1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 FOR THE EASTERN DISTRICT OF CALIFORNIA 10 11 JOHNATHAN SETH HARPER, Case No. 1:21-cv-00558-JLT-HBK (PC) 12 Plaintiff, FINDINGS AND RECOMMENDATIONS TO DISMISS ACTION WITHOUT PREJUDICE1 13 v. 14-DAY DEADLINE 14 WELL PATH, et al., 15 Defendants. 16 17 Plaintiff Johnathan Seth Harper is a former state prisoner proceeding pro se and in forma 18 pauperis in this civil rights action. For the reasons set forth below, the undersigned recommends 19 that the District Court dismiss this action without prejudice for Plaintiff’s failure to comply with a 20 court order and prosecute this action. 21 BACKGROUND 22 Plaintiff initiated this action by filing a civil rights complaint under 42 U.S.C. § 1983. 23 (Doc. No. 1, “Complaint”). Prior to screening, Plaintiff filed a First Amended Complaint. (Doc. 24 No. 18, “FAC”). On September 12, 2023, pursuant to 28 U.S.C. § 1915A the Court issued a 25 screening order finding the FAC failed to state a federal claim against any Defendant. (See 26 generally Doc. No. 28). On September 26, 2023, the Court’s mail containing the Screening Order 27 1 This matter was referred to the undersigned pursuant to 28 U.S.C. § 636(b)(1)(B) and Local Rule 302 28 (E.D. Cal. 2023). 1 was returned “Undeliverable, Inmate Not Here.” See docket. On October 5, 2023, Plaintiff filed 2 a change of address reflecting that he was no longer in custody. (Doc. No. 29). Plaintiff 3 subsequently filed change of address notices on January 3, 2024 (Doc. No. 34) and January 22, 4 2024 (Doc. No. 35). 5 On November 1, 2023, Plaintiff filed a Second Amended Complaint. (Doc. No. 32, 6 “SAC”). On February 9, 2024, the Court screened Plaintiff’s SAC and found that it states 7 cognizable Fourteenth Amendment conditions of confinement and inadequate medical care 8 claims against Defendant Steven Gustafson, but failed to allege any other cognizable claims. 9 (Doc. No. 37). The Court afforded Plaintiff two options to exercise no later than March 15, 2024: 10 (1) file a notice that he intends to proceed on the claims deemed cognizable in the SAC and 11 voluntarily dismiss the remaining claims and Defendants or (2) file a notice to stand on the SAC 12 subject to the undersigned recommending the district court dismiss the remaining claims and 13 Defendants. (Id. at 27-28). The Court expressly warned Plaintiff that if he “fails to timely 14 respond to this Court Order or seek an extension of time to comply” the undersigned “will 15 recommend that the district court dismiss this case as a sanction for Plaintiff’s failure to comply 16 with a court order and prosecute this action.” (Id. at 29 ¶ 2). The Order was served on Plaintiff’s 17 new address of record on February 9, 2024. See docket. On March 15, 2024, the mail containing 18 the Court’s February 9, 2024 Order was returned “Undeliverable, Refused.” See docket. The 19 Court confirmed with the Clerk’s Office that the envelope was marked “refused.” As of the date 20 of these Findings and Recommendations, Plaintiff has failed to submit a response to the Court’s 21 February 9, 2024 Screening Order, or request a further extension of time to comply, and the time 22 to do so has expired. See docket. 23 APPLICABLE LAW AND ANALYSIS 24 A. Legal Standard 25 Federal Rule of Civil Procedure 41(b) permits the court to involuntarily dismiss an action 26 when a litigant fails to prosecute an action or fails to comply with other Rules or with a court 27 order. See Fed. R. Civ. P. 41(b); see Applied Underwriters v. Lichtenegger, 913 F.3d 884, 889 28 (9th Cir. 2019) (citations omitted). Similarly, this Court’s Local Rules, which correspond with 1 Federal Rule of Civil Procedure 11, provide, “[f]ailure of counsel or of a party to comply with . . . 