and manslaughter in the first degree but convicted him of conspiracy in the second degree.1

On appeal, defendant argues that the trial court erred in admitting, over his objection, the hearsay declarations of Garcia and Torres because the People failed to establish a prima facie case of conspiracy without recourse to those declarations. He contends that without the hearsay evidence, there is no evidence of an agreement to kill Ortiz and therefore the evidence was legally insufficient to establish his guilt of conspiracy. We disagree.

“A declaration by a coconspirator during the course and in furtherance of the conspiracy is admissible against another coconspirator as an exception to the hearsay rule (People v Rastelli, 37 NY2d 240, 244, cert denied 423 US 995).” (People v Bac Tran, 80 NY2d 170, 179 [1992].) “However, this evidence may be admitted only upon a showing that a prima facie case of conspiracy has been established.” (People v Bac Tran, 80 NY2d at 179 [citations omitted].) “Of course, the determination whether a prima facie case of conspiracy has been established must be made without recourse to the declarations sought to be introduced.” (People v Salko, 47 NY2d 230, 238 [1979], rearg denied 47 NY2d 1010 [1979].)

A prima facie case of conspiracy requires evidence “that a person, with intent that conduct constituting a crime be performed, agrees with one or more persons to engage or cause the performance of such conduct (see, Penal Law § 105.00).” (People v Green, 188 AD2d 662, 663 [1992], lv denied 81 NY2d 886 [1993].) Defendant argues that stripped of the hearsay, the trial evidence merely established that defendant wanted Ortiz killed, that he offered $5,000 to Garcia and others to have him killed and that three months later Garcia killed Ortiz. Relying on the Court of Appeals’ decision in Bac Tran (80 NY2d 170 [1992], supra), defendant argues that this evidence did not establish a prima facie agreement between defendant, Garcia and Torres to kill Ortiz.2

In Bac Tran (80 NY2d 170 [1992]), the defendant Tran was [277]*277the fire safety director of two Manhattan hotels with outstanding fire safety violations. An undercover investigator, posing as a building inspector, told Tran that one of his buildings had a violation, but also told him that he would hold off writing the violation for the rest of the day because he “wanted to help him out” (id. at 173). Tran urged the undercover investigator to return later, even if he (Tran) was not available. When the investigator returned, Tran was unavailable, but another hotel employee, Chu, who had been present during Tran’s earlier discussion with the investigator, asked the investigator to wait for defendant. When the investigator said he could not wait, Chu gave him a $100 bill. When the investigator asked what the money was for, a hidden tape recorder captured Chu’s response: “I don’t know. Maybe, you clear up for him something here, about Local Law 16.

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132 A.D.3d 904 (Appellate Division of the Supreme Court of New York, 2015)
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25 A.D.3d 560 (Appellate Division of the Supreme Court of New York, 2006)

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Bluebook (online)
4 A.D.3d 274, 772 N.Y.S.2d 675, 2004 N.Y. App. Div. LEXIS 1979, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-caban-nyappdiv-2004.