1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 EASTERN DISTRICT OF CALIFORNIA 10 11 TONY ASBERRY, Case No.: 1:16-cv-01741-JLT-HBK (PC) 12 Plaintiff, FINAL PRETRIAL ORDER 13 v. Deadlines:
14 C. RELEVANTE, LOZOVOY, FERRIS, Proposed Jury Instructions: 10/17/2022 GODFREY, Objections to Proposed Jury Instructions: 15 11/14/2022 Defendants. 16 Motions in Limine Filing: 10/17/2022 Oppositions to Motions in Limine: 11/14/2022 17 Trial Submissions: 11/21/2022 18 Jury trial: 12/5/2022 at 8:30 a.m., 3-4 days 19 20 On March 25, 2022, the Court conducted a final pretrial conference in this action. Plaintiff 21 Tony Asberry appeared pro se via Zoom; Deputy Attorney General Matthew R. Wilson appeared 22 via Zoom as counsel for Defendants Lozovoy and Relevante; and Derick E. Konz appeared via 23 Zoom as counsel for Defendants Ferris and Godfrey. Having considered the parties’ pretrial 24 statements and Plaintiff’s objections to the tentative pretrial order, the Court issues this final 25 pretrial order. The Court addresses Plaintiff’s objections herein where relevant. 26 Plaintiff is a state prisoner proceeding pro se and in forma pauperis in this civil rights 27 action brought pursuant to 42 U.S.C. § 1983 against Defendants Lozovoy, Relevante, Ferris, and 28 Godfrey. Plaintiff claims that while he was incarcerated as a state prisoner, Defendants violated 1 his Eighth Amendment rights. Plaintiff also alleges that Defendants Ferris and Godfrey violated 2 his First Amendment rights. 3 A. JURISDICTION/VENUE 4 This Court has subject matter jurisdiction pursuant to 28 U.S.C. §§ 1331 and 1343. In 5 addition, the events that gave rise to this action occurred in Delano, California. Accordingly, 6 venue is proper in the United States District Court for the Eastern District of California. See 28 7 U.S.C. § 1391. 8 B. JURY TRIAL 9 All parties demanded a trial by jury in this matter. (Docs. 1, 36, 49.) The jury will consist 10 of eight jurors. 11 C. UNDISPUTED FACTS1 12 1. Plaintiff Tony Asberry (P-63853) is a California state prisoner. 13 2. At the time of the events, Defendants Lozovoy, Relevante, Ferris, and Godfrey 14 were employed by the California Department of Corrections and Rehabilitation 15 (“CDCR”). 16 3. The events occurred at Kern Valley State Prison in Delano, California. 17 4. Plaintiff underwent an electromyogram (EMG) on August 25, 2015. 18 5. On April 15, 2015, Plaintiff was placed in CDCR’s Disability Placement Program. 19 6. On October 22, 2015, Defendant Lozovoy, a nurse practitioner, removed Plaintiff 20 from the Disability Placement Program resulting in Plaintiff no longer having 21 access to a wheelchair. 22 7. On June 8, 2016, Plaintiff saw Defendant Relevante, a physician assistant, who 23 determined Plaintiff did not need a wheelchair. 24
25 1 Plaintiff objects to the omission of certain facts Plaintiff claims to be undisputed. (Doc. 247 at 6.) Plaintiff requests the Court to add various “undisputed facts” in connection with Defendants Lozovoy’s and Relevante’s motion for summary judgment. Merely because a party does not dispute a fact for purposes of a motion for summary judgment, 26 does not preclude them from disputing the fact at trial. Undisputed facts are those which both sides agree are not in dispute at trial. To the extent a party doesn't dispute a contention of the other party, it can be included as an 27 undisputed fact. However, one party cannot force another to say a fact is undisputed. In other words, Plaintiff cannot add facts that he claims Defendants don’t dispute, and the same applies to Defendants. Accordingly, Plaintiff’s 28 objection is OVERRULED. 1 8. On July 6, 2016, Defendants Ferris and Godfrey arrived at Plaintiff’s cell to 2 transport him from Kern Valley State Prison to High Desert State Prison. 3 9. Plaintiff was in a wheelchair when Defendants Ferris and Godfrey arrived at his 4 cell. 5 10. Defendants Ferris and Godfrey took Plaintiff, who was still in his wheelchair, to 6 the transportation vehicle and instructed Plaintiff to get into the vehicle. 7 11. Defendants Ferris and Godfrey placed Plaintiff in the transportation vehicle. 8 12. Plaintiff was not in a seat during a portion of the ride in the transportation vehicle 9 and was instead on the floor of the transportation vehicle, shackled. 10 13. Defendants Ferris and Godfrey did not return to Plaintiff his wheelchair. 11 D. DISPUTED FACTS 12 Plaintiff 13 1. Whether Defendant Lozovoy fabricated his reasons for his October 22, 2015 actions 14 against Plaintiff. 