1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 FOR THE EASTERN DISTRICT OF CALIFORNIA 10 11 DONALD RAY BOWCUT, No. 2:21-cv-00736 SCR P 12 Plaintiff, 13 v. ORDER AND FINDINGS AND RECOMMENDATIONS 14 VASUKI DARAM, et al., 15 Defendants. 16 17 Plaintiff is a state prisoner proceeding pro se with a civil rights action pursuant to 42 18 U.S.C. § 1983. Presently before the court is defendants’ motion for summary judgment. (ECF 19 No. 47.) For the reasons set forth below, the undersigned recommends that defendants’ motion 20 be granted. The undersigned further orders the Clerk of the Court to correct the docket to reflect 21 the proper spelling of plaintiff’s last name, “Bowcutt.” (See ECF No. 38.) 22 PROCEDURAL HISTORY 23 This case is proceeding on plaintiff’s complaint filed April 23, 2021. (ECF No. 1.) On 24 screening, the previously assigned magistrate judge found plaintiff stated a cognizable claim of 25 deliberate indifference to a serious medical need under the Eighth Amendment against defendants 26 Daram, Vaughn, and Gates. (ECF No. 8.) The defendants filed an answer to the complaint on 27 April 25, 2022. (ECF No. 24.) 28 //// 1 Defendants filed the present motion for summary judgment on November 14, 2023. (ECF 2 No. 47.) Plaintiff filed an opposition on August 13, 2024. (ECF No. 66.) Defendants did not file 3 a reply. 4 I. Allegations in the Complaint 5 The complaint states that, at all relevant times, plaintiff was an inmate at Mule Creek State 6 Prison (“MCSP”). (ECF No. 1 at 1.) Plaintiff names as defendants Vasuki Daram, W. Vaughn, 7 and S. Gates. (Id.) 8 Plaintiff alleges he had hernia surgery on October 20, 2019. (ECF No. 1 at 3.) Following 9 the surgery, surgeon Jonathan Lu documented that “he did not close the internal ring of the 10 hernia.” (Id.) On October 28, 2019, Nurse Practitioner Ketsada Pairot noted that plaintiff’s right 11 colon had “slipped under the mesh bag into the unclosed ring.” (Id.) This caused plaintiff to 12 experience “acute stabbing pain in his abdomen.” (Id.) A CT scan was conducted on August 5, 13 2020, which showed that plaintiff had a “residual hernia along with an aneurysm.” (Id.) Medical 14 literature purportedly states that in such cases “the presence of pain in abdominal aneurysm 15 usually precedes rupture” and abdominal pain in such cases requires “urgent referral for 16 treatment” due to the potential for a rupture to be lethal. (Id.) 17 Plaintiff claims that his primary care physician, defendant Daram, will not take action to 18 treat plaintiff’s abdominal aneurysm despite plaintiff’s ongoing pain and the risks it presents to 19 his health. (ECF No. 1 at 3.) Defendants Vaughn and Gates “signed off” on plaintiff’s first and 20 last level administrative appeals, respectively, of defendant Daram’s decision. (Id.) Plaintiff 21 claims that defendants Vaughn and Gates denied plaintiff’s appeals and refused to provide 22 plaintiff with treatment for his medical condition. (Id.) Plaintiff seeks an order for immediate 23 treatment for his condition as well as $95,000 in damages. (Id. at 6.) 24 MOTION FOR SUMMARY JUDGMENT 25 I. Defendants’ Motion 26 Defendants primarily argue that this case presents a difference of opinion between a 27 prisoner and his medical providers concerning the appropriate course of treatment that does not 28 give rise to an Eighth Amendment claim. Defendant Dr. Daram argues that she provided regular 1 care for plaintiff and followed the proper course of treatment for a patient with his symptoms. 2 (See ECF No. 47-1 at 9-10.) Defendant Dr. Vaughn argues he reviewed plaintiff’s care and found 3 it to be appropriate. (Id. at 10.) Defendant Gates argues she is not a health care professional, was 4 not involved in plaintiff’s care, and was not aware of his grievance until this litigation. (Id. at 11.) 5 All defendants argue in the alternative that they are entitled to qualified immunity. (Id. at 11-13.) 6 Along with their motion for summary judgment, defendants simultaneously served 7 plaintiff with a notice, known as a “Rand warning,” describing the requirements for opposing a 8 motion pursuant to Rule 56 of the Federal Rules of Civil Procedure. (ECF No. 47-2); see 9 Klingele v. Eikenberry, 849 F.2d 409, 411 (9th Cir. 1988) (pro se prisoners must be provided with 10 notice of the requirements for summary judgment); Rand v. Rowland, 154 F.3d 952, 960 (9th Cir. 11 1998) (en banc) (movant may provide notice). 12 II. Plaintiff’s Response 13 At the outset, the court notes that plaintiff has not fully complied with Federal Rule of 14 Civil Procedure 56(c)(1)(A), which requires that “[a] party asserting that a fact . . . is genuinely 15 disputed must support the assertion by . . . citing to particular parts of materials in the record.” As 16 required by Local Rule 260(b), plaintiff reproduced the itemized facts in defendants’ Statement of 17 Undisputed Facts and identified which facts are admitted and which are disputed. (See Plaintiff’s 18 Opposition, ECF No. 66 at 1-5.) Plaintiff’s filing, however, fails to cite to specific portions of the 19 record to support his denials or otherwise explain his disagreements. Plaintiff also reproduced 20 defendants’ memorandum and points of authorities in opposition with handwritten edits and 21 denials to signal his disagreement. The handwritten denials, however, do not cite to the record. 22 (ECF No. 66 at 6-19.) Plaintiff did not submit any evidence with his opposition. 