(PC) Williams v. Gamboa

District Court, E.D. California·Decided October 21, 2021·No. 1:21-cv-00155·Unknown

Opinion

JOHN WESLEY WILLIAMS, Case No. 1:21-cv-00155-NONE-EPG (PC)

Plaintiff, FINDINGS AND RECOMMENDATIONS, RECOMMENDING THAT v. DEFENDANTS’ MOTION TO STAY BE GRANTED, THAT PLAINTIFF’S BEER, et al., MOTION FOR LEAVE TO AMEND BE DENIED, AND THAT PLAINTIFF’S Defendants. REQUEST FOR JUDICIAL NOTICE BE DENIED (ECF Nos. 34, 37, & 44) John Williams (“Plaintiff”) is a state prisoner proceeding pro se with this civil rights action. This action is proceeding based on allegations that defendant Oaks physically and sexually assaulted him on August 5, 2019,1 that defendant Pascoe failed to protect Plaintiff from defendant Oaks, and that defendants Oaks, Pascoe, Riddle, Beer, Garcia, and Cubos failed to provide or summon medical care after the assault. (ECF Nos. 1, 10, 13, & 25). On August 19, 2021, Plaintiff filed a motion for leave to amend. (ECF No. 34). On August 25, 2021, Defendants filed a motion to stay this case “pending resolution of Plaintiff’s criminal case, which is currently pending in the Kings County Superior Court.” (ECF No. 37, p. 1). On October 15, 2021, Plaintiff filed a request for judicial notice. (ECF No. 44). For the reasons that follow, the Court will recommend that Defendants’ motion to stay be granted, that Plaintiff’s motion for leave to amend be denied, and that Plaintiff’s request for

1 As Defendants point out in their motion to stay, Plaintiff appears to mistakenly state in his original complaint that the alleged excessive force incident occurred on August 4, 2019. Other documents, including Plaintiff’s proposed amended complaint (ECF No. 35, p. 10), state that the incident occurred on August 5, 2019. judicial notice be denied. A. Defendants’ Motion Defendants “move this Court to stay this matter pending resolution of Plaintiff’s criminal case, which is currently pending in the Kings County Superior Court. The grounds for this motion are that the pending criminal matter concerns the same incident at issue in this case that the outcome of that criminal matter could affect the disposition of this case.” (ECF No. 37, p. 1). “The gravamen of Plaintiff’s claim in this case is that on August 5, 2019, Correctional Officer Oaks used excessive force against him by ‘stabbing’ him with metal handcuff key, kicking him and applying pepper spray during a transport to Kings County Superior Court. Plaintiff claims that Defendant Pascoe failed to intervene to stop the use of excessive force; and that Defendants Pascoe, Riddle, Garcia, Oaks, Beer and Cubos were deliberately indifferent to Plaintiff’s medical needs from injuries he allegedly sustained during the incident.” (Id. at 4) (footnote and citations omitted). “On about March 24, 2020, the District Attorney of Kings County filed a criminal complaint against Plaintiff, No. 20CM-1704, alleging that Plaintiff on August 5, 2019, committed battery on Officer Oaks, a felony in violation of Penal Code 4501.5. Plaintiff’s criminal matter is still pending, no trial date is set and the next hearing in the matter is September 14, 2021. If Plaintiff is convicted of the pending criminal charges, this action likely will be barred under Heck. The litigation of the central claims in this case, excessive force against Defendant Oaks and failure to protect against Defendant Pascoe—would necessarily call into question any guilty finding in Plaintiff’s criminal case.” (ECF No. 37, pgs. 4-5). “Staying this case until the criminal charges are resolved will save the resources of the parties and the Court. Specifically, if Plaintiff is convicted, then Defendants would likely move to dismiss the case based on Heck. If the case is allowed to progress while the criminal charges are pending, the parties will expend resources on a civil case that may be barred, including discovery. And, Plaintiff’s pending criminal case will complicate discovery, as Plaintiff may invoke his right under the Fifth Amendment to decline to respond to questions concerning the incident. Accordingly, a stay is warranted under Wallace and the Court should stay this action until resolution of Plaintiff’s criminal case.” (Id. at 5). B. Plaintiff’s Opposition Plaintiff opposes the motion. Plaintiff argues that he should be allowed to proceed with this lawsuit because a Senior Hearing Officer, “acting as a ‘Fact Finder’ not only disbelieved Defendant Oaks false claim of assault, but also found Plaintiff ‘not guilty’ at a prison disciplinary hearing….” (ECF No. 40, p. 2). Additionally, Plaintiff argues that “the facts asserted in this lawsuit are a completely different set of facts than those alleged in the pending criminal prosecution….” (Id.). Moreover, “the criminal prosecution itself is part of an ongoing systemic and retaliatory conspiracy to cover up Defendant Oaks wanton acts which is why defendant’s act in concert to destroy, withhold, and intentionally failed to preserve the video taped evidence of the incident in dispute.” (Id. at 2-3) (errors in original). Plaintiff alleges that there was video footage from Kings County Courthouse of the alleged excessive force incident, and he asked the California Department of Corrections and Rehabilitation to provide the video footage. However, the footage has gone missing. Plaintiff argues that this shows that the motion to stay is made in bad faith. Finally, Plaintiff states that he will not invoke his rights under the Fifth Amendment. C. Legal Standards “The Constitution does not ordinarily require a stay of civil proceedings pending the outcome of criminal proceedings.” Keating v. Office of Thrift Supervision, 45 F.3d 322, 324 (9th Cir. 1995). “In the absence of substantial prejudice to the rights of the parties involved, [simultaneous] parallel [civil and criminal] proceedings are unobjectionable under our jurisprudence.” Id. (alterations in original). “Nevertheless, a court may decide in its discretion to stay civil proceedings … when the interests of justice seem [] to require such action.” Id. (alterations in original) (citations and internal quotation marks omitted). “The decision whether to stay civil proceedings in the face of a parallel criminal proceeding should be made in light of the particular circumstances and competing interests involved in the case. This means the decisionmaker should consider the extent to which the defendant’s fifth amendment rights are implicated. In addition, the decisionmaker should generally consider the following factors: (1) the interest of the plaintiffs in proceeding expeditiously with this litigation or any particular aspect of it, and the potential prejudice to plaintiffs of a delay; (2) the burden which any particular aspect of the proceedings may impose on defendants; (3) the convenience of the court in the management of its cases, and the efficient use of judicial resources; (4) the interests of persons not parties to the civil litigation; and (5) the interest of the public in the pending civil and criminal litigation.” Id. at 324-25 (citations and internal quotation marks omitted). D. Analysis After weighing the Keating factors, the Court recommends staying this civil case pending resolution of the criminal case.2 Plaintiff has stated that he will not invoke his rights under the Fifth Amendment, and so consideration of the Fifth Amendment does not weigh in favor of a stay. However, the Court finds that, overall, the other factors support a stay. As to the first factor, while Plaintiff has an interest in the expeditious resolution of this action, Plaintiff has not pointed to any prejudice that he will suffer as a result of the stay. Moreover, any prejudice to Plaintiff is minimal given that both proceedings involve similar facts and witnesses, and it is unlikely that evidence will be lost or memories will fade with passage of time. See, e.g., McCormick v. Rexroth, 2010 WL 934242, at *3 (N.D. Cal. Mar. 15, 2010) (“the fact that the witnesses

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