15 2. Whether Defendant Lozovoy’s October 22, 2015 actions were set up for violence 16 against Plaintiff. 17 3. Whether there was a need for multiple CDCR officers to have been involved in what 18 was a medical matter. 19 4. Whether the events on October 22, 2015 were already planned out against Plaintiff, 20 including but not limited to the lie for interfering with Plaintiff’s prescribed treatment 21 and the use of multiple officers. 22 Defendants Lozovoy and Relevante 23 1. Whether Relevante and Lozovoy were deliberately indifferent to a serious medical 24 need of Asberry’s when they determined a wheelchair was not medically warranted. 25 2. The scope and extent of any alleged injuries suffered by Plaintiff. 26 3. Whether Plaintiff suffered any compensable damages. 27 Defendants Ferris and Godfrey 28 1. Whether Ofc. Godfrey told Plaintiff before departing KVSP, “since you like to file 1 complaints on staff, find a way to get off the floor on your own.” 2 2. Whether Sgt. Ferris told Asberry, “you are in for a bumpy ride.” 3 3. Whether Sgt. Ferris purposely drove the transportation van in a dangerous and unsafe 4 manner from KVSP to the gas station (during the initial one-hour portion of the trip) in 5 an attempt to inflict punishment on Asberry. Asberry contends that Sgt. Asberry drove 6 aggressively over rough roads, potholes, gravel, and railroad tracks, abruptly starting 7 and stopping. Asberry contends that the ride forced his body up and down on the floor, 8 causing back, neck and shoulder pain. Defendants contend that Sgt. Ferris drove in a 9 safe and normal manner, that the ride was not abnormally rough, and that Sgt. Ferris 10 did not alter his driving in an attempt to punish or inflict pain upon Asberry. Another 11 inmate in the van testified that there was nothing abnormal about the ride. 12 4. Whether Sgt. Ferris ignored repeated pleas from Asberry to stop the van and place him 13 in one of the seats. 14 5. The nature and extent of Plaintiff’s claimed injuries. 15 E. DISPUTED LEGAL ISSUES 16 None listed. 17 F. DISPUTED EVIDENTIARY ISSUES/MOTIONS IN LIMINE 18 1. Evidentiary Issues 19 Plaintiff 20 a. During Plaintiff’s deposition hearing, counsel of record coined the phrase “casual 21 agreement” in reference to how Plaintiff obtained his wheelchair accommodations. 22 b. That the CDCR California Correctional Health Care Services (“CCHCS”) has a policy 23 and procedure in place concerning how Disability Medical Equipment (“DME”) is 24 issued to prisoners as well as records and maintenance of those records. 25 c. That Plaintiff has no control over the issuing or rescinding of DME’s, including how 26 DME records are maintained. 27 d. That during the intervening period of October 22, 2015 through July 6, 2016, KVSP 28 prison officials continued to operate outside the DME policy and procedures set forth 1 in CCHCS DME operational regulations, including but not limited to issuing Plaintiff 2 the documents upon reissuing Plaintiff DME’s. Nevertheless, an officer would on 3 occasion bring a wheelchair to Plaintiff and on April 28, 2016, an officer brought 4 Plaintiff a wheelchair. On June 8, 2016, Defendant Relevante took that same 5 wheelchair. Then on June 28, 2016, Plaintiff was taken to KVSP main medical facility 6 and again given a wheelchair. On July 6, 2016, Defendants Ferris and Godfrey took 7 Plaintiff’s wheelchair. The point here is that Plaintiff had no control over how KVSP 8 official’s decisions on how they operate, nor did Plaintiff have the power to take a 9 DME. However, counsel of record would imply that an officer allowed Plaintiff to use 10 his wheelchair “over the objections of medical staff.” Additionally, the “casual 11 agreement” that Plaintiff and the office had somehow turned into Plaintiff keeping the 12 wheelchair, so essentially Plaintiff took the wheelchair. This is what counsel of record 13 intends to present to the jury. 14 Defendants Lozovoy and Relevante 15 a. Limits on Plaintiff’s ability to testify concerning alleged medical conditions. 16 Defendants reserve the right to assert objections to evidence at trial. 17 Defendants Ferris and Godfrey 18 a. In Plaintiff’s Pretrial Statement (ECF No. 230 at pp. 17-18), he says that he intends to 19 admit broad categories of exhibits at trial (e.g., the exhibits that he used in support of 20 his motion for summary judgment and all responses to written discovery). Defendants 21 request additional discussion regarding exactly what Plaintiff intends to admit at trial 22 and for what purpose. 