People Ex Rel. Lockyer v. Shamrock Foods Co.

11 P.3d 956, 101 Cal. Rptr. 2d 200, 24 Cal. 4th 415, 24 Cal. 415, 2000 Cal. Daily Op. Serv. 8918, 2000 Daily Journal DAR 11868, 2000 Cal. LEXIS 8280
CourtCalifornia Supreme Court
DecidedNovember 6, 2000
DocketS082325
StatusPublished
Cited by448 cases

This text of 11 P.3d 956 (People Ex Rel. Lockyer v. Shamrock Foods Co.) is published on Counsel Stack Legal Research, covering California Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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People Ex Rel. Lockyer v. Shamrock Foods Co., 11 P.3d 956, 101 Cal. Rptr. 2d 200, 24 Cal. 4th 415, 24 Cal. 415, 2000 Cal. Daily Op. Serv. 8918, 2000 Daily Journal DAR 11868, 2000 Cal. LEXIS 8280 (Cal. 2000).

Opinion

Opinion

MOSK, J.

Milk and milk products constitute an important source of nutrition for the people of the State of California, supplying various essential nutrients. They also amount to a substantial economic resource, since the state’s dairy industry, which is the nation’s largest, is the state’s leading agricultural enterprise. .

The cause before us involves milk, in the form commonly called whole milk, and milk products, in the forms commonly called lowfat milk and skim milk, and the interplay of the laws of the United States and those of the State of California as they apply thereto.

We granted review to resolve an issue concerning certain statutory provisions relating to whole milk, lowfat milk, and skim milk, specifically, state *418 provisions that are more stringent and federal provisions that are less stringent.

The question is whether the more stringent state provisions alone apply or whether the less stringent federal provisions are applicable as alternatives.

The answer, as we shall explain, is that the more stringent state provisions alone apply.

I

The Federal Food, Drug, and Cosmetic Act (Act of June 25, 1938, ch. 675, § 1 et seq., 52 Stat. 1040 et seq.) was enacted by Congress in 1938, has subsequently been amended, and is codified at section 301 et seq. of title 21 of the United States Code. It provides for the establishment of standards of identity, labeling requirements, etc., for various foods in interstate commerce, including milk and milk products. A standard of identity generally defines a food and lists its components, and hence is sometimes referred to as a standard of composition to the extent that it contains both the definition and the list. The statute is implemented by regulations promulgated by the Secretary of Health and Human Services through the Commissioner of Food and Drugs, which are codified in title 21 of the Code of Federal Regulations.

The Milk and Milk Products Act of 1947 was enacted in the year indicated (Stats. 1947, ch. 939, § 4 et seq., p. 2164 et seq.), was given its title in 1967 (Stats. 1967, ch. 15, § 2, p. 360 et seq.), has subsequently been amended, and is codified at section 32501 et seq. of the Food and Agricultural Code. It establishes standards of identity, labeling requirements, etc., for milk and milk products in California. It makes it “unlawful for any person” to “sell” or “deliver” any milk or milk product that “does not conform” to its provisions. (Food & Agr. Code, § 32901.) It declares that a “person shall not make or cause to be made any statement... in connection with” the sale or delivery of any milk or milk product that “is false, deceptive, or misleading in any manner.” {Id.., § 32914.)

Regulations implementing the Federal Food, Drug, and Cosmetic Act establish a standard of identity for whole milk (21 C.F.R. § 131.110 (2000)), and through 1997, which includes the period pertinent here, established standards of identity for lowfat milk {id., former § 131.135 (1997)) and skim milk {id., former § 131.143 (1997)) as well. Whole milk, lowfat milk, and skim milk are each essentially composed of water, milkfat, and nonfat milk solids, each carrying its nutrients, including calories, fat, cholesterol, sodium, carbohydrates, protein, vitamins, and calcium and other minerals, in *419 its milkfat and nonfat milk solids. The federal standards of identity effectively set the maximum and/or minimum percentages of water, milkfat, and nonfat milk solids.

For its part, the Milk and Milk Products Act of 1947 establishes standards of identity for whole milk (Food & Agr. Code, § 35784), lowfat milk (id., §§ 38191 [1 percent fat milk], 38211 [2 percent fat milk]), and skim milk (id., § 38181). Again, whole milk, lowfat milk, and skim milk are each essentially composed of wáter, milkfat, and nonfat milk solids, each carrying its nutrients in its milkfat and nonfat milk solids. The state standards of identity are like the federal standards in effectively setting the maximum and/or minimum percentages of water, milkfat, and nonfat milk solids. The state standards of identity are unlike the federal standards in the percentages that they set. Among other things, the state standards of identity require a higher percentage of nonfat milk solids than the federal standards—generally resulting, for example, in a higher percentage of protein and calcium, sometimes substantially so. Usually, such higher percentage does not occur naturally, but must be achieved through addition. The state standards of identity are more stringent than the federal standards. They date back almost 40 years to their ultimate source. (See Stats. 1961, ch. 2126, § 1, p. 4386.)

The Nutrition Labeling and Education Act of 1990 (hereafter the NLEA) (Pub.L. No. 101-535, § 1 et seq. (Nov. 8, 1990) 104 Stat. 2353 et seq.), which was enacted by Congress in the year indicated, has subsequently been amended, and is codified in section 343-1 et al. of title 21 of the United States Code. It deals with standards of identity, labeling requirements, etc., for foods in interstate commerce. In section 6(a), as amended and codified in section 343-1(a) of title 21, the act declares a rule of preemption: A state may not “directly or indirectly” “establish” or “continue in effect” any standard of identity, labeling requirement, etc., for (practically) any food in interstate commerce that “is not identical to” a federal counterpart, if one exists. Also in section 6(a), codified in section 343-1(b) of title 21, the act provides for an exception to its rule of preemption: The Secretary of Health and Human Services may administratively “exempt” a state therefrom upon its petition. By the act’s term, the rule of preemption does not apply, and an exception is not needed, to the extent that any food is not in interstate commerce. (See 58 Fed.Reg. 2462 (Jan. 6, 1993).)

Through the Director of the Department of Food and Agriculture—who is now styled the Secretary of Food and Agriculture (Food & Agr. Code, § 50)—the State of California, in 1990, filed a petition for administrative exemption from the NLEA’s rule of preemption covering the less stringent federal standards of identity for whole milk, lowfat milk, and skim milk, *420 and, in 1993, filed a superseding petition to the same effect, in which it expressly declined to seek exemption from the rule of preemption covering federal labeling nomenclature.

Before the Secretary of Health and Human Services acted on the State of California’s petition for administrative exemption, the Federal Agriculture Improvement and Reform Act of 1996 (hereafter FAIRA) was enacted by Congress, effective April 4, 1996. (Pub.L. No. 104-127, § 1 et seq. (Apr. 4, 1996) 110 Stat. 888 et seq.) In section 144 of FAIRA, which is codified at section 7254 of title 7 of the United States Code, Congress granted the State of California alone a statutory exemption from, inter alia, the federal standards of identity for whole milk, lowfat milk, and skim milk, declaring that “[n]othing in . . . any . . .

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11 P.3d 956, 101 Cal. Rptr. 2d 200, 24 Cal. 4th 415, 24 Cal. 415, 2000 Cal. Daily Op. Serv. 8918, 2000 Daily Journal DAR 11868, 2000 Cal. LEXIS 8280, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-ex-rel-lockyer-v-shamrock-foods-co-cal-2000.