People v. Bailey

447 N.E.2d 1273, 58 N.Y.2d 272, 460 N.Y.S.2d 912, 1983 N.Y. LEXIS 2919
CourtNew York Court of Appeals
DecidedMarch 24, 1983
StatusPublished
Cited by122 cases

This text of 447 N.E.2d 1273 (People v. Bailey) is published on Counsel Stack Legal Research, covering New York Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Bailey, 447 N.E.2d 1273, 58 N.Y.2d 272, 460 N.Y.S.2d 912, 1983 N.Y. LEXIS 2919 (N.Y. 1983).

Opinion

OPINION OF THE COURT

Fuchsberg, J.

In the main, this appeal calls upon us to consider whether it was reversible error for a prosecutor, in the presence of the jury, to express a personal conviction that a witness was testifying falsely.

The charges against the defendant, Daniel L. Bailey, stemmed from a residential burglary allegedly committed by him and an unknown accomplice. Bailey, who claims he was misidentified, took the stand in support of his defense of alibi. Nevertheless, the jury found him guilty and the Appellate Division has since upheld the judgment entered on the verdict. On the present appeal, now here by leave of a Judge of this court, we conclude the judgment cannot stand. Our reasons follow.

But first we set forth the implicated prosecutorial comments, obviously related to the overriding issue of identification:

Assistant District Attorney:

“Q. You told me yesterday? “A. Yes, in your office, that he had dirty blonde hair and an afro.

“Q. I submit to you, ma’am, your [sic] telling a bald face lie right now.”

Defendant’s attorney:

“I request that statement be stricken.”

“I’ll sit in the stand and testify to that, Mr. Balok.

No further questions.”

[275]*275The Witness:

“Excuse me. He asked me if the guy had reddish hair too, and I said dirty blonde.”

“I have no further questions.”

The Court:

“Witness excused.”

“I apologize to the Court.”

Since the trial court never acted on the motion to strike, which of course served as an objection, its inaction not only constituted a denial of the motion (see Brenan v Moore McCormack Lines, 3 AD2d 1006), but, if anything, lent standing to the undisturbed remarks (People v Ashwal, 39 NY2d 105, 111). Moreover, defendant having moved unsuccessfully for a mistrial on this ground when the People rested, well before the case went to the jury, the matter was preserved for review (People v Cobos, 57 NY2d 798).

Also, since the People heavily rely on a plea of harmless error, some survey of the proof is in order. To this end, we focus primarily on the three witnesses on whom the People built their direct case. The story of the first of these, Taylor, was unilluminating. Found in possession of two of the stolen articles, he would only say that he must have purchased them under the influence of drugs. On this account, he denied any recollection of the identity of the seller.

The second, Hall, a twice-convicted burglar, claimed that he had encountered the defendant and a companion, the loot in their arms, in the yard back of the burglarized premises. However when, later that day, he spoke to the police, Hall described the person he eventually would say was the defendant as 6 feet 1 inch tall as against Bailey’s much, much shorter height, and, the very next day, was unable to identify Bailey’s picture in three tries at a police photographic array. Moreover, it was not until five days later, and only after Bailey had addressed him insultingly in a bar, that he telephoned the police to say he had located the perpetrator. After this he picked out the same picture which originally evaded him.

The third, Smith, was to become the target of the prosecutorial statements with which we are concerned. Taylor’s consort at the time avails of the crime were uncovered, [276]*276Smith apparently was present when these were brought into their home. Unchallenged in the record is that, at this point in her life, she always was “one way or the other * * * intoxicated or high or under some influence” and overwrought by ensuing proceedings to take her young daughter from her. It was to this background that she attributed a spotty memory. For instance, she averred that, although, as she saw him in court, the defendant’s appearance did not accord with her recollection, particularly in that his hair was not “afro” curly, she believed, though not without much “doubt”, that he was the one who had delivered the contraband. On the other hand, she described that occasion as one in which her usual state of “confusion” was exacerbated by a problem with a “kid” who then was acutely ill with “some drugs or something put in him”. Then, when the prosecutor, understandably pressing her for a better identification, ended his direct by asking point blank whether she was “sure” that Bailey indeed was the individual who came to her house, her answer was “I can’t — I wouldn’t swear on it he was the exact same person”. It was at a somewhat later stage, when the Assistant District Attorney had decided to recall Smith as a witness, that defense counsel, on recross, elicited the answer which precipitated the prosecutorial outburst.