23 b. Defendants seek to admit Plaintiff’s relevant medical records and declarations from 24 his medical providers in lieu of live testimony from these CDCR medical providers. 25 Likewise, Defendants request to admit a sworn declaration from the other inmate in 26 the transportation van in lieu of his live testimony at trial. 27 2. Motions in Limine 28 The purpose of a motion in limine is to establish in advance of the trial that certain 1 evidence should not be offered at trial. “Although the Federal Rules of Evidence do not explicitly 2 authorize in limine rulings, the practice has developed pursuant to the district court’s inherent 3 authority to manage the course of trials.” Luce v. United States, 469 U.S. 38, 40 n. 2 (1984); 4 Jonasson v. Lutheran Child and Family Services, 115 F. 3d 436, 440 (7th Cir. 1997). The Court 5 will grant a motion in limine, and thereby bar use of the evidence in question, only if the moving 6 party establishes that the evidence clearly is not admissible for any valid purpose. Id. The Court 7 does not encourage the filing of motions in limine unless they are addressed to issues that can 8 realistically be resolved by the court prior to trial and without reference to the other evidence 9 which will be introduced by the parties at trial. 10 In advance of filing any motion in limine, counsel SHALL meet and confer to 11 determine whether they can resolve any disputes and avoid filing motions in limine. Along 12 with their motions in limine, the parties SHALL file a certification demonstrating counsel 13 have in good faith met and conferred and attempted to resolve the dispute. Failure to 14 provide the certification may result in the Court refusing to entertain the motion. 15 Plaintiff has filed one motion in limine, listed below. Any additional motions in limine the 16 parties intend to file must be filed with the Court no later than October 17, 2022. The motion 17 must clearly identify the nature of the evidence that the moving party seeks to prohibit the other 18 side from offering at trial. Any opposition to the motion must be served on the other party and 19 filed with the Court no later than November 14, 2022. No replies will be permitted. Upon receipt 20 of any opposition briefs, the Court will notify the parties if it will hear argument on any motions 21 in limine prior to the first day of trial. The parties are reminded they may still object to the 22 introduction of evidence during trial. 23 Plaintiff 24 a. “Motion in Limine Limiting Prior Felony Convictions for the Sole Purpose of 25 Impeachment of the Issues in This Civil Case.” 26 G. SPECIAL FACTUAL INFORMATION 27 The requirement of providing “special factual information” pursuant to Local Rule 28 1 281(b)(6), is not applicable to this action.2 2 H. RELIEF SOUGHT 3 Plaintiff seeks compensatory and punitive damages as to each Defendant, as well as an 4 award of costs and medical treatment, including reconstructive surgery.3 5 Defendants Lozovoy and Relevante seek judgment in their favor and an award of costs. 6 Defendants Ferris and Godfrey seek judgment in their favor. 7 I. POINTS OF LAW4 8 A. Liability under Section 1983 9 Under 42 U.S.C. § 1983, a plaintiff is required to prove that the defendant (1) acted under 10 color of state law and (2) deprived him of rights secured by the Eighth Amendment of the United 11 States Constitution. Long v. County of Los Angeles, 442 F.3d 1178, 1185 (9th Cir. 2006). A 12 plaintiff must demonstrate that the defendant personally participated in the deprivation of his 13 rights. Jones v. Williams, 297 F.3d 930, 934 (9th Cir. 2002). There is no respondeat superior 14 liability under Section 1983, and the defendant is only liable for his own misconduct. Ashcroft v. 15 Iqbal, 556 U.S. 662, 129 S.Ct. 1937, 1948-49 (2009); see also Monell v. Dept. of Social Services, 16 436 U.S. 658, 691-92 (1978). 17 B. First Amendment Retaliation 18 Under the First Amendment, prison officials may not retaliate against prisoners for 19 engaging in protected conduct, such as initiating litigation or filing administrative grievances. 20 Rhodes v. Robinson, 408 F.3d 559, 568 (9th Cir. 2005). A plaintiff must prove five basic 21 elements: (1) an assertion that a state actor took some adverse action against an inmate (2) 22
