Penn Allegheny Coal Co. v. Williams

114 F.3d 22
CourtCourt of Appeals for the Third Circuit
DecidedJune 3, 1997
Docket96-3464,96-3464
StatusUnknown
Cited by14 cases

This text of 114 F.3d 22 (Penn Allegheny Coal Co. v. Williams) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Penn Allegheny Coal Co. v. Williams, 114 F.3d 22 (3d Cir. 1997).

Opinion

OPINION OF THE COURT

SLOVITER, Chief Judge.

Henry D. Williams filed a claim for benefits under the Black Lung Benefits Act, as amended, 30 U.S.C. §§ 901-945, claiming he had pneumoconiosis as a result of his coal mine employment. Williams worked in the coal mining industry for about 35 years, most of it underground. He retired from his operator job in 1982. His last employer was Penn Allegheny Coal Company.

The District Director of the Office of Workers’ Compensation Programs found Williams eligible for benefits. After a hearing the Administrative Law Judge (ALJ) awarded benefits. Penn Allegheny appealed and the Benefits Review Board (the Board or BRB) affirmed the ALJ’s decision. The Board denied Penn Allegheny’s Motion for Reconsideration. Penn Allegheny and Old Republic Insurance Company (collectively referred to as Penn Allegheny) then filed this Petition for Review.

I.

In order to establish eligibility for benefits, a claimant must establish the existence of pneumoconiosis, show that it arose out of coal mine employment, and show that s/he is totally disabled as a result of the pneumoconiosis. Beatty v. Danri Corp. & Triangle Enterprises, 49 F.3d 993, 997 (3d Cir.1995).

The language of 20 C.F.R. § 718.202, set forth in the margin, provides that pneumoconiosis may be shown through 1) a chest x-ray; 2) a biopsy; 3) statutory presumptions (which are not applicable here); 4) a physician’s evaluation. 1 In order to determine whether Williams had pneumoconiosis, the ALJ reviewed doctors’ reports concerning x-rays, biopsies, and Williams’ general health history. The x-rays all showed changes in the lungs but the physicians disagreed whether they showed signs of pneumoconiosis or some other disease. The ALJ then reviewed the biopsy evidence, as analyzed by *24 the physicians but they also disagreed as to what the biopsy disclosed.

Drs. James A. Puckett and Gary F. Haverty diagnosed Williams, based on a biopsy, as having pulmonary fibrosis with evidence of anthracosilicosis in the right lower lung and mild pulmonary fibrosis with evidence of anthracosilicosis in the left lower lung. Dr. Joshua Perper testified he unquestionably detected the presence of coal workers’ pneumoconiosis based on the biopsy slides. On the other hand, Dr. Robert J. Sinnenberg reviewed the biopsy slides and reported the slides showed scattered deposits of coal dust, but nothing to indicate that these deposits amounted to coal workers’ pneumoconiosis. He detected interstitial fibrosis but felt it was associated with Williams’ history of microplasma pneumonia.

Dr. Everett Oesterling reported it was not possible to make a definite diagnosis of pneumoconiosis from the slides available from the biopsy. He believed the tissue slides were inadequate for giving a diagnosis because they were taken from the lower instead of the upper lungs and were too compressed. He did, however, detect some evidence of fibrosis along with some black pigment fragments on the tissue slides.

After considering all of the pathology reports, the ALJ found the conclusions of Drs. Puckett, Haverty and Perper to outweigh those of Drs. Oesterling and Sinnenberg and found that pneumoconiosis had been established by their biopsy reports. The ALJ then found that the positive biopsies lent support to the opinions of those physicians who had concluded that the x-rays showed changed lung conditions due to pneumoconiosis.

In accordance with 20 C.F.R. § 718.202(a)(4), the ALJ examined conflicting reports by nine different physicians. The ALJ then found that the physicians’ reports provided a basis for concluding that Williams had established that he had pneumoconiosis and that it arose out of his coal mining employment. The ALJ also found that Williams had established his total disability and was therefore entitled to benefits under the Black Lung Benefits Act, as amended, 30 U.S.C. § 901-945.

On its appeal to the BRB, Penn Allegheny argued that the ALJ erred when he found that the x-rays and physicians’ reports established pneumoconiosis. The Board affirmed the ALJ’s finding that the x-rays established pneumoconiosis and in a footnote stated that “Inasmuch as we affirm the administrative law judge’s findings pursuant to Section 718.202(a)(1), and Section 718.202(a) provides alternative methods of establishing the existence of pneumoconiosis, we need not address employer’s arguments regarding Section 718.202(a)(2) and (4).” BRB Opinion at 3 n. 3. That is, the Board reasoned that any one of the four methods of determining the presence of pneumoconiosis listed in § 718.202(a) may by itself establish the existence of the condition, independent of the evidence provided by the other three methods.

Penn Allegheny now petitions this court for review.

II.

Penn Allegheny argues that the Board acted contrary to law and/or abused its authority by relying exclusively on the chest x-ray evidence, and failing to consider that evidence in conjunction with the biopsy evidence and the physicians’ reports. It asserts that once the ALJ found it necessary to consider the x-ray evidence in light of the biopsy evidence, the Board was precluded from finding the presence of pneumoconiosis based on the x-ray evidence alone. The Director agrees that the Board erred in interpreting 20 C.F.R. § 718.202 as providing disjunctive methods of establishing the presence of pneumoconiosis. Instead, the Director argues, the methods of proof set forth in that regulation are to be weighed together to determine whether a claimant has the disease.

The Board’s scope of review is limited to considering whether the ALJ’s findings of fact and conclusions of law are rational, supported by substantial evidence, and consistent with applicable law. O’Keeffe v. Smith, Hinchman and Grylls Associates, Inc., 380 U.S. 359, 362, 85 S.Ct. 1012, 1014-15, 13 L.Ed.2d 895 (1965). The Board must *25 affirm the ALJ’s findings of fact if they are supported by substantial evidence in the record as a whole. Kertesz v. Crescent Hills Coal Co., 788 F.2d 158, 163 (3d Cir.1986).

Our standard of review for questions of law is plenary. BethEnergy Mines, Inc. v. Director, OWCP, 32 F.3d 843, 846 (3d Cir.1994). We will, however, defer to the Director’s reasonable interpretations of its regulations. Beatty v. Danri Carp.

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114 F.3d 22, Counsel Stack Legal Research, https://law.counselstack.com/opinion/penn-allegheny-coal-co-v-williams-ca3-1997.