People v. Baptiste

51 A.D.3d 184, 853 N.Y.S.2d 719
CourtAppellate Division of the Supreme Court of the State of New York
DecidedMarch 27, 2008
StatusPublished
Cited by23 cases

This text of 51 A.D.3d 184 (People v. Baptiste) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Baptiste, 51 A.D.3d 184, 853 N.Y.S.2d 719 (N.Y. Ct. App. 2008).

Opinion

OPINION OF THE COURT

Mercure, J.P.

In Policano v Herbert (7 NY3d 588 [2006]), the Court of Appeals indicated that the law on depraved indifference murder has changed and does not apply retroactively to cases that became final prior to the change (id. at 602-604). Specifically, the Court concluded that the new rule did not apply to cases that became final prior to the Court’s decision in People v Hafeez (100 NY2d 253 [2003]), but left open the question—which was not directly before it—of precisely when the law changed such that the new rule became applicable to cases that remained pending on appeal at the time of the change (Policano v Herbert, 7 NY3d at 602-603). That question is now squarely presented on this appeal, and we hold that the law changed on October 19, 2004, when the Court decided People v Payne (3 NY3d 266 [2004]).

In 1996, defendant was convicted of two counts of depraved indifference murder and one count of criminal possession of a weapon in the second degree based upon an incident in which he fired multiple gunshots into the car of his former girlfriend, Jeanette Cortijo, killing her and her passenger, Chakima Dickerson. It is undisputed that Cortijo’s infant son was in the car, and that defendant stated after the shooting that he would have shot Cortijo’s son too if he had known that the baby was in the back seat. Upon defendant’s June 2003 appeal, this Court affirmed the depraved indifference murder convictions, concluding that they were supported by legally sufficient evidence and not against the weight of the evidence (306 AD2d 562, 564-565 [2003] ).1 The Court of Appeals denied defendant’s subsequent application for leave to appeal on January 26, 2004 (1 NY3d 594 [2004] ), and his judgment of conviction became final 90 days later, on April 25, 2004 (see Policano v Herbert, 7 NY3d at 593).

[186]*186In August 2006, defendant moved to set aside his judgment of conviction pursuant to CPL 440.10, arguing that recent Court of Appeals decisions regarding depraved indifference murder represented a retroactive change in the law. County Court denied the motion on the ground that the change in the law did not apply retroactively, and a Justice of this Court thereafter granted defendant permission to appeal.

Defendant asserts that the evidence is legally insufficient to sustain his convictions of depraved indifference murder, as that crime has been redefined by the Court of Appeals in a line of decisions from Hafeez to People v Feingold (7 NY3d 288 [2006]).2 We note that a motion to vacate a judgment must be denied if the “issue raised upon the motion was previously determined on the merits upon an appeal from the judgment, unless since the time of such appellate determination there has been a retroactively effective change in the law controlling such issue” (CPL 440.10 [2] [a]). Thus, in light of our prior determination regarding legal sufficiency on defendant’s direct appeal, this CPL article 440 motion must be denied unless there has been a retroactive change in the controlling law since the time of that determination.

In that regard, the Court of Appeals has recently stated that following its decision in People v Sanchez (98 NY2d 373 [2002]), “a series of decisions”—specifically, Hafeez, People v Gonzalez (1 NY3d 464 [2004]), Payne and People v Suarez (6 NY3d 202 [2005])—“incrementally ‘pointed the law in a different direction,’ culminating in [the Court’s] explicit overruling of Register [i.e. People v Register (60 NY2d 270 [1983], cert denied 466 US 953 [1984])] and Sanchez in Feingold” (Policano v Herbert, 7 NY3d at 595 [citations omitted]). The Court explained that its “quartet of cases” in Hafeez, Gonzalez, Payne and Suarez “represent] a perceptible, evolving departure from the underpinnings of depraved indifference murder as expressed in Register and Sanchez” (id. at 603; see People v Stewart, 36 AD3d 1156, 1160 [2007], lv denied 8 NY3d 991 [2007]). The Court then held that the new rule does not apply retroactively to cases that became final before the law changed (Policano v Herbert, 7 NY3d at 603-604; see People v George, 43 AD3d 560, 561 [2007], [187]*187lvs granted 9 NY3d 961, 966 [2007]). The Court left open, however, the question of exactly when the law changed and, thus, when the new rule became applicable to nonfinal convictions, stating:

“individual judges hold differing views as to where along this trajectory a majority of the Court may have effectively passed the point of no return—the limit beyond which, hard as we may have tried, it was simply not possible to reconcile our developing case law with Register and Sanchez” (Policano v Herbert, 7 NY3d at 603; see People v George, 43 AD3d at 561-562).

Defendant now asks us to determine the open question, which was not before the Court of Appeals in Policano—which case among the quartet of Hafeez, Gonzalez, Payne and Suarez represented the “point of no return.” As noted above, defendant’s judgment of conviction became final on April 25, 2004— after Hafeez and Gonzalez had been decided but prior to the decision in Payne. It is not surprising, therefore, that defendant urges us to hold that either Hafeez or Gonzalez represented the point of no return such that the new rule, as clarified in Suarez and Feingold, applies in this case. He asserts that the Register rule can be summarized simply as a holding that “unless there was absolutely no evidence whatsoever that the defendant might have acted unintentionally” (Policano v Herbert, 7 NY3d at 601), he or she could be convicted of depraved indifference murder. Defendant then argues that Hafeez and Gonzalez are “logically inconsistent” with this rule because, he maintains, there was evidence that the defendants in those cases acted unintentionally. We are unpersuaded and conclude instead that the change in the law occurred with the Court’s decision in People v Payne (supra), as explained below.

Defendant’s argument fails for three reasons: first, it oversimplifies the holdings of the Court of Appeals in Register and Sanchez; second, it fails to acknowledge many of the significant changes to the Register doctrine articulated in more recent case law; and, finally, it mischaracterizes the decisions in Hafeez and Gonzalez. A person is guilty of depraved indifference murder when “[u]nder circumstances evincing a depraved indifference to human life, he [or she] recklessly engages in conduct which creates a grave risk of death to another person, and thereby causes the death of another person” (Penal Law § 125.25 [2]). In Register and Sanchez, the Court held that [188]*188recklessness is the mens rea of depraved indifference murder (see Policano v Herbert, 7 NY3d at 597; People v Sanchez, 98 NY2d at 376; People v Register, 60 NY2d at 278). The Court explained that the phrase “[u]nder circumstances evincing a depraved indifference to human life” constitutes “a definition of the factual setting in which the risk creating conduct must occur” (People v Register, 60 NY2d at 276; accord People v Sanchez, 98 NY2d at 379).

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Bluebook (online)
51 A.D.3d 184, 853 N.Y.S.2d 719, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-baptiste-nyappdiv-2008.