23 2 Plaintiff asserts he cannot object to this section because he does not have knowledge of Local Rule 281 and is precluded from accessing the law library. (See Doc. 247 at 9.) The Court granted Plaintiff’s request for an extension 24 of time to file his objections, which provided Plaintiff nearly two additional months to formulate any objections to the pretrial order. (Doc. 244.) The Court also provided Plaintiff a copy of Local Rule 281 on November 12, 2021. 25 (Doc. 226-1.) Thus, Plaintiff’s request to reserve his right to object is OVERRULED. 3 Plaintiff did not include the relief he seeks in his pretrial statement. (See Doc. 230.) Plaintiff now argues that he did 26 not know he was required to include this information. (Doc. 247 at 9.) Thus, the Court has included Plaintiff’s prayer for relief as set forth in his complaint. (Doc. 90 at 13.) 27 4 Plaintiff makes numerous objections to Defendants’ points of law. (See Doc. 247 at 10-12). The pretrial order is not an avenue for resolving disputes over legal standards. Alternatively, the Court has provided the correct legal 28 standards. Thus, Plaintiff’s objections to this section are OVERRULED. 1 because of (3) the inmate’s protected conduct, and that the adverse action (4) chilled the inmate’s 2 exercise of his First Amendment rights and (5) did not reasonably advance a legitimate 3 penological purpose. Brodheim v. Cry, 584 F.3d 1262, 1269 (9th Cir. 2009) (quoting Rhodes, 408 4 F.3d at 567-68). An adverse action is one that “would chill or silence a person of ordinary 5 firmness from future First Amendment activities.” White v. Lee, 227 F.3d 1214, 1228 (9th Cir. 6 2000) (quoting Mendocino Envtl. Center v. Mendocino County, 192 F.3d 1283, 1300 (9th Cir. 7 1999)). 8 C. Eighth Amendment 9 1. Conditions of Confinement 10 “The Eighth Amendment's prohibition against cruel and unusual punishment protects 11 prisoners not only from inhumane methods of punishment, but also from inhumane conditions of 12 confinement.” Morgan v. Morgensen, 465 F.3d 1041, 1045 (9th Cir. 2006). “[W]hile conditions 13 of confinement may be, and often are, restrictive and harsh, they ‘must not involve the wanton 14 and unnecessary infliction of pain.’” Id. (quoting Rhodes v. Chapman, 452 U.S. 337, 347 (1981)). 15 “What is necessary to show sufficient harm for purposes of the Cruel and Unusual Punishment 16 Clause depends upon the claim at issue . . .” Hudson v. McMillian, 503 U.S. 1, 8 (1992). 17 “[E]xtreme deprivations are required to make out a[n] [Eighth Amendment] conditions-of- 18 confinement claim.” Id. at 9 (citation omitted). Where a prisoner alleges injuries stemming from 19 unsafe conditions of confinement, prison officials may be held liable only if they acted with 20 “deliberate indifference to a substantial risk of serious harm.” Frost v. Agnos, 152 F.3d 1124, 21 1128 (9th Cir. 1998). 22 The deliberate indifference standard involves an objective and a subjective prong. First, 23 the alleged deprivation must be, in objective terms, “sufficiently serious . . .” Farmer v. 24 Brennan, 511 U.S. 825, 834 (1994) (citing Wilson v. Seiter, 501 U.S. 294, 298 (1991)). Second, 25 the prison official must “know[ ] of and disregard[ ] an excessive risk to inmate health or safety. . 26 .” Farmer, 511 U.S. at 837. Thus, a prison official may be held liable under the Eighth 27 Amendment for denying humane conditions of confinement only if he knows that inmates face a 28 substantial risk of harm and disregards that risk by failing to take reasonable measures to abate 1 it. Id. at 837-45. Prison officials may avoid liability by presenting evidence that they lacked 2 knowledge of the risk, or by presenting evidence of a reasonable, albeit unsuccessful, response to 3 the risk. Id. at 844-45. Mere negligence on the part of the prison official is not sufficient to 4 establish liability, but rather, the official's conduct must have been wanton. Id. at 835; Frost, 152 5 F.3d at 1128. 6 2. Deliberate Indifference to Serious Medical Need 7 Prison officials violate the Eighth Amendment if they are “deliberate [ly] indifferen[t] to 8 [a prisoner’s] serious medical needs.” Estelle v. Gamble, 429 U.S. 97, 104 (1976). To maintain an 9 Eighth Amendment claim based on medical care in prison, a plaintiff must first “show a serious 10 medical need by demonstrating that failure to treat a prisoner's condition could result in further 11 significant injury or the unnecessary and wanton infliction of pain. Second, the plaintiff must 12 show the defendants' response to the need was deliberately indifferent.” Wilhelm v. Rotman, 680 13 F.3d 1113, 1122 (9th Cir.2012) (quoting Jett v. Penner, 439 F.3d 1091, 1096 (9th Cir. 2006) 14 (internal quotations omitted)). 