People v. Brensic

509 N.E.2d 1226, 70 N.Y.2d 9, 517 N.Y.S.2d 120, 1987 N.Y. LEXIS 16788
CourtNew York Court of Appeals
DecidedJune 4, 1987
StatusPublished
Cited by165 cases

This text of 509 N.E.2d 1226 (People v. Brensic) is published on Counsel Stack Legal Research, covering New York Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Brensic, 509 N.E.2d 1226, 70 N.Y.2d 9, 517 N.Y.S.2d 120, 1987 N.Y. LEXIS 16788 (N.Y. 1987).

Opinion

OPINION OF THE COURT

Simons, J.

Defendant Robert Brensic has been convicted by a Suffolk County jury of murder, second degree, and manslaughter, first degree, for his role in the asphyxiation death of 13-year-old John Pius. In an unrelated case, defendant Douglas Young has been convicted of rape, first degree, and two counts of robbery, second degree, stemming from his participation in an assault upon a woman which occurred on the grounds of the housing project in which he lived. Although others were similarly charged with the crimes arising from these two incidents, both defendants were tried alone and the common issue presented on these appeals is whether the trial courts [14]*14improperly admitted into evidence against them the custodial confessions of nontestifying accomplices. The defendants claim that the admission of such evidence as declarations against penal interest violated New York evidentiary law and denied them their rights of confrontation and due process under the Federal and State Constitutions. We agree that admission of the confessions violated the hearsay rule because neither satisfied the prerequisites for reliability set forth in People v Settles (46 NY2d 154) and People v Maerling (46 NY2d 289). Accordingly, we reverse the convictions and order new trials. Because our determinations rest on State evidentiary grounds, we do not reach defendants’ Confrontation Clause claims (see, Lee v Illinois, 476 US 530; Ohio v Roberts, 448 US 56).

I

Out-of-court statements introduced to prove the truth of the matters they assert are hearsay. They may be received in evidence only if they fall within one of the recognized exceptions to the hearsay rule, and then only if the proponent demonstrates that the evidence is reliable (see, People v Nieves, 67 NY2d 125, 131). In these cases the People contend that evidence was properly received as a declaration against penal interest. This exception to the hearsay rule recognizes the general reliability of such statements, notwithstanding the absence of the declarant to testify, because normally people do not make statements damaging to themselves unless they are true.

The exception has been recognized out of necessity and in the belief that the self-inculpating nature of the declaration serves as an adequate substitute for the assurance of reliability usually derived from the administration of an oath and the testing of the statements by cross-examination. Because these traditional guarantees are absent when out-of-court declarations against penal interest are offered, such evidence is admitted cautiously and only after reliability is firmly established (People v Thomas, 68 NY2d 194, 198; People v Geoghegan, 51 NY2d 45, 49; see generally, Fisch, NY Evidence § 891 [2d 1977]). As with all forms of hearsay evidence, a determination of the admissibility of a declaration against penal interest, focusing on the circumstantial probability of its reliability, must be made before it is received; the trial court must determine, by evaluating competent evidence independent of [15]*15the declaration itself, whether the declaration was spoken under circumstances which renders it highly probable that it is truthful (see, People v Shortridge, 65 NY2d 309, 312-313; see generally, Richardson, Evidence § 206, at 183-184 [Prince 10th ed 1973]; Goodman & Waltuch, Declarations Against Penal Interest: The Majority Has Emerged, 28 NYL Sch L Rev 51 [1983]; Fine, Declarations Against Penal Interest in New York: Carte Blanche?, 21 Syracuse L Rev 1095 [1970]). Thus, before statements of a nontestifying third party are admissible as a declaration against penal interest, the proponent must satisfy the court that four prerequisites are met: (1) the declarant must be unavailable to testify by reason of death, absence from the jurisdiction, or refusal to testify on constitutional grounds; (2) the declarant must be aware at the time of its making that the statement was contrary to his penal interest; (3) the declarant must have competent knowledge of the underlying facts; and (4) there must be sufficient competent evidence independent of the declaration to assure its trustworthiness and reliability (People v Thomas, 68 NY2d 194, 197, supra).

When the declaration is offered by the People to inculpate the defendant in a criminal trial — as distinguished from declarations offered by defendant to exculpate himself — it is subjected to even more exacting standards in recognition of the due process protections afforded defendants charged with crime including, of course, the requirement that guilt be established beyond a reasonable doubt (see, People v Thomas, supra, at 198; People v Maerling, 46 NY2d 289, 298, supra; see, Martin, Evidence: Declarations Against Interest, Confrontation, NYLJ, Jan. 9, 1987, at 1, col 1; at 2, cols 1, 2). In such instances, the trial court must find that the interest compromised is "of sufficient magnitude or consequence to the declarant to all but rule out any motive to falsify” (People v Thomas, supra, at 198). This standard raises a rebuttable presumption of unreliability when the inculpatory declaration is the result of custodial questioning because, in such circumstances, the declarant is likely to have a "strong motive to falsify” in order to curry favor, shift blame, receive immunity from prosecution or obtain a favorable plea bargain (see, People v Geoghegan, 51 NY2d 45, 49, supra; People v Settles, 46 NY2d 154, 166-168, supra; and see Richardson, Evidence op. cit. § 260, at 227-228; cf, Lee v Illinois, 476 US 530, supra). Indeed, some authorities hold that a third party’s statements against penal interest obtained during [16]*16custodial interrogation should never be received in evidence to inculpate a defendant (see, United States v Sarmiento-Perez, 633 F2d 1092, cert denied 459 US 834; Report, New Jersey Sup Ct, Committee on Evidence, at 170-171 [1963]; 4 Weinstein’s Evidence, United States Rules If 804 [b] [3] [03], at 804-156 [1985]; Comment, Declarations Against Interest-Rules of Admissibility, 62 Nw U L Rev 934 [1968]).

When the People seek to introduce the declaration against penal interest of an unavailable third party to inculpate a defendant, through the testimony of an in-court witness, and the defendant claims that such evidence is unreliable, the trial court should conduct a hearing, if there is any dispute concerning the circumstances, to determine whether the criteria for admissibility are actually satisfied (see, People v Thomas, 68 NY2d 194, 198, supra; People v Maerling, 46 NY2d 289, 299, supra). If the court decides to allow such evidence, it should admit only the portion of that statement which is opposed to the declarant’s interest since the guarantee of reliability contained in declarations against penal interest exists only to the extent the statement is disserving to the declarant (see, People v Thomas, supra, at 198 [where the statement — as redacted — did not directly implicate the defendant as a perpetrator of the crime for which he was being tried]; People v Geoghegan, 51 NY2d 45, 49, supra; People v Maerling, supra, at 298-299; and see, Richardson, Evidence op. cit. § 260, at 115 [1972-1985 Cum Supp]).

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Cite This Page — Counsel Stack

Bluebook (online)
509 N.E.2d 1226, 70 N.Y.2d 9, 517 N.Y.S.2d 120, 1987 N.Y. LEXIS 16788, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-brensic-ny-1987.