23 “[A] district court is not required to comb the record to find some reason to deny a motion 24 for summary judgment.” Carmen v. San Francisco Unified Sch. Dist., 237 F.3d 1026, 1029 (9th 25 Cir. 2001) (internal quotations omitted). Further, “[p]ro se litigants must follow the same rules of 26 procedure that govern other litigants.” King v. Atiyeh, 814 F.2d 565, 567 (9th Cir. 1987) 27 (citation omitted), overruled on other grounds, Lacey v. Maricopa County, 693 F.3d 896, 928 (9th 28 Cir. 2012) (en banc). However, it is well-established that district courts are to “construe liberally 1 motion papers and pleadings filed by pro se inmates and should avoid applying summary 2 judgment rules strictly.” Thomas v. Ponder, 611 F.3d 1144, 1150 (9th Cir. 2010). The 3 unrepresented prisoner’s choice to proceed without counsel “is less than voluntary” and they are 4 subject to the hardships “detention necessarily imposes upon a litigant,” such as “limited access to 5 legal materials” as well as “sources of proof.” Jacobsen v. Filler, 790 F.2d 1362, 1364 n.4 (9th 6 Cir. 1986) (alteration in original) (citations and internal quotation marks omitted). Inmate 7 litigants, therefore, should not be held to a standard of “strict literalness” with respect to the 8 requirements of the summary judgment rule. (Id.) (citation omitted). 9 Accordingly, the court considers the record before it in its entirety despite plaintiff’s 10 failure to be in strict compliance with the applicable rules. See Adv. Comm. Note to 2010 11 Amendments to Fed. R. Civ. P. 56(e)(4) (“[T]he court may seek to reassure itself by some 12 examination of the record before granting summary judgment against a pro se litigant.”). 13 However, the court will only consider those assertions in the opposition which have evidentiary 14 support in the record. A party’s mere claim that a matter is “disputed” does not suffice to dispute 15 a fact that is supported by competent evidence. See Coverdell v. Dep’t of Soc. & Health Servs., 16 834 F.2d 758, 762 (9th Cir. 1987) (recitations of unsworn factual allegations do not adequately 17 oppose competent evidence presented in a motion for summary judgment); Burch v. Regents of 18 Univ. of California, 433 F.Supp.2d 1110, 1119 (E.D. Cal. 2006) (“statements in declarations 19 based on speculation or improper legal conclusions, or argumentative statements, are not facts 20 and likewise will not be considered on a motion for summary judgment” (emphasis omitted)). 21 In his opposition, plaintiff generally disputes that defendants’ treatment of his aneurysm 22 was medically appropriate under the circumstances. For example, plaintiff writes that 23 defendants’ decision to wait forty days for a follow-up after his appointment on May 21, 2021, 24 was “too long for life-threatening” conditions. (ECF No. 66 at 3.) 25 //// 26 //// 27 //// 28 //// 1 III. Material Facts1 2 A. Dr. Daram’s Treatment of Plaintiff Through August 2020 3 Dr. Daram first became involved in plaintiff’s medical care on June 15, 2020. Plaintiff, 4 born 1952, was scheduled for a routine chronic care visit. But due to the Covid-19 pandemic and 5 efforts to reduce exposure to patients and staff, Daram reviewed plaintiff’s chart instead. 6 (Defendants’ Statement of Undisputed Facts (“SUF”) 1, ECF No. 47-3; Declaration of Daram 7 (“Daram Decl.”) ¶ 3 and Exh. A, ECF No. 47-4.) Dr. Daram noted plaintiff had undergone right 8 inguinal hernia surgery on October 23, 2019. Based on the available information, Dr. Daram 9 concluded that plaintiff’s medical conditions were stable, did not require immediate intervention, 10 and did not pose a risk if his examination was delayed for several weeks. (Id.) 11 Dr. Daram examined plaintiff on June 24, 2020. Plaintiff complained of right-side groin 12 pain that had been intermittently present for a month and lasted about 30 minutes at a time. (SUF 13 2; Daram Decl. ¶ 5 and Exh. B.) Dr. Daram found significant pain with palpation of the right 14 groin area and diagnosed plaintiff with right groin pain of an unclear etiology. Dr. Daram 15 concluded it was prudent to conduct a CT scan of plaintiff’s pelvis based on plaintiff’s past hernia 16 repair and acute pain with no history of trauma. (Id.) A CT scan is a common and accurate 17 technique for diagnosing acute groin and abdominal pain. (SUF 3; Daram Decl. ¶ 6.) Dr. Daram 18 did not see any medical indication to send plaintiff out to the hospital on an urgent basis since he 19 had been experiencing the pain for a month and it has not worsened.2 (SUF 4; Daram Decl. ¶ 7 20 and Exh. B.) 21 Plaintiff underwent the CT scan on August 5, 2020. The findings were “postsurgical 22 changes of the right inguinal hernia repair” without evident complication. There was also a right 23 common iliac artery aneurysm that was 2.2 cm in diameter.3 (SUF 5; Declaration of Stevenson 24 1 The following are undisputed unless otherwise noted. 25 2 Plaintiff disputes SUF 4 and cites broadly to Exhibit B of the Daram Decl. (ECF No. 66 at 2.) 26 The court finds no discrepancies between SUF 4 and Exhibit B and treats SUF 4 as undisputed. It appears plaintiff is disputing Dr. Daram’s decision not to hospitalize him, not the facts. 