2 any order of the Court may be grounds for the imposition by the Court of any and all sanctions 3 . . . within the inherent power of the Court.” E.D. Cal. L.R. 110. “District courts have inherent 4 power to control their dockets” and, in exercising that power, may impose sanctions, including 5 dismissal of an action. Thompson v. Housing Auth., City of Los Angeles, 782 F.2d 829, 831 (9th 6 Cir. 1986). A court may dismiss an action based on a party’s failure to prosecute an action, obey 7 a court order, or comply with local rules. See, e.g., Ferdik v. Bonzelet, 963 F.2d 1258, 1260-61 8 (9th Cir. 1992) (dismissal for failure to comply with a court order to amend a complaint); Malone 9 v. U.S. Postal Service, 833 F.2d 128, 130-31 (9th Cir. 1987) (dismissal for failure to comply with 10 a court order); Henderson v. Duncan, 779 F.2d 1421, 1424 (9th Cir. 1986) (dismissal for failure 11 to prosecute and to comply with local rules). In determining whether to dismiss an action, the 12 Court must consider the following factors: (1) the public’s interest in expeditious resolution of 13 litigation; (2) the Court’s need to manage its docket; (3) the risk of prejudice to the defendants; 14 (4) the public policy favoring disposition of cases on their merits; and (5) the availability of less 15 drastic sanctions. Henderson, 779 F.2d at 1423; Carey v. King, 856 F.2d 1439, 1440 (9th Cir. 16 1988). 17 B. Analysis 18 After considering each of the above-stated factors, the undersigned concludes dismissal 19 without prejudice is warranted in this case. As to the first factor, the expeditious resolution of 20 litigation is deemed to be in the public interest, satisfying the first factor. Yourish v. California 21 Amplifier, 191 F.3d 983, 990-91 (9th Cir. 1999). 22 Turning to the second factor, this Court’s need to efficiently manage its docket cannot be 23 overstated. This Court has “one of the heaviest caseloads in the nation,” and due to the delay in 24 filling judicial vacancies, which was further exacerbated by the COVID-19 pandemic, operates 25 under a declared judicial emergency. See Amended Standing Order in Light of Ongoing Judicial 26 Emergency in the Eastern District of California. This Court’s time is better spent on its other 27 matters than needlessly consumed managing a case with a recalcitrant litigant. The Court cannot 28 effectively manage its docket when a litigant ceases to litigate his/her case or respond to a court 1 order. Thus, the Court finds that the second factor weighs in favor of dismissal. 2 Delays inevitably have the inherent risk that evidence will become stale or witnesses’ 3 memories will fade or be unavailable and can prejudice a defendant, thereby satisfying the third 4 factor. See Sibron v. New York, 392 U.S. 40, 57 (1968).
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1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 FOR THE EASTERN DISTRICT OF CALIFORNIA 10 11 JOHNATHAN SETH HARPER, Case No. 1:21-cv-00558-JLT-HBK (PC) 12 Plaintiff, FINDINGS AND RECOMMENDATIONS TO DISMISS ACTION WITHOUT PREJUDICE1 13 v. 14-DAY DEADLINE 14 WELL PATH, et al., 15 Defendants. 16 17 Plaintiff Johnathan Seth Harper is a former state prisoner proceeding pro se and in forma 18 pauperis in this civil rights action. For the reasons set forth below, the undersigned recommends 19 that the District Court dismiss this action without prejudice for Plaintiff’s failure to comply with a 20 court order and prosecute this action. 21 BACKGROUND 22 Plaintiff initiated this action by filing a civil rights complaint under 42 U.S.C. § 1983. 23 (Doc. No. 1, “Complaint”). Prior to screening, Plaintiff filed a First Amended Complaint. (Doc. 24 No. 18, “FAC”). On September 12, 2023, pursuant to 28 U.S.C. § 1915A the Court issued a 25 screening order finding the FAC failed to state a federal claim against any Defendant. (See 26 generally Doc. No. 28). On September 26, 2023, the Court’s mail containing the Screening Order 27 1 This matter was referred to the undersigned pursuant to 28 U.S.C. § 636(b)(1)(B) and Local Rule 302 28 (E.D. Cal. 2023). 1 was returned “Undeliverable, Inmate Not Here.” See docket. On October 5, 2023, Plaintiff filed 2 a change of address reflecting that he was no longer in custody. (Doc. No. 29). Plaintiff 3 subsequently filed change of address notices on January 3, 2024 (Doc. No. 34) and January 22, 4 2024 (Doc. No. 35). 5 On November 1, 2023, Plaintiff filed a Second Amended Complaint. (Doc. No. 32, 6 “SAC”). On February 9, 2024, the Court screened Plaintiff’s SAC and found that it states 7 cognizable Fourteenth Amendment conditions of confinement and inadequate medical care 8 claims against Defendant Steven Gustafson, but failed to allege any other cognizable claims. 