People v. Braham

409 P.3d 655
CourtSupreme Court of Colorado
DecidedOctober 12, 2017
DocketCase Number: 17PDJ035
StatusPublished
Cited by1 cases

This text of 409 P.3d 655 (People v. Braham) is published on Counsel Stack Legal Research, covering Supreme Court of Colorado primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Braham, 409 P.3d 655 (Colo. 2017).

Opinion

ORIGINAL PROCEEDING IN DISCIPLINE BEFORE THE OFFICE OF THE PRESIDING . DISCIPLINARY JUDGE, 1300 BROADWAY, SUITE 250. DENVER, • CO 80203

OPINION AND DECISION IMPOSING SANCTIONS UNDER C.R.C.P. 251.19(c)

WILLIAM R. LUCERO, PRESIDING' DISCIPLINARY JUDGE '

Thomas John Braham (“Respondent”) represented a client in a DUI case. But he failed to appear for the plea hearing. He then failed to respond to the court’s show cause order and to appear at the contempt hearing. Respondent was also hire'd to file a bankruptcy case. In that case, he attached his client’s 'electronic signature to the bankruptcy documents without permission and abandoned the client. In two other matters, Respondent abandoned his clients’ bankruptcy cases and knowingly converted their funds. He compounded this misconduct by disregarding requests from disciplinary authorities and by failing to fully participate in this disciplinary proceeding. Respondent’s conduct warrants disbarment.

I. PROCEDURAL HISTORY

On May 18, 2017, Jacob M. Vos, Office of Attorney Regulation Counsel (“the People”), filed a complaint with Presiding Disciplinary Judge William R. Lucero (“the Court”). The People mailed a copy of the complaint the next day to Respondent’s registered business address. He failed to answer, and the Court granted the People’s motion for default on July 25, 2017. Upon the entry of default, the Court deemed all facts-set forth in the complaint admitted and all rule violations established by clear and convincing evidence.1

On September 28, 2017, the Court held a sanctions hearing under C.R.C.P. 251.15(b). Vos represented the People; Respondent appeared and presented evidence in mitigation. The People’s exhibits 1-11 were admitted into evidence,2 and the Court heard telephone testimony from Linda Finch, TaBe Spell, and Wendy Garcia. Per the Court’s directive, the People filed a “Supplemental Sanctions Brief’ on October 5, 2017. That same day, Respondent submitted a “Post Hearing Disability Brief.”

H. ESTABLISHED FACTS AND RULE VIOLATIONS

The Court adopts and incorporates by reference the averments in the admitted complaint, presented here in condensed form. Respondent took the oath of admission and was -admitted to the bar of the Colorado Supreme Court on June 9, 2009, under attorney registration number 41010. He is thus subject to the • Cóurt’s jurisdiction in this disciplinary proceeding.3

Plaster Matter

Shane Plaster hired Respondent in 2016 to represent him in a DUI case. Respondent failed to , appear for a plea and setting hearing on August 4, 2Ó16. He then failed to appear at the rescheduled hearing on September 1. The same day, the court set a show cause hearing for September 15 to determine why Respondent had failed to appear, Respondent did not attend that hearing. The court ordered Respondent to appear for a contempt hearing on September 19, but he did not. The court continued the contempt hearing to September 23, but again Respondent failed to appear. ■

In this matter, Respondent violated Colo. RPC 3.4(c), which forbids a lawyer shall not knowingly disobeying an obligation under the rules of a tribunal, and he violated Colo. RPC 8.4(d), which proscribes conduct prejudicial to the administration of justice.

Finch Matter

Linda Finch (“Finch”) divorced Mark Tozer in 2008. The couple had two children. Sometime thereafter, she married Travis Finch. In 2014, Finch hired Respondent to help her file a Chapter 13 bankruptcy petition. On January' 24, 2014, Respondent filed the petition on Finch’s behalf. This filing contained numerous errors, including describing Finch as unmarried and listing only her income and debts, even though she was married. Respondent also failed to list Tozer’s.child support payments as a source of Finch’s income. Finch did not review, approve, or sign the bankruptcy petition that Respondent filed, yet he placed her electronic signature on the document.

Also on January 24, 2014, Respondent filed a proposed bankruptcy plan, requesting that Finch be ordered to pay $490.00 per month for sixty months. Finch did not approve this plan before Respondent filed it. Nor did she sign the plan, even though it bore her electronic signature. On February 27, 2014, the Chapter 13 trustee objected to the plan on several grounds. Respondent filed an amended plan, which included his handwritten revisions on the form. The new plan provided for a $520.00 monthly payment. Once again, Respondent included Finch’s electronic signature although Finch had not reviewed or approved the plan.

On July 8, 2014, Finch’s Chapter 13 plan was approved. Respondent submitted a request for attorney’s fees on October 23, 2014, seeking $3,600.00 in fees to be paid through Finch’s plan.

Finch made no payments under the plan, however, and on October 28, 2014, the trustee moved to dismiss her bankruptcy case for failure to make payments. The court dismissed her bankruptcy case on December 5, 2014. Respondent advised Finch not to contest the motion to dismiss so that they could refile an alternate plan.

On May 9, 2015, Finch .received a letter from her former divorce counsel, Greg Quim-by, indicating that he had served a writ of garnishment on Finch’s employer to collect attorney’s fees. Twenty-five percent of Finch’s wages were garnished. Finch asked Respondent to file another Chapter 13 bankruptcy petition.

Respondent filed a second petition and schedule but the documents contained multiple errors. On May 29, 2015, Respondent filed a Chapter 13 plan, proposing that Finch pay $175.00 a month. This plan did not provide for any payments to Finch’s mortgage holder. Once again, Finch did- not review, approve, or sign this petition before Respondent filed it, yet it bore her electronic signature.

On July 6, 2015, the trustee objected to Finch’s plan, citing multiple errors and omissions. Finch had previously given Respondent the iriformátion that the trustee sought. Respondent filed an amended plan on August 12, 2015, which bore Finch’s electronic signature. Finch had not reviewed, approved, or signed the plan.

Finch emailed Respondent on August 20, 2015, stating that her husband’s debt was not listed on the amended plan and asking Respondent to revise the plan. Lori Orth, Respondent’s paralegal, set up a meeting with Finch, but the meeting never occurred.

On September 16, 2015, the court held a hearing to determine why Respondent had not filed another amended plan. Respondent appeared at the hearing and was ordered to file an amended plan by September 23, 2015. Respondent timely filed a second amended plan electronically signed by Finch. He once more filed that plan without Finch’s approval. The trustee again objected to the plan, citing inconsistencies with the payment plan. Respondent filed a third amended plan on November 4, 2015, correcting the payment plan. Respondent did not seek Finch’s approval or signature before submitting this plan. The trustee withdrew his objection on November 30,2015.

Just after Thanksgiving 2015, Finch’s husband lost his job, affecting Finch’s ability to make payments under her bankruptcy plan.

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Bluebook (online)
409 P.3d 655, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-braham-colo-2017.