27 3 Plaintiff disputes the CT scan findings in defendants’ SUF 5 and cites broadly to Exhibit A of the Stevenson Declaration. (ECF No. 66 at 2.) The court has carefully reviewed Exhibit A, 28 which contains the CT scan results (see ECF No. 47-6 at 5-6) and finds SUF 5 to be supported by 1 (“Stevenson Decl.”), Exh. A, ECF No. 47-5.) The common iliac artery is about 4 cm long and 2 more than 1 cm in diameter. It begins as a branch of the aorta at the level of the 4th lumbar 3 vertebra below the arteries that supply blood to the kidneys. (SUF 6; Daram Decl. ¶ 12.) 4 B. Plaintiff’s Healthcare Grievance 5 Plaintiff submitted a healthcare grievance on August 21, 2020, complaining of pain 6 following hernia surgery. (SUF 18; Declaration of Vaughn (“Vaughn Decl.”) ¶ 4 and Exh. A, 7 ECF No. 47-7.) Dr. Vaughn, MCSP’s Chief Physician and Surgeon, prepared an institutional 8 response on October 30, 2020. In preparing the response, Dr. Vaughn reviewed plaintiff’s 9 grievance and medical records. Based on this review, Dr. Vaughn noted that plaintiff had 10 undergone a CT scan on June 24, 2020, which had indicated no new issues related to his hernia.4 11 (SUF 18; Vaughn Decl., Exh. A at 8-9.) Dr. Vaughn also informed plaintiff that pain medication, 12 including ibuprofen and naproxen, were available to him through the prison’s canteen. Lastly, 13 Dr. Vaughn noted that plaintiff was receiving ongoing primary care provider evaluations and 14 treatment for his medical concerns, as determined to be medically necessary. (Id.) Based on his 15 review of plaintiff’s grievance and the medical records, Dr. Vaughn concluded that plaintiff was 16 receiving appropriate care and there was no basis to intervene in plaintiff’s care.5 (SUF 19; 17 Vaughn Decl. ¶ 5 and Exh. A.) 18 The Health Care Correspondent and Appeals Branch prepared a headquarters level 19 response to plaintiff’s grievance dated March 3, 2021. (SUF 20; Declaration of Gates (“Gates 20 Decl.”), Exh. A, ECF No. 47-5.) The headquarters level response affirmed Dr. Vaughn’s denial 21 of plaintiff’s grievance. (Gates Decl., Exh. A.) 22 Defendant Gates holds the position of Chief of the Health Care Correspondence and 23 Appeals Branch. (SUF 21; Gates Decl. ¶ 1.) Gates’ name appears on the signature line of the 24 the evidence. As such, the court treats SUF 5 as undisputed. See Coverdell, 834 F.2d at 762. 25 4 As noted above, other record information indicates that the CT scan was recommended on June 26 24, 2020 but not done until August 5, 2020. (SUF 5; Stevenson Decl., Exh. A, ECF No. 47-5.) 5 Plaintiff disputes SUF 19 but does not cite any exhibits or other portions of the record. (ECF 27 No. 66 at 5.) It appears to the court that plaintiff is disputing Vaughn’s denial of his grievance, not the facts presented in SUF 19 itself. Therefore, as with SUFs 4 and 5, supra n.2 and n.3, 28 respectively, the court will treat SUF 19 as an undisputed fact. See Coverdell, 834 F.2d at 762. 1 headquarters level response to plaintiff’s grievance dated March 3, 2021. (SUF 22; Gates Decl. ¶ 2 4.) However, Gates has delegated to staff the authority to sign in her place and did not sign 3 plaintiff’s headquarters level response. (SUFs 22 and 23; Gates Decl. ¶¶ 4-5.) Gates was not 4 involved in reviewing and responding to plaintiff’s grievance and had no knowledge of plaintiff’s 5 grievance prior to his filing of this lawsuit. (SUF 23; Gates Decl. ¶ 5.) 6 C. Dr. Daram’s Treatment of Plaintiff Post Grievance 7 Plaintiff was scheduled to be seen by a doctor on January 12, 2021, for a routine chronic 8 care examination. However, the prison was on lockdown due to extensive COVID-19 infections. 9 Instead, a Dr. Aung reviewed plaintiff’s chart, including the results of the CT scan. Dr. Aung 10 diagnosed plaintiff with a right inguinal hernia that had been surgically repaired. A routine 11 follow-up was ordered for 180 days later. (SUF 7; Stevenson Decl., Exh. A.) 12 Dr. Daram next examined plaintiff on May 19, 2021. Plaintiff complained of a “poking 13 pain” in his right groin every time he had a bowel movement. (SUF 8; Daram Decl. ¶ 9 and Exh. 14 C.) Groin pain during bowel movements is a common condition after hernia surgery because the 15 scar tissue is stretched.6 (Id.) During the physical examination, Dr. Daram found that there was 16 slight tenderness to palpation in the right lower inguinal area. Dr. Daram diagnosed plaintiff with 17 right inguinal pain and right groin pain. Dr. Daram believed that this was most likely due to a 18 possible recurrence of the hernia. (SUF 9; Daram Decl. ¶ 9 and Exh. C.) Dr. Daram diagnosed 19 an aortic aneurysm that was 2.2 cm in diameter based on the previous CT scan and ordered 20 another CT scan to evaluate these conditions. She also ordered a follow-up examination to take 21 place in 40 days.7 (SUF 10; Daram Decl. ¶ 13 and Exh. C.) 22
23 6 Plaintiff disputes SUF 8 and cites Exhibit C of the Daram Decl. (ECF No. 66 at 2-3.) It is not clear which part of SUF 8 plaintiff disputes. To the extent he disputes SUF 8’s characterization 24 of his pain, his dispute is inconsistent with his express agreement with SUF 9 (“Undisputed True,” ECF No. 66 at 3), which describes his pain in a similar way and cites to Exhibit C. 25 7 Plaintiff disputes SUF 10, writing “40 days is too long for life threatening [conditions].” (ECF 26 No. 66 at 3.) The court interprets this as an argument, not a factual denial, and treats SUF 10 as undisputed. See Burnell v. Gonzalez, No. 1:10-cv-00049-LJO-BAM, 2012 WL 3276967, at *2 27 (E.D. Cal. Aug. 9, 2012) (“Arguments or contentions set forth in an unverified responding brief … do not constitute evidence.” (citing Coverdell, 834 F.2d at 762)), report and recommendation 28 adopted, No. 1:10-CV-00049-LJO-BAM, 2012 WL 4468738 (E.D. Cal. Sept. 27, 2012). 