9 (Doc. No. 37). The Court afforded Plaintiff two options to exercise no later than March 15, 2024: 10 (1) file a notice that he intends to proceed on the claims deemed cognizable in the SAC and 11 voluntarily dismiss the remaining claims and Defendants or (2) file a notice to stand on the SAC 12 subject to the undersigned recommending the district court dismiss the remaining claims and 13 Defendants. (Id. at 27-28). The Court expressly warned Plaintiff that if he “fails to timely 14 respond to this Court Order or seek an extension of time to comply” the undersigned “will 15 recommend that the district court dismiss this case as a sanction for Plaintiff’s failure to comply 16 with a court order and prosecute this action.” (Id. at 29 ¶ 2). The Order was served on Plaintiff’s 17 new address of record on February 9, 2024. See docket. On March 15, 2024, the mail containing 18 the Court’s February 9, 2024 Order was returned “Undeliverable, Refused.” See docket. The 19 Court confirmed with the Clerk’s Office that the envelope was marked “refused.” As of the date 20 of these Findings and Recommendations, Plaintiff has failed to submit a response to the Court’s 21 February 9, 2024 Screening Order, or request a further extension of time to comply, and the time 22 to do so has expired. See docket. 23 APPLICABLE LAW AND ANALYSIS 24 A. Legal Standard 25 Federal Rule of Civil Procedure 41(b) permits the court to involuntarily dismiss an action 26 when a litigant fails to prosecute an action or fails to comply with other Rules or with a court 27 order. See Fed. R. Civ. P. 41(b); see Applied Underwriters v. Lichtenegger, 913 F.3d 884, 889 28 (9th Cir. 2019) (citations omitted). Similarly, this Court’s Local Rules, which correspond with 1 Federal Rule of Civil Procedure 11, provide, “[f]ailure of counsel or of a party to comply with . . . 2 any order of the Court may be grounds for the imposition by the Court of any and all sanctions 3 . . . within the inherent power of the Court.” E.D. Cal. L.R. 110. “District courts have inherent 4 power to control their dockets” and, in exercising that power, may impose sanctions, including 5 dismissal of an action. Thompson v. Housing Auth., City of Los Angeles, 782 F.2d 829, 831 (9th 6 Cir. 1986). A court may dismiss an action based on a party’s failure to prosecute an action, obey 7 a court order, or comply with local rules. See, e.g., Ferdik v. Bonzelet, 963 F.2d 1258, 1260-61 8 (9th Cir. 1992) (dismissal for failure to comply with a court order to amend a complaint); Malone 9 v. U.S. Postal Service, 833 F.2d 128, 130-31 (9th Cir. 1987) (dismissal for failure to comply with 10 a court order); Henderson v. Duncan, 779 F.2d 1421, 1424 (9th Cir. 1986) (dismissal for failure 11 to prosecute and to comply with local rules). In determining whether to dismiss an action, the 12 Court must consider the following factors: (1) the public’s interest in expeditious resolution of 13 litigation; (2) the Court’s need to manage its docket; (3) the risk of prejudice to the defendants; 14 (4) the public policy favoring disposition of cases on their merits; and (5) the availability of less 15 drastic sanctions. Henderson, 779 F.2d at 1423; Carey v. King, 856 F.2d 1439, 1440 (9th Cir. 16 1988). 17 B. Analysis 18 After considering each of the above-stated factors, the undersigned concludes dismissal 19 without prejudice is warranted in this case. As to the first factor, the expeditious resolution of 20 litigation is deemed to be in the public interest, satisfying the first factor. Yourish v. California 21 Amplifier, 191 F.3d 983, 990-91 (9th Cir. 1999). 22 Turning to the second factor, this Court’s need to efficiently manage its docket cannot be 23 overstated. This Court has “one of the heaviest caseloads in the nation,” and due to the delay in 24 filling judicial vacancies, which was further exacerbated by the COVID-19 pandemic, operates 25 under a declared judicial emergency. See Amended Standing Order in Light of Ongoing Judicial 26 Emergency in the Eastern District of California. This Court’s time is better spent on its other 27 matters than needlessly consumed managing a case with a recalcitrant litigant. The Court cannot 28 effectively manage its docket when a litigant ceases to litigate his/her case or respond to a court 1 order. Thus, the Court finds that the second factor weighs in favor of dismissal. 