People v. Alba

81 A.D.2d 345, 440 N.Y.S.2d 230, 1981 N.Y. App. Div. LEXIS 10919
Appellate Division of the Supreme Court of the State of New York·Decided June 25, 1981·Published·Cited by 6 cases

Opinions

OPINION OF THE COURT

Markewich, J.

This case involves the propriety of an order, made after a hearing, suppressing a handgun found on defendant’s person in a courthouse (104 Misc 2d 1095). All testimony came from People’s witnesses; defendant-respondent presented none.

[346] On a Sunday evening in March, 1978 defendant, accompanied by four persons, entered the arraignment part of Bronx Criminal Court, about one hour before closing time, carrying a large attaché case, and sat in the last row, apart from his companions. In the three years that the courthouse had been open, there had been several bomb threats phoned in anonymously and, in consequence, a large sign had been placed at the building’s outer door, with similar signs at courtroom doors, which warned that all persons entering would be subject to search. The desk inside the main door not being manned on weekends, the duty of implementation of the warning devolved upon courtroom personnel.

Defendent was known by sight to the two court officers and to the Assistant District Attorney on duty, and they promptly conferred to share their knowledge, some derived from newspapers, some from observation. They believed him to be an activist demonstrator, with apparent great influence over other demonstrators, particularly in behalf of Puerto Rican independence as a member of a notorious terrorist organization, FALN, who also had been involved in a case concerned with an arms cache. They decided that it would be appropriate in the circumstances to ascertain whether there was anything in defendant’s attaché case which might constitute a danger to the three score or so people in the room.

Rather than risk a confrontation before the people in the courtroom, they arranged a recess and followed defendant and his companions into the corridor. One of the officers approached defendant and requested: “Please step into the clerk’s office. I want to search your bag.” In a loud voice, defendant replied, “No. You’re not.” The officer insisted, and defendant said, “No, you can’t search my bag if I am not under arrest. Am I under arrest?” The officer told him he was not, whereupon defendant repeated his refusal to have the bag examined. Things became more acrimonious, and the officer then stated, “All right, then you are under arrest.” As the officer explained in his testimony, he had no intention whatever of arresting defendant but wished to defuse the building tension in the corridor and move the confrontation into the clerk’s office. The officer then reached [347] for the bag; defendant attempted to pass it out of reach of the officer to one of his friends, but it was then intercepted by the other officer,1 and the participants moved into the clerk’s office.

Defendant and his friends were instructed to put their hands on the counter; defendant, despite this instruction, moved his hands to his midsection and, triggered by this, the officer repeated his instruction and, as he explained in his testimony, fearing he might be shot while examining the bag, patted defendant down. (See CPL 140.50.) He found a loaded handgun inside defendant’s clothing. It was given to the clerk, who inquired, “Why are you bringing something like this here?” Defendant replied: “What’s the matter? FALN can’t come into court any more.”

It is defendant’s theory, adopted by the suppression court, that defendant was placed under arrest in the corridor without probable cause, after he had refused to submit to an unlawful search, that the arrest was a pretext to permit a search incident thereto, and that the gun, “fruit of a poisoned tree,” must be suppressed. We do not agree. There is no quarrel here concerning the state of the record which was certified by stipulation: the transcript presents the facts as seen by one set of witnesses, and there is no argument that the presentation by them is other than accurate. Our only difference is as to the meaning to be adduced from these facts. In re-examining them, we therefore do not invade the province of the sole trier of the fact as to credibility judgments because there were none to be made. But we do not adopt all of the court’s findings and conclusions, i.e., the ultimate meaning of the facts and the legal consequences flowing therefrom. Accordingly, we affirm only those findings and conclusions which are consonant with what is here written, and we deem substituted appropriate findings and conclusions therefor.

[348] Lawyers have a predilection to give a dictionary meaning to words. Because the word “arrest” was employed both by defendant and the court officers conducting an inquiry, it is apparently the view of our dissenters, agreeing with the suppression court, that the brief detainer of defendant was actually an arrest, i.e., a seizure by force of defendant and a complete restrainer of his activity. Not so. Dictionary meanings apply to a written document or an oral statement not accompanied by inconsistent conduct. Believing with the great Holmes that “a word is the skin of a living thought,” we examine the accompanying conduct. The officer’s statement “All right, then you’re under arrest.” was no more than an expedient effort to terminate the corridor scene, to defuse the heightening tension, and to move the confrontation away from the crowd into the comparative quiet of the clerk’s office. None of the indicia of an actual arrest was present. Defendant was not restrained by handcuffs or otherwise. Far from that, when his condition for examination was met by the officer’s pronouncement of the magic word “arrest”, he did not comply but launched into his version of a child’s game usually played, not with an attaché case, but with a ball. Nor was the case then opened, but all moved into the clerk’s officer, and no restraint was there exercised except that hands be kept in view on the counter. Nor did anything further happen until defendant made the alarming gesture toward his waist.

There was no occasion for an arrest; it was not called for by anything that happened up to then. But there was probable cause for an inquiry into what defendant had in the bag, and it was the duty of the court officers in the exigent circumstances, reasonably believing what they did believe, to pursue an inquiry and to detain defendant therefor. (Cf. United States v Crews, 445 US 463.) All of the surrounding circumstances entered into their decision. (See People v McRay, 51 NY2d 594, 604; People v Rosemond, 26 NY2d 101, 105.)

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People v. Alba, 81 A.D.2d 345, 440 N.Y.S.2d 230, 1981 N.Y. App. Div. LEXIS 10919 (N.Y. Ct. App. 1981).

81 A.D.2d 345 (People v. Alba) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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