1 An aortic aneurysm is an enlargement of the aorta to greater than 1.5 times normal size. 2 (SUF 11; Daram Decl. ¶ 14.) They are common, especially in men over 65, and usually cause no 3 symptoms except when dissected, meaning there is bleeding between the layers of the aorta. An 4 aortic aneurysm does not cause groin pain. If an aortic aneurysm causes pain, it is typically in the 5 patient’s back. (SUF 12; Daram Decl. ¶ 15.) 6 Medical imaging is necessary to confirm the aortic aneurysm diagnosis and to determine 7 the extent of the aneurysm. (SUF 11; Daram Decl. ¶ 14.) The determination of surgical 8 intervention is determined on a per-case basis. The diameter of the aneurysm and its rate of 9 growth are important factors in determining overall treatment. (Id.) A large and rapidly 10 expanding aortic aneurysm should be repaired, as it has a greater chance of rupture. Surgical 11 repairs are often suggested for an aneurysm with a diameter greater than 5 or 5.5 cm. Smaller and 12 slower growing aortic aneurysms may be followed by routine diagnostic testing, such as by CT 13 scans. (Id.) 14 Plaintiff was scheduled to have a follow-up with Dr. Daram on June 29, 2021. However, 15 Dr. Daram found no medical indication for a face-to-face visit, which was still being limited due 16 to the pandemic. (SUF 13; Daram Decl. ¶ 17 and Exh. D.) Dr. Daram then examined plaintiff on 17 July 22, 2021, to review the results of the CT scan conducted on June 23, 2021. (SUF 14; Daram 18 Decl. ¶ 17 and Exh. E.) Based on the CT results, Dr. Daram diagnosed plaintiff with a hernia of 19 the abdominal wall that was stable. (Id.) She also diagnosed an infrarenal abdominal aneurysm 20 measuring 3.6 cm that had not appeared on the August 2020 CT scan. She determined the 21 appropriate course was to monitor it.8 (Id.) Dr. Daram also diagnosed the iliac artery aneurysm, 22 which was 2.2 cm on the CT scan in August 2020, but was not discussed on the latest CT scan. 23 Dr. Daram determined it would also be appropriate to monitor this aneurysm. (Id.) Finally, Dr. 24 Daram diagnosed plaintiff with right groin pain but noted the CT scan did not show any abnormal 25 findings in the right groin. She determined the pain was most likely from scar tissue from the 26 8 Plaintiff disputes SUF 14 and cites Exhibit E to Daram’s Declaration. (ECF No. 66 at 3-4 27 (“Plaintiff dispute and is a serious issue.”).) The court has reviewed Exhibit E, which contains Dr. Daram’s notes from the July 2021 examination, and finds no inconsistencies with SUF 14. 28 Therefore, the court treats SUF 14 as an undisputed fact. See Coverdell, 834 F.2d at 762. 1 previously repaired hernia and advised plaintiff to monitor the pain and, if it got worse, to submit 2 a sick-call slip. (Id.) 3 Dr. Daram next examined plaintiff on September 8, 2021. The primary purpose of this 4 examination was to discuss his kidneys. During the examination, plaintiff denied suffering any 5 abdominal pain. (SUF 15; Daram Decl. ¶ 21 and Exh. F.) Dr. Daram was not again involved in 6 plaintiff’s medical care. (SUF 16; Daram Decl. ¶ 21.) 7 LEGAL STANDARDS 8 I. Summary Judgment Standards Under Rule 56 9 Summary judgment is appropriate when it is demonstrated that there “is no genuine 10 dispute as to any material fact and the movant is entitled to judgment as a matter of law.” Fed. R. 11 Civ. P. 56(a). A party asserting that a fact cannot be disputed must support the assertion by 12 “citing to particular parts of materials in the record[.]” Fed. R. Civ. P. 56(c)(1)(A). Summary 13 judgment should be entered, after adequate time for discovery and upon motion, against a party 14 who fails to make a showing sufficient to establish the existence of an element essential to that 15 party’s case, and on which that party will bear the burden of proof at trial. See Celotex Corp. v. 16 Catrett, 477 U.S. 317, 322 (1986). “[A] complete failure of proof concerning an essential element 17 of the nonmoving party’s case necessarily renders all other facts immaterial.” Id. 18 If the moving party meets its initial responsibility, the burden then shifts to the opposing 19 party to establish that a genuine issue as to any material fact actually does exist. See Matsushita 20 Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 586 (1986). In attempting to establish the 21 existence of this factual dispute, the opposing party typically may not rely upon the allegations or 22 denials of its pleadings but is required to tender evidence of specific facts in the form of 23 affidavits, and/or admissible discovery material, in support of its contention that the dispute 24 exists. See Fed. R. Civ. P. 56(c)(1); Matsushita, 475 U.S. at 586 n.11. However, a complaint that 25 is submitted in substantial compliance with the form prescribed in 28 U.S.C. § 1746 is a “verified 26 complaint” and may serve as an opposing affidavit under Rule 56 as long as its allegations arise 27 from personal knowledge and contain specific facts admissible into evidence. See Jones v. 28 Blanas, 393 F.3d 918, 923 (9th Cir. 2004); Schroeder v. McDonald, 55 F.3d 454, 460 (9th Cir. 1 1995) (accepting the verified complaint as an opposing affidavit because the plaintiff 2 “demonstrated his personal knowledge by citing two specific instances where correctional staff 3 members . . . made statements from which a jury could reasonably infer a retaliatory motive”); 4 McElyea v. Babbitt, 833 F.2d 196, 197-98 (9th Cir. 1987); see also El Bey v. Roop, 530 F.3d 5 407, 414 (6th Cir. 2008) (Court reversed the district court’s grant of summary judgment because 6 it “fail[ed] to account for the fact that El Bey signed his complaint under penalty of perjury 7 pursuant to 28 U.S.C. § 1746. His verified complaint therefore carries the same weight as would 8 an affidavit for the purposes of summary judgment.”). 