2 Delays inevitably have the inherent risk that evidence will become stale or witnesses’ 3 memories will fade or be unavailable and can prejudice a defendant, thereby satisfying the third 4 factor. See Sibron v. New York, 392 U.S. 40, 57 (1968). Thus, the third factor—risk of prejudice 5 to defendant—weighs in favor of dismissal since a presumption of injury arises from the 6 unreasonable delay in prosecuting an action. Anderson v. Air W., 542 F.2d 522, 524 (9th Cir. 7 1976). Because Plaintiff’s inaction amounts to an unreasonable delay in prosecuting this action, 8 the third factor weighs in favor of dismissal. 9 The fourth factor usually weighs against dismissal because public policy favors the 10 disposition of cases on the merits. Pagtalunan v. Galaza, 291 F.3d 639, 643 (9th Cir. 2002). 11 However, “this factor lends little support to a party whose responsibility it is to move a case 12 toward disposition on the merits but whose conduct impedes progress in that direction,” which is 13 the case here. In re Phenylpropanolamine (PPA) Products Liability Litigation, 460 F.3d 1217, 14 1228 (9th Cir. 2006) (citation omitted). Indeed, “trial courts do not have time to waste on 15 multiple failures by aspiring litigants to follow the rules and requirements of our courts.” 16 Pagtalunan, 291 F.3d at 644 (Trott, J., concurring in affirmance of district court’s involuntary 17 dismissal with prejudice of habeas petition where petitioner failed to timely respond to court 18 order and noting “the weight of the docket-managing factor depends upon the size and load of the 19 docket, and those in the best position to know what that is are our beleaguered trial judges.”). 20 Indeed, Plaintiff’s refusal to accept the Court’s mail weighs against the public’s interest in 21 disposition on the merits. See Rizzo v. Diaz, 2010 WL 4924907, at *1 (E.D. Cal. Nov. 29, 2010) 22 (“[G]iven the Court’s inability to communicate with Plaintiff based on Plaintiff’s refusal to accept 23 Court orders through the mail, no lesser sanction [than dismissal] is feasible.”) 24 Finally, the Court’s warning to a party that failure to obey the court’s order will result in 25 dismissal satisfies the “considerations of the alternatives” requirement. Ferdik, 963 F.2d at 1262; 26 Malone, 833 F.2d at 132-33; Henderson, 779 F.2d at 1424. The Court’s February 9, 2024 Order 27 expressly warned Plaintiff that his failure to respond to the Court’s Order would result in a 28 recommendation of dismissal of this action. (Doc. No. 37 at 29). Thus, Plaintiff had adequate 1 | warning that dismissal could result from his noncompliance. The Court cannot move this case 2 | forward without Plaintiff's compliance with its orders. Plaintiff's refusal to accept this Court’s 3 | orders demonstrates his unwillingness to cooperate in participating in this litigation. See Martin 4 | v. Johnson, No. 2:20-CV-11342-FWS-SHK, 2023 WL 5505912, at *3 (C.D. Cal. May 19, 2023). 5 | And the instant dismissal is a dismissal without prejudice, which is a lesser sanction than a 6 | dismissal with prejudice, thereby satisfying the fifth factor. 7 After considering the factors set forth supra and binding case law, the undersigned 8 | recommends dismissal, without prejudice, under Fed. R. Civ. P. 41(b) and Local Rule 110. 9 Accordingly, it is hereby RECOMMENDED: 10 This action be DISMISSED without prejudice for Plaintiff's failure to obey court orders 11 | and failure to prosecute. 12 NOTICE TO PARTIES 13 These Findings and Recommendations will be submitted to the United States District 14 | Judge assigned to this case, pursuant to the provisions of 28 U.S.C. § 636(b)(). Within 14 days 15 | after being served with a copy of these Findings and Recommendations, a party may file written 16 | objections with the Court. /d.; Local Rule 304(b). The document should be captioned, 17 | “Objections to Magistrate Judge’s Findings and Recommendations.” The assigned District Judge 18 | will review these Findings and Recommendations under 28 U.S.C. § 636(b)(1)(C). A party’s 19 | failure to file objections within the specified time may result in the waiver of certain rights on 20 || appeal. Wilkerson v. Wheeler, 772 F.3d 834, 839 (9th Cir. 2014). 21 | Dated: _ April 11,2024 Mile. Wh. foareh fackte 23 HELENA M. BARCH-KUCHTA UNITED STATES MAGISTRATE JUDGE
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