People v. Anderson

637 P.2d 354
CourtSupreme Court of Colorado
DecidedNovember 30, 1981
Docket80SA79
StatusPublished
Cited by72 cases

This text of 637 P.2d 354 (People v. Anderson) is published on Counsel Stack Legal Research, covering Supreme Court of Colorado primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Anderson, 637 P.2d 354 (Colo. 1981).

Opinion

637 P.2d 354 (1981)

The PEOPLE of the State of Colorado, Plaintiff-Appellant,
v.
Richard ANDERSON, Defendant-Appellee.

No. 80SA79.

Supreme Court of Colorado, En Banc.

November 30, 1981.

*355 Alexander M. Hunter, Dist. Atty., C. Phillip Miller, Chief Deputy Dist. Atty., Boulder, for plaintiff-appellant.

Hemminger & Whittaker, Gary H. Hemminger, Englewood, for defendant-appellee.

ERICKSON, Justice.

Pursuant to section 16-12-102, C.R.S. 1973 (now in 1978 Repl. Vol. 8), the prosecution has appealed from a ruling of the trial court which permitted the admission at trial of evidence of a polygraph test and testimony by the polygraph examiner. We disapprove the ruling of the trial court and conclude that real and testimonial evidence of a criminal defendant's polygraph examination is per se inadmissible at trial.

*356 I.

THE FACTUAL BACKGROUND

The defendant, Richard Anderson, was charged by information with aggravated robbery[1] and first-degree sexual assault.[2] At the request of the prosecution, Anderson voluntarily submitted to a polygraph examination conducted by the Boulder County Sheriff's Department. The results of the test were inconclusive. Thereafter, the defendant hired his own polygraph examiner, who concluded that Anderson was truthful when he denied committing the crimes charged. The district attorney then suggested that Anderson be tested by another independent polygrapher, and chose Stanley M. Slowik to conduct the examination.[3] Slowik found Anderson "qualifiedly truthful" in his denial of the charges. The test results were made available to both the prosecution and defense counsel. Counsel for the prosecution and the defense, however, did not stipulate to the admission at trial of any results of or testimony regarding the polygraph examination.

On April 27, 1979, the defendant filed a "Motion to Allow Testimony of Polygraph Examiners and Written Report of Polygraph Examiners." After hearing testimony from two polygraph examiners, the court denied the motion. However, the court granted a rehearing on the defendant's motion, so that additional testimony and argument could be presented. The court then ruled, over the prosecution's objection, that the polygraph result and expert testimony would be admitted at trial.

At trial, Slowik testified as to the results of his polygraph examination of Anderson. A mistrial was declared on November 9, 1979, after a jury was unable to reach a unanimous verdict. At the conclusion of a second trial on January 23, 1980, where Slowik's testimony and the polygraph test result were again admitted, Anderson was found not guilty of both charges. On appeal, the prosecution asserts that the trial court erred in admitting the polygraph test result and testimony of the polygraph examiner. We agree and, for the reasons set forth in this opinion, we disapprove the ruling of the trial court.

II.

THE POLYGRAPH TECHNIQUE AND PROCEDURE

A brief review of the scientific principles and techniques underlying a polygraph examination is a necessary foundation for our conclusion. Polygraph examiners contend that conscious efforts to deceive by a rational individual cause the sympathetic branch of the autonomic nervous system to respond and produce a number of involuntary physiological responses.[4]United States v. Ridling, 350 F.Supp. 90 (E.D.Mich. 1972). It is not the act of lying per se which causes physiological changes, but the physiological stress created by lying which causes the autonomic nervous system to respond involuntarily. The physiological changes are identical to those which result from the exposure of an individual to a novel situation, or from emotional strain due to fear, anger, elation, excitement, anguish, or other emotion. Orne, Implications of Laboratory Research for the Detection of Deception, in Legal Admissibility of the Polygraph 95 (N. Ansley ed. 1975). Therefore, by attaching mechanical devices to a subject's body, a polygraph does not "detect" lies, but only monitors and measures certain physiological functions of the subject.

When a subject is tested with a modern polygraph machine, changes in blood pressure, pulse, respiration, and galvanic skin responses are measured and graphically recorded *357 as reactions to specific questions posed by the examiner. The subject's pulse rate and blood pressure are monitored by a sphygmonanometer—a standard blood pressure cuff—which is attached to the subject's upper arm. Respiratory activity is measured by fastening pneumograph tubes around the subject's chest and abdomen. During the test, as the circumference of the subject's torso increases with each inspiration of air, the pneumograph tubes stretch; as the subject exhales, they contract. The pressure changes inside the pneumograph tubes are recorded on the graph, or polygram. Psychogalvanic or electrodermal skin responses are usually monitored by attaching electrodes to the subject's fingers. The electrodes emit a small, undetectable, stable electrical current, and measure the relative changes in skin resistance to that current. See J. Reid & F. Inbau, Truth and Deception: The Polygraph ("Lie-Detector") Technique 5-6 (2d ed. 1977).

Polygraphers claim that the psychological stress of lying causes the polygram to reflect noticeable changes in the subject's physiological responses. In most polygraph examinations, the examiner asks the subject a series of "neutral" questions—those to which the examiner is certain of the answer and which are irrelevant to the issues to be determined, and "control" questions—other irrelevant questions to which it is expected that a deceptive response will be given. The subject's physiological reactions when responding to the control questions are then compared to those shown when asked the "relevant" questions, or direct questions on the target issue for which the examination is being conducted.[5] Polygraph experts claim that it is possible to examine the polygram and interpret the physiological responses to arrive at a conclusion regarding the subject's truthfulness or deception in answering the relevant questions:

"By strategically placing the control and relevant questions side-by-side in the examination, and comparing the subject's responses to the controls with those to the relevant questions on the charts, the examiner may make an accurate determination as to whether the subject was practicing deception. If the responses to the controls are greater than those to the relevant questions, the inference is that the subject is truthful on the major issue. In other words, if the subject responds more in answering the [control questions], it demonstrates not only deception as to that question, but also that his lesser reaction to the relevant issue question is an indication of truthful response to the latter." 14 Am.Jur. POF 2d 12 (1977).

See also Reid & Inbau, supra, at 59 et seq. In the usual polygraph examination, further interrogation and testing is conducted by the examiner to arrive at a diagnosis of truthfulness or deception by the subject. Id. at 42-50.

Since the crux of the polygraph technique is the development of the neutral, control, and relevant questions, all polygraph tests are preceded by a pretest interview. During the pretest interview, the examiner develops the exact questions used in the test, evaluates the subject for an indication of his truthful or deceptive nature, and obtains background information of the subject.

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Bluebook (online)
637 P.2d 354, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-anderson-colo-1981.