9 The opposing party must demonstrate that the fact in contention is material, i.e., a fact that 10 might affect the outcome of the suit under the governing law, and that the dispute is genuine, i.e., 11 the evidence is such that a reasonable jury could return a verdict for the nonmoving party. See 12 Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). In the endeavor to establish the 13 existence of a factual dispute, the opposing party need not establish a material issue of fact 14 conclusively in its favor. It is sufficient that “the claimed factual dispute be shown to require a 15 jury or judge to resolve the parties’ differing versions of the truth at trial.” T.W. Elec. Serv., 809 16 F.2d 626, 631 (9th Cir. 1987). Thus, the “purpose of summary judgment is to ‘pierce the 17 pleadings and to assess the proof in order to see whether there is a genuine need for trial.’” 18 Matsushita, 475 U.S. at 587 (quoting Adv. Comm. Note to 1963 Amendments to Fed. R. Civ. P. 19 56(e)). 20 In resolving the summary judgment motion, the evidence of the opposing party is to be 21 believed. See Anderson, 477 U.S. at 255. All reasonable inferences that may be drawn from the 22 facts placed before the court must be drawn in favor of the opposing party. See Matsushita, 475 23 U.S. at 587. Nevertheless, inferences are not drawn out of thin air, and it is the opposing party’s 24 obligation to produce a factual predicate from which the inference may be drawn. See Richards 25 v. Nielsen Freight Lines, 602 F. Supp. 1224, 1244-45 (E.D. Cal. 1985), aff'd, 810 F.2d 898, 902 26 (9th Cir. 1987). Finally, to demonstrate a genuine issue, the opposing party “must do more than 27 simply show that there is some metaphysical doubt as to the material facts.... Where the record 28 taken as a whole could not lead a rational trier of fact to find for the nonmoving party, there is no 1 ‘genuine issue for trial.’” Matsushita, 475 U.S. at 587 (citation omitted). 2 II. Eighth Amendment Medical Indifference 3 Denial or delay of medical care for a prisoner’s serious medical needs may constitute a 4 violation of the prisoner’s Eighth and Fourteenth Amendment rights. Estelle v. Gamble, 429 U.S. 5 97, 104-05 (1976). An individual is liable for such a violation only when the individual is 6 deliberately indifferent to a prisoner’s serious medical needs. Id.; see Jett v. Penner, 439 F.3d 7 1091, 1096 (9th Cir. 2006); Hallett v. Morgan, 296 F.3d 732, 744 (9th Cir. 2002); Lopez v. 8 Smith, 203 F.3d 1122, 1131-32 (9th Cir. 2000). 9 In the Ninth Circuit, the test for deliberate indifference consists of two parts. Jett, 439 10 F.3d at 1096, citing McGuckin v. Smith, 974 F.2d 1050 (9th Cir. 1991), overruled on other 11 grounds by WMX Techs., Inc. v. Miller, 104 F.3d 1133 (9th Cir. 1997) (en banc). First, the 12 plaintiff must show a “serious medical need” by demonstrating that “failure to treat a prisoner’s 13 condition could result in further significant injury or the ‘unnecessary and wanton infliction of 14 pain.’” Id., citing Estelle, 429 U.S. at 104. “Examples of serious medical needs include ‘[t]he 15 existence of an injury that a reasonable doctor or patient would find important and worthy of 16 comment or treatment; the presence of a medical condition that significantly affects an 17 individual’s daily activities; or the existence of chronic and substantial pain.’” Lopez, 203 F. 3d 18 at 1131-1132, citing McGuckin, 974 F.2d at 1059-60. 19 Second, the plaintiff must show the defendant’s response to the need was deliberately 20 indifferent. Jett, 439 F.3d at 1096. This second prong is satisfied by showing (a) a purposeful act 21 or failure to respond to a prisoner’s pain or possible medical need and (b) harm caused by the 22 indifference. Id. Under this standard, the prison official must not only “be aware of facts from 23 which the inference could be drawn that a substantial risk of serious harm exists,” but that person 24 “must also draw the inference.” Farmer v. Brennan, 511 U.S. 825, 837 (1994). This “subjective 25 approach” focuses only “on what a defendant’s mental attitude actually was.” Id. at 839. A 26 showing of merely negligent medical care is not enough to establish a constitutional violation. 27 Frost v. Agnos, 152 F.3d 1124, 1130 (9th Cir. 1998), citing Estelle, 429 U.S. at 105-106. 28 1 “[T]o show deliberate indifference, the plaintiff must show that the course of treatment the 2 doctors chose was medically unacceptable under the circumstances and that the defendants chose 3 this course in conscious disregard of an excessive risk to the plaintiff’s health.” Hamby v. 4 Hammond, 821 F.3d 1085, 1092 (9th Cir. 2016) (citation and internal quotation marks omitted). 