Pearson v. New York State

CourtDistrict Court, S.D. New York
DecidedMay 13, 2022
Docket7:21-cv-05670
StatusUnknown

This text of Pearson v. New York State (Pearson v. New York State) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Pearson v. New York State, (S.D.N.Y. 2022).

Opinion

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK ROBERT PEARSON JR., MEMORANDUM OPINION Plaintiff, AND ORDER

-against- 21-CV-05670 (PMH) SERGEANT GESNER #138, et al.,

Defendants. PHILIP M. HALPERN, United States District Judge: Robert Pearson Jr. (“Plaintiff”), proceeding pro se and in forma pauperis, initiated this action on June 28, 2021. (Doc. 1; Doc. 2). The Complaint, at that juncture, proceeded under 42 U.S.C. § 1983 against two entities: (1) New York State; and (2) the Orange County Jail Medical Department. (Doc. 2). The Court, by Order dated August 2, 2021, inter alia: (1) dismissed all claims against New York State as barred by the Eleventh Amendment; (2) dismissed all claims against the Orange County Jail Medical Department because departments lack a juridical existence apart from their municipality; and (3) directed, under Valentin v. Dinkins, 121 F.3d 72 (1976), that the Orange County Attorney identify the individuals involved in the incidents described within sixty days. (Doc. 8).1 Plaintiff was directed to file an Amended Complaint within thirty days of receiving that information from the Orange County Attorney. (Id. at 3).2

1 This case was assigned to this Court on July 22, 2021. (July 22, 2021 Entry).

2 Two letters from the Orange County Attorney—one dated August 26, 2021 and another dated September 9, 2021—were docketed on September 17, 2021. (Doc. 14; Doc. 15). Those letters advised, inter alia, that the Orange County Attorney could not “properly ascertain the identity of the officers/medical staff as alleged by Plaintiff . . . .” (Doc. 14 at 1; Doc. 15 at 1). Because Plaintiff filed the Amended Complaint on September 7, 2021, the Court entered an Order on September 20, 2021 advising that “the Orange County Attorney need not provide any additional information at this time.” (Doc. 19). Plaintiff filed the Amended Complaint, the operative pleading, on September 7, 2021. (Doc. 11, “Am. Compl.”). The Amended Complaint proceeds against: (1) Sergeant Gessner (“Gessner”); (2) Officer Morris (“Morris”); (3) Officer Halstead (“Halstead”); and (4) Officer Broeckel (“Broeckel,” and collectively, “Defendants”).3 (Id.). On September 20, 2021, the Court directed service of the Amended Complaint on Defendants. (Doc. 17).

Defendants, in compliance with this Court’s Individual Practices, filed a letter on December 10, 2021 seeking a pre-motion conference before filing a motion to dismiss under Federal Rule of Civil Procedure 12(b)(6). (Doc. 28). Plaintiff did not respond to the request and, on January 4, 2022, the Court issued an Order waiving its pre-motion conference requirement and setting a briefing schedule. (Doc. 30; see also Jan. 4, 2022 Entry). Defendants, in accordance with the briefing schedule set by the Court, filed their motion to dismiss on February 3, 2022. (Doc. 31; Doc. 32; Doc. 33).4 Plaintiff did not file any opposition papers by the date scheduled and, on the March 18, 2022 deadline to file a reply, Defendants filed

3 Although spelled “Gesner” in the caption, the pleading makes clear that the proper spelling is “Gessner.”

4 Defendants submitted two extraneous items for the Court’s consideration on the extant motion: (1) a video taken on April 24, 2021 immediately after the use of pepper spray (Doc. 32-2, “Ex. B”); and (2) Deprivation Order No. 21-031 (Doc. 32-3, “Ex. C”). On a Rule 12(b)(6) motion, “the Court is entitled to consider facts alleged in the complaint and documents attached to it or incorporated in it by reference, documents ‘integral’ to the complaint and relied upon in it, and facts of which judicial notice may properly be taken under Rule 201 of the Federal Rules of Evidence.” Heckman v. Town of Hempstead, 568 F. App’x 41, 43 (2d Cir. 2014); see also Manley v. Utzinger, No. 10-CV-02210, 2011 WL 2947008, at *1 n.1 (S.D.N.Y. July 21, 2011). The Court may also consider an extraneous item “where the complaint ‘relies heavily upon its terms and effect,’ thereby rendering the document ‘integral’ to the complaint.” DiFolco v. MSNBC Cable L.L.C., 622 F.3d 104, 111 (2d Cir. 2010) (quoting Mangiafico v. Blumenthal, 471 F.3d 391, 398 (2d Cir. 2006)); see also Schafer v. Direct Energy Servs., LLC, 845 F. App’x 81, 82 (2d Cir. 2021) (“Where an extrinsic document is not incorporated by reference, the district court may nevertheless consider it if the complaint relies heavily upon its terms and effect, which renders the document integral to the complaint.” (internal quotation marks omitted)). Plaintiff relied on the video to support his claims, alleging specifically that the events “should be on video tape!!” (Am. Compl. at 4). Ex. B is, thus, considered properly on this motion. Cf. Hershey v. Goldstein, 938 F. Supp. 2d 491, 498 n.1 (S.D.N.Y. 2013). The Court cannot consider Ex. C, however, because it is neither integral to—nor referenced within—the pleading. a declaration in further support of their motion. (Doc. 35).5 That submission requested “that the motion be deemed fully submitted and unopposed.” (Id. ¶ 4). For the reasons set forth below, Defendants’ motion to dismiss is GRANTED. BACKGROUND The handwritten portion of the Amended Complaint—the first six pages—reveal little about the facts underlying this case. (See Am. Compl. at 1-6).6 According to that portion of the

pleading, at an unspecified date and time, Plaintiff was at the door of his cell complaining to unspecified corrections officers about the food on his tray. (Id. at 4). An unnamed officer, who before this specific interaction had “beat[en]” Plaintiff in some way and for some reason, “put his head into [Plaintiff’s] food” and sprayed Plaintiff’s right eye “with some typ [sic] of chemical . . . .” (Id.). Plaintiff asked that officer for another tray of food, and that request was denied. (Id.). Although he was taken “to medical,” Plaintiff received no care, was given neither a shower nor a change of clothes, and was placed in a cell without running water. (Id.). Plaintiff’s allegations are supplemented by the Inmate Misbehavior Report annexed to the Amended Complaint. That document, authored by Gessner, indicates that the underlying events

took place on April 24, 2021. (Id. at 9). The narrative on that document reads as follows: At 1112 hours, I entered Delta-1 Housing Unit after being advised that Inmate Pearson, Robert (2021-00444) was refusing to comply with staff orders. Inmate Pearson’s left arm was placed through the tray slot to prevent staff from securing the tray slot. Inmate Pearson disobeyed all orders to remove his left hand from the tray slot.

At 1116 hours, Inmate Pearson was advised to remove his hand or he would be sprayed with oleoresin capsicum (pepper spray). Inmate Pearson continued to refuse orders. I deployed two one-second

5 Defendants have provided affidavits of service showing that Plaintiff was served with the motion papers. (Doc. 34; Doc. 36).

6 Citations to the Amended Complaint correspond to the pagination generated by ECF. bursts of oleoresin capsicum through the lower tray slot striking Inmate Pearson in the facial area.

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Bluebook (online)
Pearson v. New York State, Counsel Stack Legal Research, https://law.counselstack.com/opinion/pearson-v-new-york-state-nysd-2022.