People v. Arendes

86 Misc. 468
CourtNew York Supreme Court
DecidedApril 22, 1976
StatusPublished

This text of 86 Misc. 468 (People v. Arendes) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Arendes, 86 Misc. 468 (N.Y. Super. Ct. 1976).

Opinion

Bernard Dubin, J.

Must a criminal defendant who has been denied conversion to civil patient status (Jackson v Indiana, 406 US 715) be given a de novo hearing pursuant to section 31.35 of the Mental Hygiene Law in order to protect his right to equal protection of the law under the Fourteenth Amendment of the United States Constitution? The facts which give rise to this issue are as follows.

Defendant Arthur Arendes was indicted for murder in the first degree on May 14, 1964 (Former Penal Law, § 1044). He was hospitalized as incompetent to stand trial at Matteawan State Hospital and remained there until his transfer to Creedmoor State Hospital in December, 1973. Since then Arendes has been hospitalized at Creedmoor pursuant to orders of retention signed by various Justices of this court (CPL 730.50). At his last court appearance defendant moved pursuant to Jackson v Indiana (406 US 715) to be converted to civil patient status on the ground that he would not regain the competence to stand trial in the foreseeable future. After a hearing at which expert psychiatric testimony was taken, the court (Mr. Justice Agresta) issued an order denying Jackson relief. Defendant now moves for a hearing de novo only as to that portion of the order which denied him conversion to civil patient status. It is defendant’s contention that he must be allowed a rehearing on the issue before a different Judge since that right is granted to civil patients hospitalized against their wishes (Mental Hygiene Law, § 31.35) and denial to him of a rehearing will abridge his right to equal protection of the law. In support of his claim defendant relies on several cases worthy of discussion.

In Baxstrom v Herold (383 US 107), the United States Supreme Court held that a prisoner who is allegedly mentally [470]*470ill is entitled to the same procedural safeguards as are available to nonprisoners whom the State seeks to civilly commit to mental institutions. The court reasoned that the question of mental illness in the first instance must be determined in the same way for all and that question differs from the type of treatment to be given prisoners who have been found to be mentally ill. The court also found section 384 of the Correction Law violative of equal protection in that it allowed commitment of prisoners nearing the expiration of their sentence to a Department of Correction hospital (rather than to a Department of Mental Hygiene institution) under standards that did not include the procedural guarantees available to civil patients whom the State sought to commit to Department of Correction hospitals. In short, Baxstrom (supra) held that the rights available in the civil commitment process must be extended to prisoners where the issues to be determined, mental illness and dangerousness, are similar for all persons and have nothing to do with the fact of incarceration. The same criteria must be applied by psychiatrists to determine if a person is mentally ill or dangerous regardless of whether that person is an inmate of a jail or a civilian on the street.

The New York Court of Appeals thereafter applied Baxstrom (supra) to the predecessor section of CPL 330.20 (Code Crim. Pro., § 454) in People v Lally (19 NY2d 27). In effect the court held that a man who, following his acquittal by reason of insanity and commitment to the Commissioner of Mental Hygiene, petitioned for discharge on the grounds that he was no longer insane or dangerous must be afforded the same rights as are available in the civil commitment scheme of the Mental Hygiene Law, including a jury trial on certain issues. Again, it must be noted that where the issue in the first instance is mental illness itself or dangerousness, there is no valid ground to distinguish between a civilian and a prisoner since the issues have no connection to the circumstance of incarceration and the same psychiatric criteria will apply to all people to determine mental illness.

The disparity in treatment between prisoners and nonprisoners was once more raised in United States ex rel. Schuster v Herold (410 F2d 1071, cert den 396 US 847). At issue was the validity of section 383 of the Correction Law which provided for the transfer of a prisoner who had become mentally ill to an institution maintained by the Department of Correction for the criminally insane. The transfer could be effected [471]*471by a certificate signed by one doctor. No judicial review was authorized. Although both institutions, the one from which and the one to which a prisoner was sent, were under the jurisdiction of the Correction Department, the transfer was not merely administrative. As a practical matter an inmate of the facility for the insane, Dannemora, was not considered for parole while he was mentally ill.

The United States Court of Appeals for the Second Circuit held that a prisoner must be given the same procedural rights as are given to nonprisoners since the issue, mental illness, is irrelevant to the fact of imprisonment. Drawing heavily upon both Baxstrom (supra) and Lally (supra), the court found no rational basis for treating prisoners differently from other allegedly mentally ill persons where the fact to be determined was unrelated to the fact of incarceration. In conclusion, the Second Circuit Court of Appeals ordered a new hearing with all the procedural rights given noncriminals who are subject to involuntary commitment to civil hospitals.

Three years later a Federal action was commenced pursuant to subdivision (3) of section 1343, section 2201 and section 2202 of title 28 of the United States Code by indicted but untried defendants in Matteawan State Hospital who claimed that CPL article 730 and its predecessor, section 662-b of the Code of Criminal Procedure, were unconstitutional because those statutes failed to provide for a jury trial on the issue of dangerousness for prisoners in their class while civil patients could contest the question of dangerousness before a jury (Mental Hygiene Law, § 85) as could prisoners charged with a crime but not indicated (Code Crim. Pro., § 872).

In Gomez v Miller (341 F Supp 323, affd 412 US 914), the United States District Court for the Southern District of New York (Lasker, J.) held that there was no valid reason for singling out those in the plaintiff class (CPL 730.60, subd [1]) while others in the criminal process were afforded the same type of review as civil patients (see CPL 730.70, subd 2; 330.20, subd 6; 730.50, subd 1; 730.50 [1] and 730.60, subd 3). The question of whether a defendant in the plaintiff class is dangerous as well as mentally ill deserves the same consideration given the question where a civil commitment is sought. To deprive plaintiffs the procedural safeguard of a jury trial amounted to a denial of equal protection.

The trilogy of Federal cases might best be summed up by the following: 'Baxstrom thus might be said to require the [472]*472conclusion that, while prior criminal conduct is relevant to the determination whether a person is mentally ill and dangerous, it cannot justify denial of procedural safeguards for that determination. "(Schuster, 410 F2d 1071, 1081, citing Cameron v Mullen, 387 F2d 193, 201.)

Gomez (supra) was followed in People v Sera

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Related

Walters v. City of St. Louis
347 U.S. 231 (Supreme Court, 1954)
Baxstrom v. Herold
383 U.S. 107 (Supreme Court, 1966)
Jackson v. Indiana
406 U.S. 715 (Supreme Court, 1972)
Gomez v. Miller
341 F. Supp. 323 (S.D. New York, 1972)
People v. Lally
224 N.E.2d 87 (New York Court of Appeals, 1966)
People v. Decker
42 A.D.2d 857 (Appellate Division of the Supreme Court of New York, 1973)
People v. Sera
71 Misc. 2d 46 (New York Supreme Court, 1972)
People v. Metesky
71 Misc. 2d 519 (New York Supreme Court, 1972)
Herold v. Schuster
396 U.S. 847 (Supreme Court, 1969)
Miller v. Gomez
412 U.S. 914 (Supreme Court, 1973)

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Bluebook (online)
86 Misc. 468, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-arendes-nysupct-1976.