5 A difference of opinion about the proper course of treatment is not deliberate indifference, nor 6 does a dispute between a prisoner and prison officials over the necessity for or extent of medical 7 treatment amount to a constitutional violation. See, e.g., Toguchi v. Chung, 391 F.3d 1051, 1058 8 (9th Cir. 2004); Sanchez v. Vild, 891 F.2d 240, 242 (9th Cir. 1989). Moreover, as for any § 1983 9 claim, there must be an actual causal link between the actions of the named defendants and the 10 alleged constitutional deprivation. See Monell v. Dep’t of Soc. Services, 436 U.S. 658, 691–92 11 (1978); May v. Enomoto, 633 F.2d 164, 167 (9th Cir. 1980). 12 DISCUSSION 13 I. Eighth Amendment Medical Indifference 14 Defendants do not dispute that they were acting under color of state law. Nor do 15 defendants dispute that plaintiff had a serious medical need. (ECF No. 47-1 at 9.) The court’s 16 analysis then turns solely on the deliberate indifference prong of the Eighth Amendment analysis. 17 The court will address each defendant in turn. 18 A. Defendant Daram 19 Dr. Daram argues that she “acted appropriately in following a conservative course of 20 treatment for [plaintiff’s] condition and monitoring its progress.” (ECF No. 47-1 at 12.) She 21 points to her CT scan order following her first examination on June 24, 2020, and follow-up 22 examinations of plaintiff on May 19, 2021, July 22, 2021, and September 8, 2021, as evidence 23 she was “highly responsive to his needs.” (Id. at 9-10.) Dr. Daram contends there is no basis for 24 concluding that her course of treatment was medically unacceptable or chosen in conscious 25 disregard of any excessive risk to plaintiff’s health. (Id. at 10.) 26 The court first addresses whether Dr. Daram has met her initial burden of demonstrating 27 the absence of a genuine issue of material dispute regarding her deliberate indifference. In 28 carrying out this task, the court found the record to be underdeveloped. Dr. Daram submits only 1 progress notes and no diagnostical reports, medical slips, or other potentially material records, as 2 well as no expert testimony. Dr. Daram’s explanation for her “wait and see” approach to 3 plaintiff’s groin pain, iliac artery aneurysm, and infrarenal artery aneurysm is lacking, especially 4 compared to her more detailed analysis of plaintiff’s aortic aneurysm. (Compare Daram Decl. ¶ 5 19, with Daram Decl. ¶¶ 13-15.) 6 After careful review of the limited record, the court finds the timeline of Dr. Daram’s care 7 particularly relevant to the summary judgment analysis. Nearly a year passed between Dr. 8 Daram’s first examination of plaintiff on June 24, 2020, and her second on May 21, 2021.9 At the 9 May 2021 visit, Dr. Daram made an aortic aneurysm diagnosis based on the CT scan conducted 10 on August 5, 2020, over nine months prior, and determined his groin pain was “most likely a 11 reoccurrence of his right inguinal hernia.” (SUF 9; Daram Decl., Exh. C, ECF No. 47-4 at 19.) It 12 is unclear from the record what, if any, monitoring of plaintiff Dr. Daram did during this nearly 13 one-year gap. 14 A prisoner’s disagreement with a prison doctor’s conservative, “wait and see” approach to 15 his care does not itself amount to a constitutional violation. See Toguchi, 391 F.3d at 1058. “But 16 it has been established that denying, delaying, or intentionally interfering with medical treatment 17 can violate the constitution. At some point ‘wait and see’ becomes deny and delay.” Stewart v. 18 Aranas, 32 F.4th 1192, 1195 (9th Cir. 2022) (internal citations and quotations omitted). For 19 example, in Jett, 439 F.3d at 1097-98, the Ninth Circuit denied a prison doctor’s motion for 20 summary judgment where it determined a jury could infer deliberate indifference from his over 21 two-month delay in treating a prisoner’s fractured thumb. The Court held that as the nonmoving 22 party, the prisoner was entitled to an inference that his doctor was made aware of the serious 23 medical need through prisoner’s grievance, letter, and “continued submission of medical slips to 24 obtain [defendant’s] care.” (Id.) 25 But here, unlike in Jett, the court does not infer Dr. Daram’s conscious disregard from the 26 delay. For one, the record shows that plaintiff did not submit the standard “Health Care Services 27
28 9 Plaintiff filed this action on April 23, 2021. (ECF No. 1.) 1 Request,” also known as a CDCR Form 7362, to put Dr. Daram on notice that her conservative 2 approach was not working. Progress notes show that Dr. Daram reviewed one of plaintiff’s 7362s 3 on June 15, 2020, before their first visit. (Daram Decl., Exh. A, ECF No 47-4 at 8.) Then at that 4 first visit on June 24, 2020, Dr. Daram instructed plaintiff to submit another 7362 or go “man 5 down” if his groin symptoms worsened. (Daram Decl., Exh. B, ECF No. 47-4 at 14.) Despite Dr. 6 Daram’s instructions, the record shows plaintiff did not submit another 7362 before filing his 7 grievance. In his grievance response dated October 30, 2020, Dr. Vaughn determined – and 8 plaintiff does not dispute – that “there is no recent documentation that you have attempted to 9 access health care services utilizing the approved processes for concerns related to unresolved 10 pain [i.e., 7362s].” (Vaughn Decl., Exh. A, ECF No. 47-7 at 8.) The court found other record 11 evidence of Dr. Daram’s monitoring of plaintiff’s care during this period that defendants did not 12 raise in their motion, including plaintiff’s progress note dated June 15, 2020, showing Dr. Daram 13 ordered biannual ultrasounds (Daram Decl., Exh. B, ECF No. 47-4 at 15) and that plaintiff 14 underwent an ultrasound (Stevenson Decl., Exh. A, ECF No. 47-6 at 5) and a blood work-up 15 (Daram Decl., Exh. C, ECF No. 47-4 at 18) in November 2020. 