To complete this synopsis, we add that Bailey, his mother and his father testified that, on the day of the burglary, a Sunday, Bailey spent his time intermittently eating, napping and viewing the television broadcast of a baseball game. When the prosecutor asked Bailey to assume that the broadcast had ended at 4:56 p.m. while Hall had fixed the time of the crime at about an hour later, Bailey suggested that his recollection, then seven months after the event, may have included subsequent news highlights of the game. The program log of the broadcast company, later allowed in evidence under the business record exception to the hearsay rule, indicated that the coverage of the game per se had terminated at 4:56 p.m.; no proof as to the news highlights was offered.

Against this background, we start our analysis by repeating our recent observation that “[i]t is not enough for [a District Attorney] to be intent on the prosecution of his [277]*277case. Granted that his paramount obligation is to the public, he must never lose sight of the fact that a defendant, as an integral member of the body politic, is entitled to a full measure of fairness. Put another way, his mission is not so much to convict as it is to achieve a just result” (People v Zimmer, 51 NY2d 390, 393, and authorities cited thereat).

Concern for adherence to this concept is not only principled but pragmatic. Else, the weight of the prestige of the office and its image of disinterestedness may impose upon a defendant’s right to an impartial trial (see, generally, Note, The Nature and Consequences of Forensic Misconduct in the Prosecution of a Criminal Case, 54 Col L Rev 946). So it is that a prosecutor may not, either in the course of closing argument or even in a less argumentative trial context, “express his or her personal belief or opinion as to the truth or falsity of any testimony or evidence” (ABA Project on Standards for Criminal Justice, Prosecution and Defense Function, Standard 3-5.8 [b]; see Ann., 50 ALR2d 766).

Though it would, therefore, have been perfectly permissible for the prosecutor here to have concentrated, in argument, on proved facts and circumstances and the inferences to be drawn therefrom in order to support or undermine the credibility of any witness, it was utterly impermissible for him to present himself, as he here in effect did, as an unsworn witness to Smith’s truthfulness (United States v Clark, 613 F2d 391).

Relying largely on People v Galloway (54 NY2d 396), the People, however, argue that, in the totality of the trial, it cannot be said that the defendant’s right to a fair trial was compromised. We do not agree.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

People v. T.P.
2025 NY Slip Op 03642 (New York Court of Appeals, 2025)
People v. Nelson
2020 NY Slip Op 04970 (Appellate Division of the Supreme Court of New York, 2020)
People v. Firu (Victor)
129 N.Y.S.3d 619 (Appellate Terms of the Supreme Court of New York, 2020)
People v. Jenkins
2020 NY Slip Op 4014 (Appellate Division of the Supreme Court of New York, 2020)
People v. Carlson
2020 NY Slip Op 3336 (Appellate Division of the Supreme Court of New York, 2020)
People v. Moulton
2018 NY Slip Op 5203 (Appellate Division of the Supreme Court of New York, 2018)
People v. Giddens
2018 NY Slip Op 3855 (Appellate Division of the Supreme Court of New York, 2018)
People v. Thomas
2018 NY Slip Op 723 (Appellate Division of the Supreme Court of New York, 2018)
People v. Flowers
2017 NY Slip Op 4990 (Appellate Division of the Supreme Court of New York, 2017)
People v. Womack
2017 NY Slip Op 4711 (Appellate Division of the Supreme Court of New York, 2017)
Duhs v. Capra
180 F. Supp. 3d 205 (E.D. New York, 2016)
PORTER, ERIC, PEOPLE v
Appellate Division of the Supreme Court of New York, 2016
People v. Mitchell
129 A.D.3d 1319 (Appellate Division of the Supreme Court of New York, 2015)
SMITH, JASON D., PEOPLE v
Appellate Division of the Supreme Court of New York, 2015
KEELS, TIMOTHY L., PEOPLE v
Appellate Division of the Supreme Court of New York, 2015
People v. Terry
122 A.D.3d 882 (Appellate Division of the Supreme Court of New York, 2014)
Santina Caruso v. The Jackson Laboratory
2014 ME 101 (Supreme Judicial Court of Maine, 2014)
People v. Townsley
982 N.E.2d 1227 (New York Court of Appeals, 2012)
SLISHEVSKY, JASON, PEOPLE v
Appellate Division of the Supreme Court of New York, 2012
People v. Slishevsky
97 A.D.3d 1148 (Appellate Division of the Supreme Court of New York, 2012)

Cite This Page — Counsel Stack

Bluebook (online)
447 N.E.2d 1273, 58 N.Y.2d 272, 460 N.Y.S.2d 912, 1983 N.Y. LEXIS 2919, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-bailey-ny-1983.