(PC) Williams v. Pai

District Court, E.D. California·Decided December 7, 2021·No. 2:19-cv-01591·Unknown

Opinion

STEVEN GREGORY WILLIAMS, No. 2:19-cv-1591 KJM AC P Plaintiff, v. FINDINGS AND RECOMMENDATIONS Defendant. Plaintiff is a state prisoner proceeding pro se and in forma pauperis, who seeks relief under 42 U.S.C. § 1983. The case has been referred to a United States Magistrate Judge for pretrial purposes pursuant to 28 U.S.C. § 636(b)(1)(B) and Local Rule 302. Defendant has moved to stay these proceedings pending resolution of an ongoing state court action against the same defendant and based on the same underlying facts as this case. ECF No. 21. For the reasons explained below, the undersigned will recommend that the motion to stay be granted. The complaint addresses health care that plaintiff received at the California Medical Facility (“CMF”), a state correctional institution, in February of 2019. It alleges that defendant, Dr. Pai, violated plaintiff’s rights under the Eighth Amendment by failing to provide him with adequate pain medication following vascular surgery—a lower left angiogram and thrombolysis operation and the repair of a fractured stent—at an outside hospital. ECF No. 1 at 3-4. Plaintiff alleges that Dr. Pai failed to adequately treat his post-operative pain although he complained repeatedly to her and to her staff of severe right and left leg pain. Id. As the result of defendant’s inaction, plaintiff suffered from severe lower extremity pain, sleep deprivation, anxiety, and mental anguish. Id. When he was put under the care of a different physician, plaintiff was promptly prescribed liquid morphine three times a day for five days. Id. at 4. The complaint was signed on August 10, 2019, and it was docketed on August 12, 2019. See ECF No. 1 at 1, 7. In May 2021, the complaint was screened, found to state a claim, and was ordered served. See ECF Nos. 7, 9, 10, 12. On September 15, 2021, defendant moved for a stay of these proceedings under Colorado River Water Conservation Dist. v. United States, 424 U.S. 800 (1976), in light of the pendency in Solano County Superior Court of Williams v. Pai, Case No. FCM168941. ECF No. 21. Plaintiff did not file a response to defendant’s motion to stay. Instead, he filed a request for entry of default, which was summarily declined by the Clerk of Court. See ECF No. 24. On November 10, 2021, defendant filed a notice of plaintiff’s non-opposition to the motion. ECF No. 25. Defendant has submitted a copy of the docket report, complaint, and related documents in Williams v. Pai, Case No. FCM168941 (Solano County Superior Court). ECF No. 22. The undersigned takes judicial notice of these documents and of the pendency and status of the case, as requested by defendant. See Fed. R. Evid. 201(b); Reyn’s Pasta Bella LLC v. Visa USA, Inc., 442 F.3d 741, 746 n.6 (9th Cir. 2006) (“We may take judicial notice of court filings and other matters of public record.”) (citations omitted). The complaint in the Solano County case was signed by plaintiff on August 10, 2019, the same date that he signed the federal complaint, and was docketed on October 4, 2019. ECF No. 22 at 19, 13. The complaint states causes of action for negligence and intentional tort. Id. at 15- 17. Plaintiff alleged that for three days in February 2019, after he had undergone vascular surgery at an outside hospital, Dr. Pai of CMF failed to adequately treat his post-operative pain. The complaint alleges that Dr. Pai knew plaintiff’s chief complaint was leg pain, and that she intentionally withheld treatment. Id. at 16, 17. Plaintiff seeks general and exemplary damages. Id. at 15, 18. Defendant answered the complaint on February 21, 2020. Id. at 46. Discovery ensued. Defendant subsequently moved for summary judgment on the merits of plaintiff’s claims; the motion was denied by written order filed May 19, 2021. Id. at 61-65. Trial has not yet been set. Federal district courts have a duty to adjudicate disputes that are properly before them, and may decline to do so only in exceptional circumstances. Colorado River Water Conservation Dist. v. United States, 424 U.S. 800, 813 (1976). Specifically, a district court may decline to hear a case “due to the presence of a concurrent state proceeding for reasons of wise judicial administration.” Colorado River, 424 U.S. at 818; accord, Moses H. Cone Memorial Hospital v. Mercury Construction Corp. (Memorial Hospital), 460 U.S. 1, 28 (1983). The Colorado River doctrine is best understood as a form of deference to state court jurisdiction. Coopers & Lybrand v. Sun-Diamond Growers, 912 F.2d 1135, 1137 (9th Cir. 1990) (citations omitted). District courts must stay, rather than dismiss, an action when they determine that they should defer to the state court proceedings under Colorado River. Id. at 1138; see also R.R. Street & Co. Inc. v. Transport. Ins. Co., 656 F.3d 966, 978 n.8 (9th Cir. 2011). “Abstention from the exercise of federal jurisdiction is the exception, not the rule.” Colorado River, 424 U.S. at 817. The determination whether to stay a federal action because of a parallel state-court action rests “on a careful balancing of the important factors as they apply in a given case, with the balance heavily weighted in favor of the exercise of jurisdiction. The weight to be given to any one factor may vary greatly from case to case, depending on the particular setting of the case.” Memorial Hospital, 460 U.S. at 16. The Ninth Circuit Court of Appeals has summarized the factors to be considered on a motion to stay under Colorado River, as follows: (1) which court first assumed jurisdiction over any property at stake; (2) the inconvenience of the federal forum; (3) the desire to avoid piecemeal litigation; (4) the order in which the forums obtained jurisdiction; (5) whether federal law or state law provides the rule of decision on the merits; (6) whether the state court proceedings can adequately protect the rights of the federal litigants; (7) the desire to avoid forum shopping; and (8) whether the state court proceedings will resolve all issues before the federal court. R.R. Street, 656 F.3d at 978-79 (citations omitted). “These factors are to be applied in a pragmatic and flexible way, as a part of a balancing process rather than as a ‘mechanical checklist.’” Nakash v. Marciano, 882 F.2d 1411, 1415 (9th Cir. 1989) (citations omitted). However, any doubt as to whether a factor exists should be resolved against a stay or dismissal. R.R. Street & Co. Inc., 656 F.3d at 979 (brackets omitted) (citing Travelers Indem. Co. v. Madonna, 914 F.2d 1364, 1369 (9th Cir. 1990)). The party seeking to stay a federal action due to the presence of a concurrent state proceeding has the burden of showing, based on application of the above-noted factors, that “exceptional circumstances” warrant the requested stay. See Colorado River, 424 U.S. at 819 (“Only the clearest of justifications will warrant dismissal.”). “[T]he burden of persuasion rest[s] on the party opposing the exercise of federal jurisdiction.” Arkwright–Boston Mfrs. Mut. Ins. Co. v. City of New York, 762 F.2d 205, 210 (2d Cir. 1985). A. Substantial Similarity As a threshold matter, the state and federal actions must be “substant

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