15 The existence of a condition or injury that a reasonable doctor would find important and 16 worthy of comment or treatment, the presence of a medical condition that significantly affects an 17 individual’s daily activities, and the existence of chronic or substantial pain are indications of a 18 serious medical need. Lopez v. Smith, 203 F.3d 1122, 1131 (9th Cir. 2000) (citing McGuckin v. 19 Smith, 974 F.2d 1050, 1059-60 (9th Cir. 1992), overruled on other grounds by WMX Techs., Inc. 20 v. Miller, 104 F.3d 1133, 1136 (9th Cir. 1997) (en banc)) (quotation marks omitted); Doty v. 21 County of Lassen, 37 F.3d 540, 546 n. 3 (9th Cir. 1994). 22 Deliberate indifference is “a state of mind more blameworthy than negligence” and 23 requires ‘more than ordinary lack of due care for the prisoner’s interests or safety.’” Farmer, 511 24 U.S. at 835 (1994) (quoting Whitley v. Albers, 475 U.S. 312, 319 (1994)). “Under this standard, 25 the prison official must “both be aware of facts from which the inference could be drawn that a 26 substantial risk of serious harm exists, and he must also draw the inference.” Id. at 837. 27 In medical cases, this requires showing: (a) a purposeful act or failure to respond to a 28 prisoner’s pain or possible medical need and (b) harm caused by the indifference. Wilhelm, 680 1 F.3d at 1122 (quoting Jett, 439 F.3d at 1096). More generally, deliberate indifference “may 2 appear when prison officials deny, delay or intentionally interfere with medical treatment, or it 3 may be shown by the way in which prison physicians provide medical care.” Id. (internal 4 quotation marks omitted). A prisoner need not show his harm was substantial.” Id. 5 D. Qualified Immunity 6 Qualified immunity applies when an official’s conduct does not violate clearly established 7 statutory or constitutional rights of which a reasonable person would have known. White v. Pauly, 8 137 S. Ct. 548, 551 (2017). Officers are entitled to qualified immunity under Section 1983 unless 9 (1) the officers violate a federal a federal statutory or constitutional right, and (2) the 10 unlawfulness of their conduct was “clearly established at the time.” District of Columbia v. 11 Wesby, 138 S. Ct. 577, 589 (2018); White, 137 S. Ct. at 551. 12 “Clearly established” means that the statutory or constitutional question was “beyond 13 debate,” such that every reasonable official would understand that what he is doing is unlawful. 14 See Wesby, 138 S. Ct. at 589; Vos v. City of Newport Beach, 892 F.3d 1024, 1035 (9th Cir. 2018). 15 This is a “demanding standard” that protects “all but the plainly incompetent or those who 16 knowingly violate the law.” Wesby, 138 S. Ct. at 589 (citing Malley v. Briggs, 475 U.S. 335, 341 17 (1986)). Thus, to be “clearly established,” a rule must be dictated by controlling authority or by a 18 robust consensus of cases of persuasive authority. Wesby, 138 S. Ct. at 589. 19 E. Punitive Damages 20 Plaintiff has the burden of proving what, if any, punitive damages should be awarded by a 21 preponderance of the evidence. NINTH CIRCUIT MODEL CIVIL JURY INSTRUCTIONS § 5.5 (2018). 22 The jury must find that Defendants’ conduct was “motivated by evil motive or intent, or . . . 23 involves reckless or callous indifference to the federally protected rights of others.” Smith v. 24 Wade, 461 U.S. 30, 56 (1986); Larez v. Holcomb, 16 F.3d 1513, 1518 (9th Cir. 1994). 25 F. Compensatory Damages 26 Under 42 U.S.C. § 1997e(e), an inmate may not recover compensatory damages for 27 mental or emotional injuries suffered while in custody without a prior showing of physical 28 injury. However, in Oliver v. Keller, 289 F.3d 623 (9th Cir. 2002), the Ninth Circuit held that to 1 the extent a plaintiff has actionable claims premised on constitutional violations, his claims are 2 not limited by § 1997e(e). Accordingly, district courts in the Ninth Circuit consistently concluded 3 that if a plaintiff states a constitutional claim, as opposed to one for mental or emotional injuries, 4 the physical injury requirement of § 1997e(e) does not bar the award of compensatory 5 damages. See e.g., Cockcroft v. Kirkland, 548 F. Supp. 2d 767, 776-77 (N.D. Cal. 2008) (“§ 6 1997e(e) does not apply to claims for compensatory damages not premised on emotional injury . . 