People v. Butt

153 Misc. 2d 751, 583 N.Y.S.2d 732, 1991 N.Y. Misc. LEXIS 804
CourtCriminal Court of the City of New York
DecidedDecember 6, 1991
StatusPublished
Cited by1 cases

This text of 153 Misc. 2d 751 (People v. Butt) is published on Counsel Stack Legal Research, covering Criminal Court of the City of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Butt, 153 Misc. 2d 751, 583 N.Y.S.2d 732, 1991 N.Y. Misc. LEXIS 804 (N.Y. Super. Ct. 1991).

Opinion

OPINION OF THE COURT

William Garnett, J.

The defendant has moved this court for an order dismissing a superseding information which was filed on May 13, 1991. This information charges the defendant with violations of section 26-248 (g) (3) (a) and section 27-217 of the Administrative Code of the City of New York. This criminal action was commenced with the filing of an information on July 25, 1990.1 The initial information contained a charge of a violation of section 27-217.

The defense motion makes three attacks on the superseding information. First, the defendant maintains that the superseding information violates his due process right to fair notice in that the new accusatory instrument charges a section of the Administrative Code, i.e., section 26-248 (g) (3) (a), which was not contained in the first information. The argument follows that the failure to charge this section in the original information denied the defendant proper notice and renders the superseding information infirm.

[753]*753Next, the defendant contends that the factual allegations contained in the superseding information are insufficient to support a violation of section 27-217.

Finally, the defense alleges that the information is legally insufficient in that the information does not adequately and completely charge a crime.

According to the facts contained in the superseding information and other documents filed with the court, an inspector of the New York City Department of Buildings entered the premises at 374 Webster Avenue, Brooklyn, New York, on June 20, 1990. In the cellar of this two-story, one-family residence, the inspector observed eight sewing machines, with a chair at each, a cutting machine with a table and rolls of fabric on a shelf near the cutting table. Based on these observations, the inspector concluded, in his affidavit, that the premises "was being arranged to be used by the defendant for commercial purposes as a sewing factory”.

On the day of the inspection, the defendant was issued a summons which alleged violations of sections 27-217 and 26-246 of the Administrative Code. The back of the summons stated: "Illegal Occupancy In Cellar.” Thereafter, a letter was mailed to the defendant which gave notice of the alleged violation. This letter contained a general reference to section 26-246 and a specific reference to section 27-217. Further, this letter gave a specific description of the observations which had been made in the cellar at 374 Webster Avenue. The original information specified that the defendant was charged with a violation of sections 27-217 and 26-248 (g). Clearly, the gravamen of the accusation was the prospective use of the building’s cellar as a garment factory.

On May 13, 1991, the People filed the superseding information which is the subject of this motion to dismiss. In this information, the People, for the first time, alleged a specific violation of section 26-248 (g) (3) (a), predicated on a violation of section 27-217, in that the defendant had produced "an imminent hazard to persons or property” by changing the use of his residence. It is this addition of the alleged violation of section 26-248 (g) (3) (a) that prompted the defendant’s motion to dismiss on due process grounds.

Section 27-217 of the Administrative Code is a section of the Building Code entitled: "Change of occupancy or use.” This section proscribes a change of use or occupancy which is inconsistent with the last issued certificate of occupancy or [754]*754which would bring the building under some special provision of the Code or other applicable law or regulation unless the owner obtains a new certificate of occupancy which approves the change of occupancy or use.

Section 26-248 (g) (3) (a) is a subsection of a section entitled: “Punishments.” The general sentencing provision contained in section 26-248 (a) authorizes a fine up to $5,000 for a violation of the Building Code. However, in contrast, the punishment authorized by section 26-248 (g) mandates a minimum fine of $500 for certain denominated violations of the Building Code.

In this case, the defendant allegedly produced “an imminent hazard to persons or property” when he violated section 27-217. Therefore, if the defendant were found to have violated section 27-217, the court would next have to determine whether that violation had created "an imminent hazard”. If the court found that the defendant’s violation had occasioned an imminent hazard, then the defendant would be subject to a mandatory, minimum fine of $500. Thus, section 26-248 (g) (3) (a) is part and parcel of a sentencing scheme to limit the discretion of the court in imposing sentence where a defendant’s violation has produced a particularly dangerous situation. Section 26-248 (g) (3) (a) is not a substantive section of the Code. In this case, only if the court finds a violation of section 27-217, may it then grapple with the issue of the degree of the hazard. Section 26-248 (g) (3) (a) is merely a statutory device to enhance punishment. In this case, the underlying, substantive change was, and remains, a violation of section 27-217.

Three courts have, in dicta, indicated that section 26-248 is a penalty section which defines no substantive violations. (People v Saito, 149 Misc 2d 342, 345 [NY City Crim Ct 1990] [§ 26-248 (a), (g) are “primarily penalty provisions”]; People v Riverdale Equities, 148 Misc 2d 816, 817, n [NY City Crim Ct 1990] [refers to § 26-246 (a); § 26-248 (a) and (g) as "catch-all sections” which define "the judicial function procedures and penalties available under the Code”]; People v Gross, 148 Misc 2d 232, 243 [NY City Crim Ct 1990] [“Section 26-248 (a) provides for a maximum fine of $5,000 * * * [i]t is solely a penalty provision and does not itself define an offense”].) The structure and language of section 26-248 indicate that its provisions anticipate a violation of other substantive sections in the first instance.

Section 26-248 (g) (3) (a) is analogous in function to many of [755]*755the sentencing provisions contained in penal statutes. (See, Penal Law §§ 70.04, 70.06, 70.08, 70.10; Vehicle and Traffic Law § 600 [2] [b] [except the provision which renders a violation a felony if the personal injury rises to the level of serious physical injury or death]; § 1193 [1] [a].) For example, when a defendant is charged with a robbery and the defendant has a previous felony conviction within 10 years, the previous conviction, while an aggravating factor on sentence, is not an element of the substantive charge of robbery. Further, even if the People fail to give proper notice of its intention to have the defendant sentenced as a second felony offender, the validity of the underlying indictment is not vitiated.

The same concept governs the resolution of the defendant’s motion to dismiss on due process grounds. The defendant’s attack on the adequacy of the notice of a violation of section 26-248 (g) (3) (a), the sentencing provision, does not undermine the notice received on the substantive statute charge of a violation of section 27-217.2 Obviously, the court should not address the adequacy of the People’s pleading of the sentencing section until the court determines whether the substantive charge has been established by proof beyond a reasonable doubt. In the instant case, the court must first focus exclusively on the issue of whether the defendant has violated section 27-217.

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Cite This Page — Counsel Stack

Bluebook (online)
153 Misc. 2d 751, 583 N.Y.S.2d 732, 1991 N.Y. Misc. LEXIS 804, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-butt-nycrimct-1991.