(PC) Rico v. Beard

CourtDistrict Court, E.D. California
DecidedAugust 30, 2019
Docket2:17-cv-01402
StatusUnknown

This text of (PC) Rico v. Beard ((PC) Rico v. Beard) is published on Counsel Stack Legal Research, covering District Court, E.D. California primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
(PC) Rico v. Beard, (E.D. Cal. 2019).

Opinion

1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 FOR THE EASTERN DISTRICT OF CALIFORNIA 10 11 JORGE ANDRADE RICO, No. 2:17-cv-1402 KJM DB P 12 Plaintiff, 13 v. FINDINGS AND RECOMMENDATIONS 14 JEFFREY BEARD, et al., 15 Defendants. 16 17 Plaintiff is a state prisoner proceeding through counsel with a civil rights action pursuant 18 to 42 U.S.C. § 1983. Plaintiff alleges use of the Guard One security check system violated his 19 Eighth Amendment rights. On June 20, 2019, defendants moved for a stay of these proceedings 20 pending the Ninth Circuit’s resolution of defendants’ interlocutory appeal. After considering the 21 parties’ briefs, this court finds it unnecessary to hear argument on defendants’ motion. For the 22 reasons set forth below, this court will recommend defendants’ motion be granted. 23 BACKGROUND 24 This case is proceeding on plaintiff’s second amended complaint filed on May 3, 2017. 25 (ECF No. 38.) He alleges use of the Guard One system in the Security Housing Unit at Pelican 26 Bay State Prison caused him severe sleep deprivation in violation of his Eighth Amendment 27 rights. The Guard One system was implemented pursuant to an order issued by Judge Mueller in 28 Coleman v. Brown, No. 2:90-cv-0520 KJM DB (E.D. Cal.). In 2018, Judge Mueller related the 1 present case, and several other cases regarding use of the Guard One system in California prisons, 2 to Coleman. 3 In February 2018, defendants moved to dismiss this action. Defendants argued, among 4 other things, that because plaintiff is no longer incarcerated in the Security Housing Unit his 5 claims for injunctive and declaratory relief are moot. Defendants further argued that they are 6 protected from liability for damages by qualified immunity. In March 2019, Judge Mueller 7 dismissed plaintiff’s claims for injunctive and declaratory relief as moot, dismissed the high level 8 supervisory defendants based on qualified immunity, and denied the motion to dismiss the 9 remaining defendants, identified as the “appeals review defendants” and the “floor officer 10 defendants.” 11 Defendants appealed Judge Mueller’s ruling. (ECF No. 103.) That appeal remains 12 pending before the Ninth Circuit. (See ECF Nos. 104, 107.) On June 20, 2019, defendants made 13 the present motion to stay these proceedings pending the Ninth Circuit’s resolution of their 14 appeal. (ECF No. 112.) Plaintiff opposes the stay. (ECF No. 114.) Defendants filed a reply. 15 (ECF No. 115.) 16 MOTION FOR STAY 17 Defendants argue the court should stay all proceedings in this case to avoid the potentially 18 unnecessary expense involved in discovery and other pretrial matters. In his opposition, plaintiff 19 argues he will be prejudiced if discovery is stayed. 20 I. Effect of Interlocutory Appeal 21 The court first considers defendants’ argument that a stay of these proceedings is 22 essentially automatic because the district court is deprived of jurisdiction over the subjects of the 23 interlocutory appeal. 24 A. Legal Standards 25 Although circuit courts generally lack jurisdiction to hear an interlocutory appeal from an 26 order denying summary judgment or a motion to dismiss, a narrow exception exists under the 27 collateral order doctrine for appeals of orders denying qualified immunity. Mitchell v. Forsyth, 28 472 U.S. 511, 530 (1985). This exception exists because qualified immunity is an immunity from 1 suit rather than a mere defense to liability, and that immunity “is effectively lost if a case is 2 erroneously permitted to go to trial.” Id. at 526. 