7 . [t]he fact that Cockcroft never suffered any physical injury as a result of [defendant] Linfor's 8 alleged acts may make his Eighth Amendment claim of very little financial value but does not 9 make the claim non-existent.”); Low v. Stanton, WL 234859, *4 (E.D. Cal. Jan. 14, 10 2010) (finding that plaintiff may recover compensatory damages for the violation of 11 his Fourteenth Amendment rights). 12 G. Impeachment by Evidence of Prior Felony Convictions 13 Federal Rule of Evidence 609(a)(1)(A) provides that evidence of a conviction for a crime 14 punishable for more than one year is admissible, subject to Rule 403, in a civil case to attack a 15 witness’s character for truthfulness. Fed. R. Evid. 609(a)(1)(A). Additionally, any incarcerated 16 witness who testifies is also subject to impeachment under Rule 609. Evidence of a conviction 17 under this rule is not admissible if a period of more than ten years has elapsed since the date of 18 the conviction or release from confinement from it, which is later. Fed. R. Evid. 609(b). 19 ANY CAUSES OF ACTION OR AFFIRMATIVE DEFENSES NOT EXPLICITLY 20 LISTED IN THE PRETRIAL ORDER UNDER POINTS OF LAW AT THE TIME IT 21 BECOMES FINAL ARE DISMISSED AND DEEMED WAIVED. 22 J. ABANDONED ISSUES 23 None. 24 K. WITNESSES 25 1. The following is a list of witnesses that the parties expect to call at trial, including 26 rebuttal and impeachment witnesses. NO WITNESS, OTHER THAN THOSE LISTED IN THIS 27 SECTION, MAY BE CALLED AT TRIAL UNLESS THE PARTIES STIPULATE OR UPON A 28 SHOWING THAT THIS ORDER SHOULD BE MODIFIED TO PREVENT “MANIFEST 1 INJUSTICE.” Fed. R. Civ. P. 16(e); Local Rule 281(b)(10). 2 Plaintiff 3 1. Defendant Lozovoy 4 2. Defendant Relevante 5 3. Steve Fama 6 4. Dr. Lopez
7 Defendants Lozovoy and Relevante
8 1. Defendant Lozovoy
9 2. Defendant Relevante
10 3. Dr. E. Birdsong Contact through G. Lopez, Litigation Coordinator 11 Salinas Valley State Prison 12 31625 Highway 101 P.O. Box 1020 13 Soledad, CA 93960-1020 (831) 678-5500 14 4. Dr. J. Sao 15 Contact through B. Hancock, Litigation Coordinator Kern Valley State Prison 16 P.O. Box 6000 17 3000 West Cecil Avenue Delano, CA 93216 18 (661) 721-6300
19 5. Custodians of records for Plaintiff’s central file and medical files
20 6. Plaintiff Tony Asberry 21 Defendants Ferris and Godfrey 22 1. Defendant, Sgt. Ferris 23 2. Defendant, Ofc. Godfrey 24 3. Plaintiff Asberry 25 4. CDCR Inmate K16974 (Martinez) 26 5. Carla Eckelbarger, RN 27 6. Melissa Withers, RN 28 1 7. Rafael Miranda, PA
2 2. The Court does not allow undisclosed witnesses to be called for any purpose, 3 including impeachment or rebuttal, unless they meet the following criteria: 4 a. The party offering the witness demonstrates that the witness is for the 5 purpose of rebutting evidence that could not be reasonably anticipated at 6 the pretrial conference, or 7 b. The witness was discovered after the pretrial conference and the proffering 8 party makes the showing required in paragraph B, below. 9 3. Upon the post pretrial discovery of any witness a party wishes to present at trial, 10 the party shall promptly inform the Court and opposing parties of the existence of the unlisted 11 witnesses so the Court may consider whether the witnesses shall be permitted to testify at trial. 12 The witnesses will not be permitted unless: 13 a. The witness could not reasonably have been discovered prior to the 14 discovery cutoff; b. The Court and opposing parties were promptly notified upon discovery of 15 the witness; 16 c. If time permitted, the party proffered the witness for deposition; and 17 d. If time did not permit, a reasonable summary of the witness’s testimony 18 was provided to opposing parties. 19 4. Each party may call any witnesses designated by the other. 20 21 L. EXHIBITS, SCHEDULES, AND SUMMARIES 22 The following is a list of documents or other exhibits that the parties expect to offer at 23 trial. NO EXHIBIT, OTHER THAN THOSE LISTED BELOW, MAY BE ADMITTED 24 UNLESS THE PARTIES STIPULATE OR UPON A SHOWING THAT THIS ORDER 25 SHOULD BE MODIFIED TO PREVENT “MANIFEST INJUSTICE.” Fed. R. Civ. P. 16(e); 26 Local Rule 281(b)(11). 27 1. For a party to use an undisclosed exhibit for any purpose, they must meet the 28 following criteria: 1 a. The party proffering the exhibit demonstrates that the exhibit is for the purpose 2 of rebutting evidence that could not have been reasonably anticipated, or 3 b. The exhibit was discovered after the issuance of this order and the proffering 4 party makes the showing required in paragraph 2, below. 