Pedro P. Del Rosario v. James B. Peake

22 Vet. App. 399, 2009 U.S. Vet. App. LEXIS 1607, 2009 WL 22882
United States Court of Appeals for Veterans Claims·Decided January 5, 2009·No. 06-1596·Published·Cited by 4 cases

Opinion

LANCE, Judge:

The appellant, veteran Pedro P. Del Rosario, appeals through counsel a May 15, 2006, decision of the Board of Veterans’ Appeals (Board) determining that forfeiture of his benefits pursuant to 38 U.S.C. § 6103(a) was proper. Record (R.) at 1-15. For the reasons that follow, the Court will affirm the Board’s May 15, 2006, decision.

I. FACTS

The appellant served in the U.S. Navy from October 1954 to March 1974. R. at 17-20. He was granted service connection for disabilities including coronary artery disease, chronic cystitis and prostatitis, diabetes mellitus, post-concussion syndrome, lichen simplex chronicus, hypothyroidism, peptic ulcer disease, and hemorrhoids. R. at 144. His combined disability rating was 90%, effective May 30, 2002. Id.

In September 1997, the regional office (RO) requested that a field examination *401 be conducted to “investigate if [the appellant was] involved in claims fixing.” R. at 49. The request indicated that the appellant’s “application as veteran’s representative was denied by the Central Office” and that when confronted with that information, “he started presenting himself as the [s]ervice [o]fficer of a Retiree Affairs Office [ (RAO) ] in Manila.... [Verification shows that there is no approved RAO, in Manila; although there[i]s a rumor that an application for recognition is pending.” Id. VA recorded 11 instances where the appellant followed up on claims for individuals. Id. A January 1998 field examination report reflects that “[witnesses interviewed were unanimous in their testimonies that they were assisted by the [appellant] for free.” R. at 40. The appellant testified that he would assist claimants with “[c]o[u]nselling, preparation of claims including the collection of evidence, military records and other pertinent records,” but that he did not have any written agreement with the claimants and did not charge them anything for his services. R. at 42-43. In an April 2002 sworn statement before a special agent of the VA Office of the Inspector General,' the appellant stated: “In my spare time I help veterans in applying for VA benefits only when they come to me for assistance.” R. at 57. He further stated:

I have taken 10% of the VA lump sum payment received by the claimant only if they are willing to pay me.... I have taken the [illegible] 10% from 20 to 30 claimants. They were willing to give it to me. Over a 5 year period I have received approximately $5,000 for these services.

R. at 58.

An August 2002 field examination report reflects that veteran F.A. was interviewed to verify if he had signed an August 8, 2000, affidavit. R. at 64-72. The investigation centered on false affidavits signed by F.A., and allegedly prepared by the appellant, that were submitted on behalf of D.S. (surviving spouse of veteran Dn. S.) and Z.M.A. (surviving spouse of J.R.A.) in connection with their claims for dependency and indemnity compensation (DIC). R. at 60-84. In an August 8, 2000, affidavit (D.S.affidavit), F.A. stated that he had known veteran Dn. S. during his incarceration as a prisoner of war (POW) at Camp O’Donnel, Capas, Tarlac, and that he “had seen and observed that [Dn. S.] was afflicted with malaria, dysentery, beriberi, peptic ulcer and other ailments....” R. at 51. Similarly, in an August 15, 2001, affidavit (Z.M.A.affidavit) F.A. stated that he had personally known veteran J.R.A. during his incarceration at Camp O’Donnel and that he “had seen and observed that [J.R.A.] was afflicted with [mjalaria, [dysentery, [b]eriberi, [p]eptic [u]leer and [o]ther ailments....” R. at 53. Except for differences in the deceased veterans’ names and the dates in which F.A. alleged he was detained in the POW camp with them, the affidavits are indistinguishable regarding the information provided about the deceased veterans. Compare R. at 51, with R. at 53.

The August 2002 field examination report further indicates that F.A. testified that he did “not know of any person by the name [Dn. S].” R. at 64 (summarizing deposition, R. at 66-72). The investigator related that F.A. also stated that “[Dn. S. was] not among those incarcerated with him at Camp O’Donnel.” Id. The report also states:

When shown the [affidavit submitted by [D. S], [F.A.] stated that he could not read the affidavit because of very blurred vision. He explained that he is being assisted in the prosecution of his claim by Mr. Pedro Del Rosario.... He agreed to pay a minimum of 10% of any *402 additional benefit he will be able to get from the VA. He recalled going to Mr. Del Rosario’s office ... where he signed documents pertaining only to his claim. He clarified that the contents of the documents were read and explained by Mr. Del Rosario before he affixed his signature. He insisted that he never signed any [a]ffidavit pertaining to the claim of another person.

Id.

F.A. was the subject of another field examination conducted in November 2002 in relation to the Z.M.A. affidavit. R. at 75-78. F.A testified that he did not remember the name of veteran J.R.A. nor that he was incarcerated at Camp O’Donnel. R. at 75. When he was shown the Z.M.A. affidavit, F.A. acknowledged his signature but stated that he did not know of its entire contents. R. at 76. When asked “[w]ho in the first place enticed [him] to sign the affidavit testifying that [veteran J.R.A.] was [his] former comrade at [Camp O’Donnel],” he replied: “Pedro Del Rosario, a veteran from Gen. Santos City.” Id. F.A. stated that he did not receive remuneration for signing the affidavit and that the affidavit was not read or explained to him before it was signed. He further stated that he had payed the appellant 7,000 pesos for assisting him with his claim before VA and that he was being charged less “since [they] were cooperating with each other with regard[ ] to [the] claims of other veteran[s]. I referred to him other veteran[s] for his assistance.” Id. He indicated that the appellant usually charged “20% of the lump sum” to other claimants. Id. F.A. further acknowledged signing other affidavits on behalf of other claimants upon request by the appellant, but that he did not usually know of their contents. Id.

Also in November 2002, D.S. was interviewed about the D.S. affidavit. R. at 61-63. During the interview, she stated:

I would like to withdraw my [DIC] claim ... in as much that I felt the affidavit submitted signed by certain [F.A.] was baseless. I have no proof or document to submit to prove that [F.A.] and my husband had ever met in the prison camp. It was my intention to have [the] benefit from your office[,] but I did not know, exactly the evidence[] submitted and I suppose[ ] being prepared by Del Rosario.... I am sorry I gave unfounded information which Mr. Pedro [D]el Rosario prepared.

R. at 61. When asked whether the appellant charged her for his assistance preparing the affidavit, she replied that “[h]e did not ask for money but he warned that should our claim [be] approved he would get money at our volition.” R. at 62.

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Pedro P. Del Rosario v. James B. Peake, 22 Vet. App. 399, 2009 U.S. Vet. App. LEXIS 1607, 2009 WL 22882 (Cal. 2009).

22 Vet. App. 399 (Pedro P. Del Rosario v. James B. Peake) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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