People v. Buonavolanto

606 N.E.2d 509, 238 Ill. App. 3d 665, 179 Ill. Dec. 677, 1992 Ill. App. LEXIS 1887
CourtAppellate Court of Illinois
DecidedNovember 20, 1992
Docket1—91—1023, 1—91—1043 cons.
StatusPublished
Cited by13 cases

This text of 606 N.E.2d 509 (People v. Buonavolanto) is published on Counsel Stack Legal Research, covering Appellate Court of Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Buonavolanto, 606 N.E.2d 509, 238 Ill. App. 3d 665, 179 Ill. Dec. 677, 1992 Ill. App. LEXIS 1887 (Ill. Ct. App. 1992).

Opinion

JUSTICE RAKOWSKI

delivered the opinion of the court:

Defendant-appellant James Buonavolanto, after prevailing in a civil forfeiture action pursuant to section 505 of the Controlled Substances Act (Ill. Rev. Stat. 1989, ch. 56½, par. 1505), was found guilty of delivery of a controlled substance and sentenced to a term of nine years’ imprisonment. Defendant appeals both the criminal conviction and the denial of his motion to preclude the State from proceeding against him criminally due to the effect of the prior action. Because of our disposition of the collateral estoppel issue, we need not address defendant’s other grounds for appealing the criminal conviction.

The pertinent facts are as follows. In 1989, the State filed a civil forfeiture suit against defendant’s ownership interest in a 1987 Ford Taurus automobile pursuant to. the Illinois Controlled Substances Act. The trial judge, Judge Bolán, ruled that the State had failed to establish that the. vehicle was used to facilitate a crime. The State then pursued criminal proceedings against defendant, charging defendant with delivery of a controlled substance in violation of section 401(a)(2) of the Illinois Controlled Substances Act (Ill. Rev. Stat. 1989, ch. 56½, par. 1401(a)(2)).

Defendant filed a motion to dismiss on the ground that the State was collaterally estopped from bringing the criminal action against defendant due to the State’s failure to prevail in the prior civil forfeiture proceeding. The trial judge in the criminal proceeding ruled that because there was an identity of neither issues nor parties in the two proceedings, collateral estoppel did not apply. Following a bench trial, defendant was found guilty as charged.

In most respects, the testimony at the two trials was the same. Agent John Majchur of the Northeastern Metropolitan Enforcement Group (NEMEG) testified that from January through September 1988 he participated in an investigation regarding the purchase of narcotics from codefendant Giovanni Dominguez. On September 20, 1988, he and other agents of NEMEG formulated plans to purchase narcotics from Dominguez. At about 6 p.m., he established surveillance at the residence of Dominguez’s mother at 1533 Lombard in Cicero, Illinois. He observed Agent Guerra arrive in front of the residence and speak with Dominguez. The two men entered Agent Guerra’s car and proceeded to Harvey Street.

Next, according to Majchur, he saw Dominguez enter a black Ford Taurus with the license plate “Buona 1,” driven by defendant. The vehicle proceeded southbound from 15th Street and turned into an alley. From a point perpendicular to the alley, Agent Majchur observed defendant exit the vehicle, which had stopped, walk to a garbage can and retrieve a blue and white bag. Defendant then reentered the vehicle and drove away. Agent Majchur, after alerting other agents, then observed Dominguez exit the Ford Taurus carrying a bag. Dominguez was subsequently apprehended by other agents, while Majchur apprehended defendant. At the station, Agent Guerra displayed a blue and white bag which appeared to be the same one Majchur saw in the alley.

Agent Guerra testified that on September 20, 1988, he was planning on purchasing narcotics from Dominguez as part of a NEMEG plan. He arrived at Dominguez’s home and had a brief conversation with him before they returned to the agent’s car. He displayed the purchase money to Dominguez, and Dominguez stated that he would have to “contact his [Dominguez’s] guy.” Dominguez then exited the agent’s vehicle and walked to a nearby pay telephone, but Guerra was not able to tell if, in fact, Dominguez used the telephone.

About 10 minutes later, Dominguez returned and said that he would meet “his guy,” about a block away. Agent Guerra testified that when Dominguez left his presence, he was not carrying a blue and white plastic bag. Upon Dominguez’s return 10 minutes later, however, he did have such a bag, and Dominguez stated “check it out, there is [sic] five in there and its real good stuff.” When Agent Guerra opened the bag, he found five clear plastic bags therein, each containing a white chunky substance subsequently determined to be cocaine.

The primary difference in testimony in the two proceedings concerned where Agent Majchur was when he saw defendant exit his vehicle in the alley. At the civil forfeiture proceeding, Majchur testified that when he observed the vehicle in the alley he was parked on 16th Street. From that angle, he acknowledged later at the criminal trial that whoever went to the garbage can would have had to exit the passenger, not the driver, door. At the criminal trial, however, Agent Majchur said that he was on 15th Street looking in another direction, and that the person exiting the vehicle did so from the driver side door.

The only issue we address is whether the State, having failed to prevail in its civil forfeiture action against defendant, was precluded from pursuing a criminal action against defendant based upon the same theory. We conclude that the State was barred from proceeding criminally in this case.

The State argues that it was not collaterally estopped from proceeding on the criminal action due to the lack of commonality of issues in the two proceedings. According to the State, in a forfeiture action such as the one involving defendant’s vehicle, guilt or innocence is not at issue, only whether the vehicle was used in the commission of the offense. (See In re $27,440 (1987), 164 Ill. App. 3d 44, 46, 517 N.E.2d 704.) The issue in the State’s forfeiture action was whether it proved by a preponderance of the evidence that defendant’s vehicle was used to transport, or in any manner facilitate the transportation, sale, receipt, possession or concealment of a controlled substance. (People ex rel. Daley v. 1986 Honda (1989), 182 Ill. App. 3d 322, 324, 537 N.E.2d 1077; see Ill. Rev. Stat. 1989, ch. 56½, par. 1505(a)(3).) Essentially, the State must prove a nexus between defendant’s vehicle and the cocaine. (People v. Strong (1986), 151 Ill. App. 3d 28, 502 N.E.2d 744.) The issue in the State’s criminal proceeding was whether it proved beyond a reasonable doubt that defendant knowingly delivered the cocaine. (See Ill. Rev. Stat. 1989, ch. 56½, par. 1401(a)(2).) Consequently, according to the State, the issues are not identical and the doctrine does not apply to estop the State from bringing criminal proceedings against defendant.

Additionally, the State argues that People v. Moore (1990), 138 Ill. 2d 162, 561 N.E.2d 648, and People v. Williams (1990), 206 Ill. App. 3d 1071, 565 N.E.2d 164, require that we affirm.

The parties have not cited any Federal or out-of-State authority upon the issue. However, there is abundant authority, which if not precisely on point, provides guidance in our determination. Preeminent is the United States Supreme Court case of United States v. One Assortment of 89 Firearms (1984), 465 U.S. 354, 79 L. Ed. 2d 361, 104 S. Ct. 1099.

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Bluebook (online)
606 N.E.2d 509, 238 Ill. App. 3d 665, 179 Ill. Dec. 677, 1992 Ill. App. LEXIS 1887, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-buonavolanto-illappct-1992.