People In Interest of M.M. and E.M., Children

Colorado Court of Appeals·Decided June 2, 2022·No. 21CA0760·Published

Opinion

The summaries of the Colorado Court of Appeals published opinions constitute no part of the opinion of the division but have been prepared by the division for the convenience of the reader. The summaries may not be cited or relied upon as they are not the official language of the division. Any discrepancy between the language in the summary and in the opinion should be resolved in favor of the language in the opinion.

SUMMARY

June 2, 2022

2022COA61

No. 21CA0760, Peo in Interest of MM — American Indian Law — ICWA — Notice; Juvenile Court — Dependency and Neglect — Termination of the Parent-Child Legal Relationship — Compliance with the Federal “Indian Child Welfare Act” — Knows — Reason to Know — Due Diligence

In this dependency and neglect proceeding, a division of the court of appeals determines that a parent’s assertion of a lineal tribal affiliation is sufficient to give the court reason to know that the children are Indian children and, thus, trigger the notice requirements of the Indian Child Welfare Act of 1978 (ICWA), 25 U.S.C. §§ 1901-1963. Consistent with People in Interest of E.M., 2021 COA 152, ¶¶ 16-18 (cert. granted in part Mar. 7, 2022), the division concludes that such information falls under one of the reason to know factors — a participant in the case informs the court that he or she has discovered information indicating that the child is an Indian child.

In reaching this conclusion, the division rejects the reasoning of two other divisions of this court that have determined that an assertion of tribal affiliation (or heritage) does not give the court reason to know that a child is an Indian child under this factor. See People in Interest of Jay.J.L., 2022 COA 43, ¶¶ 28-35; People in Interest of A-J.A.B., 2022 COA 31, ¶¶ 72-77. The division reasons that our supreme court has previously determined that lineage was sufficient to trigger ICWA’s notice requirements after considering similar definitions of what constituted “reason to know” or “reason to believe” that a child is an Indian child and that such an approach is consistent with the federal guidelines implementing ICWA.

The division further determines that the addition of section 19-1-126(3), C.R.S. 2021, to Colorado’s ICWA-implementing statute has not changed the standard for triggering ICWA’s notice requirements under 25 U.S.C. § 1912(a).

Because the record in this case does not show that proper notice was given to the appropriate tribes or the Bureau of Indian

Affairs, the division remands the case to the juvenile court to ensure compliance with ICWA’s notice requirements.

COLORADO COURT OF APPEALS 2022COA61

Court of Appeals No. 21CA0760 Arapahoe County District Court No. 20JV191 Honorable Bonnie H. McLean, Judge

The People of the State of Colorado, Appellee, In the Interest of M.M. and E.M., Children, and Concerning M.M. and T.M., Appellants.

ORDER OF LIMITED REMAND

Division I

Opinion by JUDGE DAILEY

Fox and Schutz, JJ., concur

Announced June 2, 2022

Ron Carl, Arapahoe County Attorney, Jordan Lewis, Assistant County Attorney, Aurora, Colorado, for Appellee

Alison A. Bettenberg, Sheena Knight, Guardians Ad Litem

Gregory Lansky, Office of Respondent Parents’ Counsel, Aurora, Colorado, for Appellant M.M.

Pamela K. Streng, Office of Respondent Parents’ Counsel, Georgetown, Colorado, for Appellant T.M.

¶1 In this dependency and neglect proceeding, M.M. (mother) and T.M. (father) appeal the juvenile court’s judgment terminating their parent-child legal relationships with their children, M.M. and E.M. Among other issues mother raises, she contends that the record does not demonstrate compliance with the Indian Child Welfare Act of 1978 (ICWA), 25 U.S.C. §§ 1901-1963.

¶2 When the court knows or has reason to know that an Indian child is involved in a termination proceeding, it must ensure that notice of the proceeding is given to applicable Indian tribes or, in some circumstances, the Bureau of Indian Affairs (BIA). However, we must decide whether father’s assertion of a lineal tribal affiliation constituted a reason to know that the children are Indian children or, in the alternative, whether it required the petitioning party to exercise due diligence to gather additional information under section 19-1-126(3), C.R.S. 2021.

¶3 We conclude that father’s assertion of a lineal tribal affiliation gave the juvenile court reason to know that the children are Indian children, thus triggering ICWA’s notice requirements. Because the record does not show that proper notice was given to the

appropriate tribes or the BIA, we remand the case to the juvenile court to ensure compliance with ICWA’s notice requirements.

I. The Juvenile Court Proceeding

¶4 In April 2020, the Arapahoe County Department of Human Services initiated a dependency and neglect proceeding concerning nine-year-old M.M. and ten-month-old E.M. At the initial temporary custody hearing, father, through counsel, reported that “his grandmother [is a] registered tribal member in Delaware,” but that he was not sure of which tribe. Father further expounded that “[i]t’s a Delaware tribe, and I think she was 100 percent.” However, father was unsure of which tribe and “what their registration looks like, potentially, for him and the [children].”

¶5 In response to father’s report, the juvenile court directed father to complete an ICWA assessment form. The court reiterated the same requirement at the next hearing but did not otherwise address ICWA’s applicability at that time. Father did not submit an ICWA assessment form.

¶6 Later, the Department moved to terminate the legal relationships between the children and the parents. At the termination hearing in May 2021, the juvenile court determined

that ICWA was inapplicable because inquiries made by it and the Department had shown that there was “no potential Native American heritage on either parent’s side.” The court entered judgment terminating both parents’ parental rights.

II. ICWA

¶7 Mother contends that the record does not demonstrate compliance with ICWA’s requirements because there was no further inquiry or notice provided based on father’s report of a lineal affiliation with a Delaware tribe. The Department and the children’s guardian ad litem assert that ICWA is inapplicable because, while the appeal was pending, they provided notice to the BIA and the BIA responded that no further action would be taken because the children’s tribal affiliation was unknown.

¶8 We conclude that father’s report of lineage with a Delaware tribe was sufficient to give the court reason to know that the children are Indian children and the notice that the Department provided to the BIA was inadequate.

A. Preservation

¶9 To start, we recognize that, as part of a joint trial management certificate filed in anticipation of the termination hearing, the

parties agreed that “[t]hroughout the case, additional ICWA inquiries were made, and all parties maintained that the child[ren] did not have Native American heritage such that ICWA was applicable.”

¶ 10 Nonetheless, ICWA’s notice requirements serve the interests of Indian tribes. People in Interest of J.O., 170 P.3d 840, 842 (Colo. App. 2007). Thus, they cannot be waived by a parent and may be raised for the first time on appeal. Id.

B. Standard of Review and Statutory Interpretation

¶ 11 Whether ICWA applies to a proceeding is a question of law that we review de novo. People in Interest of M.V., 2018 COA 163, ¶ 32. We also review de novo questions of statutory interpretation. People in Interest of K.C. v. K.C., 2021 CO 33, ¶ 21.

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