3 Such an appeal “normally divests the district court of jurisdiction to proceed with trial.” 4 Padgett v. Wright, 587 F.3d 983, 985 (9th Cir. 2009); Chuman v. Wright, 960 F.2d 104, 105 (9th 5 Cir. 1992). Nonetheless, “[r]ecognizing the importance of avoiding uncertainty and waste, but 6 concerned that the appeals process might be abused to run up an adversary’s costs or to delay 7 trial, [the Ninth Circuit] ha[s] authorized the district court to go forward in appropriate cases by 8 certifying that an appeal is frivolous or waived.” Rodriguez v. Cty. of Los Angeles, 891 F.3d 9 776, 790-91 (9th Cir. 2018) (citations omitted). “[A] frivolous qualified immunity claim is one 10 that is unfounded, ‘so baseless that it does not invoke appellate jurisdiction,’ and [ ] a forfeited 11 qualified immunity claim is one that is untimely or dilatory.” Marks v. Clarke, 102 F.3d 1012, 12 1017 n.8 (9th Cir. 1996) (quoting Apostol v. Gallion, 870 F.2d 1335, 1339 (7th Cir. 1989)). For 13 example, an appeal would be frivolous where “the disposition is so plainly correct that nothing 14 can be said on the other side.” Dagdagan v. City of Vallejo, 682 F. Supp. 2d 1100, 1116 (E.D. 15 Cal. 2010) (citations omitted), aff’d sub nom., Dagdagan v. Wentz, 428 F. App’x 683 (9th Cir. 16 2011). 17 If the appeal is not frivolous or waived,1 the district court still “retains jurisdiction to 18 address aspects of the case that are not the subject of the appeal.” United States v. Pitner, 307 19 F.3d 1178, 1183 n.5 (9th Cir. 2002) (citing Plotkin v. Pac. Tel. & Tel. Co., 688 F.2d 1291, 1293 20 (9th Cir. 1982); see also Alice L. v. Dusek, 492 F.3d 563, 564-65 (5th Cir. 2007) (district court is 21 divested of jurisdiction of only “those aspects of the case on appeal”). What constitutes the 22 “subject of the appeal” requires some consideration. Most courts have construed the “subject of 23 the appeal” to include the claims subject to the immunity defense. The district court thus loses 24 1 Plaintiff does not seek to certify defendants’ appeal as frivolous under Chuman. Even if he did, 25 this court does not find that “nothing can be said” for defendants’ position on appeal. See Dagdagan, 682 F. Supp. 2d at 1116. While this court disagrees with defendants as to the 26 characterization and substance of the arguments underlying their qualified immunity claim, such 27 disagreement does not meet the demanding standard for certifying an appeal as frivolous. Marks, 102 F.3d at 1017 n.8 (appeal is frivolous under Chuman if it is “so baseless that it does not invoke 28 appellate jurisdiction”). 1 jurisdiction of not only the immunity defense but also of those underlying claims. A stay of 2 pretrial proceedings on those claims would therefore be, essentially, automatic. 3 Judge England made that determination in Cabral v. County of Glenn, No. 2:08-cv-0029 4 MCE DAD, 2009 WL 1911692 (E.D. Cal. July 1, 2009). There, defendant Dahl sought dismissal 5 of plaintiff’s excessive force claim against him on the grounds of qualified immunity. The court 6 determined Dahl was not entitled to qualified immunity and Dahl appealed. Dahl and the other 7 defendants then sought a stay of the proceedings in the district court. Judge England noted that 8 an “interlocutory appeal on the issue of qualified immunity ... does not deprive this court of 9 jurisdiction to address other, unrelated, matters still pending before it.” 2009 WL 1911692, at *1 10 (quoting Beecham v. City of West Sacramento, 2008 WL 4821655, *1 (E.D. Cal. 2008)).

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Bluebook (online)
(PC) Rico v. Beard, Counsel Stack Legal Research, https://law.counselstack.com/opinion/pc-rico-v-beard-caed-2019.