16 Nor can the court infer from the record that Dr. Daram’s delay was medically 17 unacceptable. Directing patients to complete 7362s “complie[s] with proper procedure” and is 18 “helpful to assist in making the proper determination as to how Plaintiff’s complaint should be 19 triaged, as compared to other inmates seeking medical attention.” Jackson v. Dye, No. 1:14-cv- 20 00222-LJO-SAB (PC), 2016 WL 3447941, at *10 (E.D. Cal. June 23, 2016), subsequently aff'd, 21 695 F. App’x 258 (9th Cir. 2017). Further, while plaintiff did submit a grievance in August 2020, 22 he did so just weeks after the CT scan ordered by Dr. Daram – a scan that plaintiff does not 23 dispute is a common and accurate technique for diagnosing acute abdominal pain. (SUF 3; see 24 also Plaintiff’s Opp., ECF No. 66 at 2.) The record also shows that Dr. Vaughn and Dr. Aung 25 reviewed plaintiff’s medical records on October 30, 2020, and January 12, 2021, respectively, and 26 agreed with Dr. Daram’s conservative approach. (See Vaughn Decl. ¶ 4, ECF No. 47-7 at 2 27 (concluding CT scan showed “no new issues related to [plaintiff’s] hernia”); Stevenson Decl., 28 Exh. A, ECF No. 47-6 at 4-5 (ordering follow-up appointment in 180 days).) Lastly, even with 1 the nearly nine-month delay in diagnosing plaintiff’s aortic aneurysm, Dr. Daram has put forth 2 sufficient evidence to show that this condition was not the source of plaintiff’s groin pain and that 3 her “monitoring” approach was medically sound. (See Daram Decl. ¶¶ 13-15.) 4 In sum, while perhaps raising questions regarding the objective standard of care, Dr. 5 Daram’s nearly one-year long gap in treating plaintiff’s undisputed serious medical need is, by 6 itself, insufficient to establish a violation of the Eighth Amendment. Because the record supports 7 that Dr. Daram’s conservative approach was not medically unacceptable or in conscious disregard 8 for a risk to plaintiff’s health, she has met her burden of showing the absence of a genuine issue 9 of material dispute regarding deliberate indifference. 10 The burden then shifts to plaintiff to demonstrate that a genuine issue of material fact 11 exists as to Daram’s deliberate indifference. Matsushita, 475 U.S. at 586-87. As discussed in 12 Section III, supra, the factual denials in plaintiff’s opposition concerning Dr. Daram (SUFs 4-5, 13 8, 10 and 14) either lack evidentiary support or are arguments that do not constitute evidence at 14 all. Therefore, plaintiff failed to raise any genuine issues of material fact through his opposition. 15 Because of plaintiff’s pro se status, the court then looks to the record in its entirety to identify 16 triable issues of fact concerning Dr. Daram’s deliberate indifference. 17 First, in his complaint plaintiff cites medical literature that purportedly states, “the 18 presence of pain in abdominal aneurysm usually precedes rupture” and abdominal pain in such 19 cases requires “urgent referral for treatment” due to the potential for a rupture to be lethal. (ECF 20 No. 1 at 3). He adds in his request for relief that an “abdominal aneurysm, when presented with 21 pain, indicates eminent rupture and death according to the above medical textbook.” (Id. at 6.) 22 Because it is verified (see id. at 6), the court accepts the complaint as an opposing affidavit for 23 purposes of this motion. See Jones, 393 F.3d at 923. Plaintiff, however, failed to submit the 24 study as required by Federal Rule of Civil Procedure 56(c)(1)(A). Moreover, because plaintiff is 25 not a medical expert, his unsupported medical opinions are not sufficient evidence to defeat 26 summary judgment. See Ricks v. Levine, No. 1-15-cv-01150-AWI-BAM-PC, 2018 WL 27 1243433, at *12 (E.D. Cal. Mar. 9, 2018) (holding plaintiff’s unsupported medical opinion cannot 28 show deliberate indifference under the Eighth Amendment.) 1 The court also looked closely at two batches of medical records plaintiff filed much earlier 2 in this action: (1) a packet of various radiology (e.g., X-ray, MRI, CT, and ultrasound) reports 3 from California Correctional Health Care Services, ECF No. 23; and (2) a packet of 4 miscellaneous medical records, including his August 2020 and June 2021 CT scan results and 5 October 2019 surgical reports, ECF No. 44. These records, however, do not create genuine issues 6 of material fact as to Dr. Daram’s deliberate indifference and in fact support the inference that Dr. 7 Daram was actively monitoring his care. For example, the June 2021 results for the CT scan 8 ordered by Dr. Daram and discussed in paragraph 19 of her declaration show that she was 9 actively treating a kidney issue in addition to the abdominal conditions at issue in this action. 10 (ECF No. 23 at 9.) 11 In sum, plaintiff has failed to show a genuine issue of material fact as to Dr. Daram’s 12 deliberate indifference. Accordingly, Dr. Daram is entitled to summary judgment. 13 B. Defendant Vaughn 14 Defendant Dr. Vaughn provided the institutional response to plaintiff’s grievance. He 15 argues that he reviewed plaintiff’s care and found it to be appropriate. (ECF No. 47-1 at 10.) He 16 based his conclusion on the CT scan results dated August 5, 2020, which showed no new issues 17 related to plaintiff’s hernia, and the fact plaintiff was receiving ongoing primary care provider 18 evaluations and treatment for his medical concerns and there was no basis to intervene. (Vaughn 19 Decl. ¶¶ 4-5, ECF No. 47-7 at 2.) 