5 2. Upon the discovery of exhibits after the discovery cutoff, a party shall promptly 6 inform the Court and opposing parties of the existence of such exhibits so that the Court may 7 consider their admissibility at trial. The exhibits will not be received unless the proffering party 8 demonstrates: 9 a. The exhibits could not reasonably have been discovered earlier; 10 b. The Court and the opposing parties were promptly informed of their existence; 11 and 12 c. The proffering party forwarded a copy of the exhibits (if physically possible) to 13 the opposing party. If the exhibits may not be copied the proffering party must show that it has made the exhibits reasonably available for inspection by the 14 opposing parties. 15 Plaintiff 16 1. Defendants’ discovery responses 17 2. Findings and Recommendations to Deny Defendants’ Motion for Summary 18 Judgment (Doc. 157)
19 3. Defendants’ declarations regarding diagnostic test
20 4. Dr. Sao’s declarations regarding diagnostic test
21 5. [PA] Miranda’s examination of Plaintiff’s leg
22 6. Plaintiff’s Opposition to Defendants Lozovoy’s and Relevante’s Motion for Summary Judgment 23 Defendants Lozovoy and Relevante 24 1. Plaintiff’s inmate grievance number HC 15036749 and responses from 25 CDCR 26 2. Plaintiff’s medical records, including but not limited to records regarding 27 examinations by Defendants Lozovoy and Relevante and by Drs. Birdsong and Sao 28 1 3. Plaintiff’s abstracts of judgment for the offenses for which he is currently 2 incarcerated from his central file
3 Defendants Ferris and Godfrey 4 1. Declaration of Carla Eckelbarger, RN 5 2. July 11, 2016, medical report (“Encounter Form”) authored by Carla 6 Eckelbarger
7 3. July 25, 2016, medical report (“Encounter Form”) authored by Carla Eckelbarger 8
9 4. August 1, 2016, medical report (“Encounter Form”) authored by Carla Eckelbarger 10 5. Declaration of Rafael Miranda, PA 11
12 6. July 12, 2016, medical report (“Primary Care Provider Progress Note”) authored by Rafael Miranda 13 7. Declaration of Melissa Withers, RN
14 8. July 6, 2016, medical report (“Initial Health Screening Form) authored by Melissa Withers 15 9. Google map images of transportation route 16 10. Declaration of CDCR Inmate K16974 (Martinez) 17 11. CDCR records showing that Asberry’s status as an intermittent wheelchair 18 user in the DPP was removed prior to the transport
19 12. Asberry’s SOMS records showing no documented wheelchair 20 accommodation as of July 6, 2016.
21 The parties must exchange exhibits, not previously produced/obtained in discovery, no 22 later than October 17, 2022. No later than November 14, 2022, counsel SHALL meet and confer 23 to discuss any disputes related to the above listed exhibits and to pre-mark and examine each 24 other’s exhibits. Any exhibits not previously disclosed in discovery SHALL be provided via e- 25 mail or overnight delivery so that it is received by the above exhibit exchange deadline. 26 1. At the exhibit conference, counsel will determine whether there are objections to 27 the admission of each of the exhibits and will prepare separate indexes; one listing joint exhibits, 28 one listing Plaintiff’s exhibits and one listing Defendant’s exhibits. In advance of the conference, 1 counsel must have a complete set of their proposed exhibits in order to be able to fully discuss 2 whether evidentiary objections exist. Thus, any exhibit not previously provided in discovery 3 SHALL be provided at least five court days in advance of the exhibit conference. 4 2. At the conference, counsel shall identify any duplicate exhibits, i.e., any document 5 which both sides desire to introduce into evidence. These exhibits SHALL be marked as a joint 6 exhibit and numbered as directed above. Joint exhibits SHALL be admitted into without further 7 foundation. 8 All joint exhibits will be pre-marked with numbers preceded by the designation “JT” (e.g. 9 JT/1, JT/2, etc.). Plaintiff’s exhibits will be pre-marked with numbers beginning with 1 by the 10 designation PX (e.g. PX1, PX2, etc.). Defendant’s exhibits will be pre-marked with numbers 11 beginning with 501 preceded by the designation DX (e.g. DX501, DX502, etc.). The parties 12 SHALL number each page of any exhibit exceeding one page in length (e.g. PX1-1, PX1-2, PX1- 13 3, etc.). If originals of exhibits are unavailable, the parties may substitute legible copies. If any 14 document is offered that is not fully legible, the Court may exclude it from evidence. 15 Each joint exhibit binder shall contain an index which is placed in the binder before the 16 exhibits. The index shall consist of a column for the exhibit number, one for a description of the 17 exhibit and one column entitled “Admitted in Evidence” (as shown in the example below). 18 INDEX OF JOINT EXHIBITS 19 EXHIBIT# DESCRIPTION ADMITTED 20 IN EVIDENCE 21
