People v. Fuller

409 N.E.2d 834, 50 N.Y.2d 628, 431 N.Y.S.2d 357, 1980 N.Y. LEXIS 2461
CourtNew York Court of Appeals
DecidedJuly 8, 1980
StatusPublished
Cited by63 cases

This text of 409 N.E.2d 834 (People v. Fuller) is published on Counsel Stack Legal Research, covering New York Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Fuller, 409 N.E.2d 834, 50 N.Y.2d 628, 431 N.Y.S.2d 357, 1980 N.Y. LEXIS 2461 (N.Y. 1980).

Opinion

OPINION OF THE COURT

Fuchsberg, J.

We hold that, in the absence of any statutory requirement for corroboration, consonant with the reflection of social attitudes in prevailing legislative policy, the sworn testimony of a child complainant under the age of 12 need not be corroborated in a prosecution for her forcible rape. We also conclude that, in the circumstances of this case, defendant’s guilt was proved beyond a reasonable doubt.

Defendant James Fuller was convicted upon a jury verdict of two counts of first degree rape growing out of a single criminal episode. The indictment was brought on two theories, that he "engage[d] in sexual intercourse with a female by forcible compulsion” (Penal Law, § 130.35, subd 1), and that the act was committed upon "a female who [was] less than eleven years old” (Penal Law, § 130.35, subd 3).

The facts, as they emerged at trial, were as follows:

The 38-year-old defendant lived in a common-law relationship with the mother of four children, one of whom, 10-year-old Dawn, was the complainant. At trial, after the court had conducted a voir dire to satisfy itself that she understood the nature of an oath (CPL 60.20 subd 2),1 Dawn was sworn and testified to the event which precipitated the defendant’s arrest. According to the child, on the night of November 3, 1976, after she had gone to bed, the defendant came into her room, removed her pants and "put his private in * * * my private” while forcefully pressing her shoulders down on the bed. The complainant testified further that, while this was going on, [632]*632she tried to maneuver her body away from the defendant and then started crying. It was at that juncture, Dawn went on, that defendant’s mother, Ethel Fuller, who was babysitting in the same building, entered the room only to be ordered "to get the hell out” by the defendant.

Shortly thereafter, a third person, to whom the mother related what she had observed, called the police. Upon their arrival, the arresting officer later told the jury defendant after receiving Miranda warnings, admitted that "he was in bed in the bedroom with the little girl”. Also introduced at trial was evidence that a doctor, who shortly after the incident examined young Dawn, found a redness at the entrance to the vagina consistent with though not necessarily produced by a fresh act of intercourse. He was unequivocal, however, in his testimony that her hymen was gone, a condition the time of whose creation remained somewhat clouded by Dawn’s statement to the doctor, and eventually to the trial court and jurors, that she had engaged in intercourse with the defendant on at least two prior occasions.

Taking the stand in his own defense, the defendant denied that he had ever engaged in sexual intercourse with Dawn and denied making the inculpatory statement to the police. On both direct and rebuttal, Mrs. Fuller was called by the People under circumstances which we hereinafter recite.

On appeal, the Appellate Division modified the judgment by reversing and dismissing on the nonforcible count because the complainant’s testimony lacked the corroboration necessary to sustain a conviction of that offense (Penal Law, § 130.16);2 it otherwise affirmed (66 AD2d 27). On the present appeal to this court, leave for which was granted by a Justice of the Appellate Division, defendant contends that he is entitled to reversal of the remaining count because the conviction depended entirely on the uncorroborated testimony of the 10-year-old [633]*633complainant and because the proof fell far short of that required by the beyond a reasonable doubt standard. He also assigns as reversible error, inter alia, the District Attorney’s use for impeachment purposes of Ethel Fuller’s prior inconsistent statements. For the reasons that follow, the determination of the Appellate Division should be upheld.

We begin by noting that when the offense of rape in the first degree is committed by an act of forcible compulsion (Penal Law, § 130.35, subd 1), as opposed to an otherwise unforced act of intercourse with one who, because of age, is rendered incapable of consent (id., subd 3), the Legislature has not seen fit to impose any requirement that the victim’s testimony be corroborated (cf. People v Bianchi, 55 AD2d 993). So much is obvious, as defendant concedes, from the limitation of section 130.16 to instances in which "lack of consent * * * results solely from incapacity to consent because of the alleged victim’s age” (emphasis mine). However, relying on People v Porcaro (6 NY2d 248) and People v Oyola (6 NY2d 259), defendant argues that a 10-year-old complainant’s understanding of an oath is necessarily so doubtful that a similar requirement of corroboration must be imposed.

But Oyóla and Porcaro are not to be read so broadly. Both cases were decided by sharply divided courts and in neither was a requirement of corroboration decisive.

Oyóla involved a conviction for impairing the morals of a minor and for assault committed on a 10-year-old girl. True, the three Judges who joined in the plurality opinion for reversal, after noting that existing legislation imposed a corroboration requirement both for rape cases involving adult females and for all cases involving the unsworn testimony of a child under 12, were critical of the statutory scheme to a point where it could be inferred that they favored either legislative or judicial adoption of a similar rule for cases like the one before them (People v Oyola, supra, at pp 262-264).

But they did not venture to do so. Instead, after an extensive analysis of the quality of the prosecution’s evidence, citing People v Ledwon (153 NY 10), they chose to ground their decision on the fact "that appellant has not been proved guilty of the offenses charged beyond a reasonable doubt” (People v Oyola, supra, at p 265). The three dissenting Judges, after expressly recognizing that no corroboration was necessary, premised their own position for affirmance on the ground that the evidence was sufficient to convict (id., at pp [634]*634265-269). The seventh Judge, in his concurrence, would have invalidated the conviction because the child victim’s testimony was uncorroborated (People v Porcaro, 6 NY2d 248, 252, supra). Thus, it can be said that while four Judges might be viewed as sympathetic to a corroboration rule, only one of the seven on the court was ready to adopt it.

In Porcaro, like Oyóla, the defendant had been convicted of impairing the morals of a minor and the evidence consisted entirely of sworn testimony by a 10-year-old child. Again three Judges voted to reverse, this time (at p 252) "[f]or the reasons stated in People v. Oyola,” in an opinion focusing on the weakness of the proof and additionally, on the fact that, though the child had been examined by a physician, the findings were never disclosed in court, and, despite repeated requests, the defendant was not allowed to have the child examined (People v Porcaro, supra, p 251). They simply concluded that the evidence was not "clear and convincing” (id., at p 252). The three Oyóla dissenters reiterated their Porcaro views (id., at pp 253-258). The seventh Judge’s rationale was also the same in both cases.

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Bluebook (online)
409 N.E.2d 834, 50 N.Y.2d 628, 431 N.Y.S.2d 357, 1980 N.Y. LEXIS 2461, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-fuller-ny-1980.