People ex rel. L.L.

2017 COA 38, 395 P.3d 1209, 2017 WL 1089561, 2017 Colo. App. LEXIS 337
CourtColorado Court of Appeals
DecidedMarch 23, 2017
DocketCourt of Appeals No. 16CA1222
StatusPublished
Cited by4 cases

This text of 2017 COA 38 (People ex rel. L.L.) is published on Counsel Stack Legal Research, covering Colorado Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People ex rel. L.L., 2017 COA 38, 395 P.3d 1209, 2017 WL 1089561, 2017 Colo. App. LEXIS 337 (Colo. Ct. App. 2017).

Opinion

Opinion by

JUDGE FURMAN

¶ 1 In this dependency and neglect case, mother, A.T., told the juvenile court at a shelter hearing that she had possible Apache Native American ancestry. But, for reasons not disclosed in the record, the parties and the juvenile court did not follow certain procedures mandated by the Indian Child Welfare Act of 1978 (ICWA), 25 U.S.C. §§ 1901-1963 (2012); see § 19-1-126, C.R.S. 2016. Following a jury verdict, the court adjudicated the child, L.L., dependent and neglected. The court then held a dispositional hearing.

¶ 2 On appeal, mother contends that we should reverse the adjudicatory judgment for two reasons: (1) the Denver Department of Human Services (Department) did not comply with the ICWA notice requirements; and (2) the juvenile court violated ICWA by not requiring the jury to base its findings on a heightened clear and convincing evidentiary standard. We agree with mother that the Department did not comply with the ICWA notice requirements. But, we disagree that ICWA imposes a heightened evidentiary standard at the adjudicatory hearing. Thus, we reverse the judgment and remand the case with directions that notice be given in accordance with ICWA,

I. Mother’s Alleged Apache Heritage

¶ 3 A truancy court magistrate ordered the Department to investigate this case based on mother refusing to take her son, L.L., to school. A recording from a cell phone showed L.L. cowering in a corner of a bedroom, while mother yelled and threatened to beat him with a belt. The Department subsequently filed a petition in dependency and neglect, which alleged mother had refused to cooperate with a Denver Police welfare check. She told the authorities that L.L. was staying with family in Rifle, Colorado, but would not provide an address, and that she had bipolar [1211]*1211disorder, but had not been taking her medications.

¶ 4 At a shelter hearing, mother denied the allegations in the petition and requested' a jury trial. She also stated that she had Apache heritage, although she did not subsequently fill out an ICWA assessment form. The Bureau of Indian Affairs (BIA) lists eight Apache Tribes on its website, https:// perma.cc/MHN5-BSF7: Jiearilla Apache Nation, Mescalero Apache Tribe, San Carlos Apache Tribe, Tonto Apache Tribe of Arizona, White Mountain Apache Tribe of the Fort Apache Reservation, Yavapai-Apaehe Nation of the Camp Verde Indian Reservation, Fort Sill Apache Tribe of Oklahoma, and Apache Tribe of Oklahoma. Two months later, mother filed written information that included tribal card numbers and roll numbers.

¶ 5 Even so, the Department did not send notice of the proceedings to any of the Apache Tribes.

¶ 6 At a pretrial hearing, mother again stated that she had Indian heritage. But, at that hearing, the juvenile court did not address whether the Department used due diligence to identify and work with an Apache Tribe to verify whether L.L. is a member or is eligible for membership. And, the court did not treat L.L. as an Indian child pending the Tribes’ verification.

¶ 7 On the first day of the adjudicatory healing, the juvenile court instructed the jury that the Department had the burden of proving the allegations set forth in the petition by a preponderance of the evidence. The court did not address whether ICWA applied. Mother did not object to the court’s preponderance instruction.

¶ 8 Based on the jury’s verdict, the juvenile court adjudicated L.L. dependent and neglected.

II. The Application of ICWA

¶ 9 The positions of the parties before the juvenile court demonstrate significant confusion about the application of ICWA and the practices to be followed in implementing it. For example:

• At the shelter hearing, the Department acknowledged that it would send notices. But, at a pretrial hearing, the Department did not indicate whether notices to any Apache Tribes had been sent. In the end, the Department did not send notice to any Apache Tribe, and concedes so on appeal.
• L.L.’s guardian ad litem (GAL) voiced no position regarding ICWÁ’s applicability to this ease, and does not assert any position on appeal.
• Mother did not state that she was enrolled in an Apache Tribe or that L.L. was eligible for membership. Rather, she asserted that her great grandmother was “an Apache out of Nebraska”; she had “the bloodline”; and she “was able to continue with the enrollment process.”

¶ 10 To address the application of ICWA to this case, we first discuss Congress’s purpose in enacting ICWA. We then discuss the roles of the juvenile court and the parties in determining whether á • child is an “Indian child" under ICWA.'We conclude by addressing mother’s two arguments on appeal that: (1) the Department did not comply with ICWA’s notice requirements; and (2) ICWA imposes a heightened evidentiary standard at the adjudicatory hearing.

A. Congress’s Purpose in Enacting ICWA

¶ 11 Congress enacted ICWA “for the protection and preservation of Indian tribes and their resources.” 25 U.S.C. § 1901(2) (2012). Congress found “that an alarmingly high percentage of Indian families are broken up by the removal, often unwarranted, of their children from them by nontribal public and private agencies and that an alarmingly high percentage of such children are placed in non-Indian foster and adoptive homes and institutions.” 25 U.S.C. § 1901(4). Congress also found that States have often “failed to recognize the essential tribal relations of Indian people and the cultural and social standards prevailing in Indian communities and families.” 25 U.S.C. § 1901(5).

¶ 12 To address this failure, ICWA establishes “minimum Federal standards for the removal of Indian children from their fami[1212]*1212lies and the placement of such children in foster or adoptive homes which will reflect the unique values of Indian culture.” 25 U.S.C. § 1902 (2012). In other words, ICWA establishes minimum federal standards for an “Indian child” involved in a “child custody proceeding.” 25 U.S.C. § 1903(1),(4) (2012).

¶ 13 Of course, ICWA does not apply to every child-custody proceeding. Hence, in any such proceeding, the parties and juvenile court must ask two fundamental questions to determine whether ICWA applies to a case: (1) Does ICWA apply to this child? (2) Does ICWA apply to the proceeding? See Bureau of Indian Affairs, Guidelines for Implementing the Indian Child Welfare Act 9 (Dec. 2016), https://perma.ee/3TCH-8HQM (2016 Guidelines).

B. The Juvenile Court and the Parties’ Role

¶ 14 The juvenile court and the parties each play an important role in determining whether ICWA applies to a child who is subject to a custody proceeding.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Stockwell v. Dees
446 P.3d 957 (Colorado Court of Appeals, 2019)
People ex rel. D.B.
414 P.3d 46 (Colorado Court of Appeals, 2017)
People v. C.A.
417 P.3d 909 (Colorado Court of Appeals, 2017)
In re L.L
2017 COA 38 (Colorado Court of Appeals, 2017)

Cite This Page — Counsel Stack

Bluebook (online)
2017 COA 38, 395 P.3d 1209, 2017 WL 1089561, 2017 Colo. App. LEXIS 337, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-ex-rel-ll-coloctapp-2017.