20 As with Dr. Daram’s declaration, the court finds Dr. Vaughn’s conclusory explanation for 21 his findings regarding plaintiff’s appropriate care less than helpful. “In deciding whether there 22 has been deliberate indifference to an inmate’s serious medical needs, we need not defer to the 23 judgment of prison doctors or administrators.” Hun. Colwell v. Bannister, 763 F.3d 1060, 1066 24 (9th Cir. 2014). However, Dr. Vaughn meets his burden for the same reason as Dr. Daram – the 25 evidence shows Dr. Vaughn did not act with conscious disregard for a risk to plaintiff’s health or 26 chose a medically unacceptable course of action. 27 As a prison administrator, Dr. Vaughn is liable for deliberate indifference when he 28 knowingly fails to respond to an inmate’s requests for help. See Estelle, 429 U.S. at 104. This 1 theory of liability is viable when the administrator is reviewing a present need for medical care 2 and, in ignoring the need, acts in deliberate indifference to that need. Galik v. Nangalama, No. 3 CIV. 2:09-0152-WBS-KJN, 2012 WL 469850, at *1 (E.D. Cal. Feb. 7, 2012). 4 Here, the evidence shows that plaintiff did not ask Dr. Vaughn for help or otherwise put 5 him on notice of his medical needs before filing his grievance. There is no evidence that Dr. 6 Vaughn was involved in plaintiff’s care at all; Dr. Vaughn testified that his duties are 7 administrative and “rarely provide[s] patient care.” (Vaughn Decl. ¶ 1, ECF No. 47-7 at 1.) In 8 investigating the grievance, Dr. Vaughn determined that plaintiff had not filed any 7362s despite 9 Dr. Daram’s instructions to do so if he continued to have pain. (Id. at 8.) The evidence also 10 shows that Dr. Vaughn chose a medically acceptable course of action in denying the grievance. 11 The court, based on its own review of the CT scan results relied on by Dr. Vaughn (Stevenson 12 Decl., Exh. A, ECF No. 47-6 at 5-7), finds support for Dr. Vaughn’s determination that the CT 13 scan showed no changes since plaintiff’s surgery. (Vaughn Decl. ¶ 4.) Finally, in his grievance 14 response, Dr. Vaughn, like Dr. Daram, encourages plaintiff to use 7362s going forward for any 15 “additional health care needs[.]” (Id. at 9.) 16 Thus, the court finds Dr. Vaughn has met his initial burden. The burden then shifts to 17 plaintiff to rise a genuine issue of material fact. In his opposition, plaintiff disputes SUF 19 18 regarding Dr. Vaughn’s conclusion that plaintiff was receiving appropriate care. (ECF No. 66 at 19 5.) As addressed above, supra n.4, this amounts to a disagreement with Dr. Vaughn’s medical 20 decision, not a factual dispute. Because plaintiff does not dispute any other facts as to Dr. 21 Vaughn in his opposition (see ECF No. 66 at 4-5) and the court identified no such genuine 22 disputes in the record, the court recommends that summary judgment be entered in Dr. Vaughn’s 23 favor. 24 C. Defendants Gates 25 Plaintiff filed a headquarters level appeal on November 12, 2020. (Gates Decl., Exh. A, 26 ECF No. 47-5 at 6.) Defendant Gates argues she was not involved in the headquarters level 27 response dated March 3, 2021, and had no knowledge of plaintiff’s grievance until this lawsuit. 28 (ECF No. 47-1 at 11; Gates Decl. ¶ 5.) 1 Plaintiff does not dispute any of the facts pertaining to defendant Gates. (See ECF No. 66 2 at 5.) Therefore, there is no genuine dispute as to Gates’ lack of knowledge of plaintiff’s 3 grievance prior to the filing of this lawsuit. Absent a showing of Gates’ subjective knowledge of 4 plaintiff’s serious medical need, plaintiff cannot satisfy the Eighth Amendment deliberate 5 indifference standard. See Farmer, 511 U.S. at 837 (“[A] prison official cannot be found liable 6 under the Eighth Amendment…unless the official knows of and disregards an excessive risk to 7 inmate health or safety.”). Accordingly, the court recommends that summary judgment be 8 entered in Gates’ favor. 9 II. Qualified Immunity 10 Because plaintiff has failed to identify evidence that creates a triable issue of fact as to any 11 defendants’ deliberate indifference, the court declines to separately analyze the qualified 12 immunity defense. 13 CONCLUSION 14 For the foregoing reasons, IT IS HEREBY ORDERED that: 15 1. The Clerk of the Court shall randomly assign this matter to a district court judge; and 16 2. The Clerk of the Court shall correct the docket to reflect the correct spelling of 17 plaintiff’s last name, “Bowcutt.” (See ECF No. 38.) 18 Further, IT IS RECOMMENDED that Defendants’ motion for summary judgment (ECF 19 No. 47) be granted. 20 These findings and recommendations are submitted to the United States District Judge 21 assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(l). Within twenty-one days 22 after being served with these findings and recommendations, any party may file written 23 objections with the court and serve a copy on all parties. Such a document should be captioned 24 “Objections to Magistrate Judge’s Findings and Recommendations.” Any response to the 25 objections shall be filed and served within fourteen days after service of the objections. The 26 //// 27 //// 28 //// 1 || parties are advised that failure to file objections within the specified time may waive the right to 2 || appeal the District Court’s order. Martinez v. Yist, 951 F.2d 1153 (9th Cir. 1991). 3 || DATED: February 18, 2025 4 ; .
6 SEAN C. RIORDAN 4 UNITED STATES MAGISTRATE JUDGE 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 19