22 23 3. As to any exhibit which is not a joint exhibit but to which there is no objection to 24 its introduction, the exhibit will likewise be appropriately marked, i.e., as PX1, or as DX501 and 25 will be indexed as such on the index of the offering party. Such exhibits will be admitted upon 26 introduction and motion of the party, without further foundation. 27 4. Each exhibit binder shall contain an index which is placed in the binder before the 28 exhibits. Each index shall consist of the exhibit number, the description of the exhibit and the 1 three columns as shown in the example below. 2 INDEX OF EXHIBITS 3 EXHIBIT# DESCRIPTION ADMITTED OBJECTION OBJECTION IN FOUNDATION OTHER 4 EVIDENCE
6 7 5. On the index, as to exhibits to which the only objection is a lack of foundation, 8 counsel will place a mark under the column heading entitled “Objection Foundation.” 9 6. On the index, as to exhibits to which there are objections to admissibility that are 10 not based solely on a lack of foundation, counsel will place a mark under the column heading 11 entitled “Other Objections.” 12 7. As to each exhibit which is not objected to in the index, it shall be marked and 13 received into evidence and will require no further foundation. After the exhibit conference, Plaintiff and counsel for the defendants SHALL develop four 14 complete, legible sets of exhibits. The parties SHALL deliver three sets of their exhibit binders to 15 the Courtroom Clerk and provide one set to their opponent, no later than 4:00 p.m. on November 16 28, 2022. Counsel SHALL determine which of them will also provide three sets of the joint 17 exhibits to the Courtroom Clerk. 18 8. The Parties SHALL number each page of any exhibit exceeding one page in 19 length. 20 M. POST-TRIAL EXHIBIT RETENTION 21 Counsel who introduced exhibits at trial SHALL retrieve the original exhibits from the 22 Courtroom Deputy following the verdict in the case. The parties’ counsel SHALL retain 23 possession of and keep safe all exhibits until final judgment and all appeals are exhausted. 24 25 N. DISCOVERY DOCUMENTS5 26 The following is a list of discovery documents – portions of depositions, answers to
27 5 The parties SHALL identify to their opponent the specific documents they intend to use at trial. Vaguely identifying documents as “discovery responses” or “responses to interrogatories,” is insufficient unless the 28 documents will be used only for impeachment. 1 interrogatories, and responses to requests for admissions – that the parties expect to offer at trial. 2 NO DISCOVERY DOCUMENT, OTHER THAN THOSE LISTED IN THIS SECTION, MAY 3 BE ADMITTED UNLESS THE PARTIES STIPULATE OR UPON A SHOWING THAT THIS 4 ORDER SHOULD BE MODIFIED TO PREVENT “MANIFEST INJUSTICE.” Fed. R. Civ. P. 5 16(e); Local Rule 281(b)(12). 6 Plaintiff
7 1. Discovery responses, including, but not limited to admissions 8 interrogatories, production, and inspection requests as well as other CDCR records that Plaintiff was able to obtain without discovery 9 2. Defendants’ sworn statement to this Court, including their answers to 10 Plaintiff’s complaint and their Motion for Summary Judgment
11 3. Plaintiff’s exhibits used in Plaintiff’s Motion for Summary Judgment 12 4. CDCR 602 appeals, including log numbers KVSP-0-15-03196, KVSP-0- 13 016-00475, KVSP-0-16-00626, and KVSP-0-16-00097 14 Defendants Lozovoy and Relevante 15 1. Plaintiff’s deposition 16 Defendants Ferris and Godfrey
17 1. Responses to interrogatories and requests for admission, and deposition testimony for impeachment purposes 18 O. FURTHER DISCOVERY OR MOTIONS 19 Defendants state that no further discovery is necessary. Defendants did not indicate an 20 intent to file any motions in limine. Defendants Ferris and Godfrey state they intend to move for 21 judgment as a matter of law under Federal Rule of Civil Procedure Rule 50 at trial. Rule 50 22 permits parties to make this motion at the close of Plaintiff’s case in chief and before the case is 23 submitted to the jury. Law and Motion and Discovery are closed in this case. Moreover, there 24 is no indication in Plaintiff’s pretrial statement that he needs further discovery or that he intends 25 to file any additional motions.6 26
27 6 Plaintiff asserts he planned to raise discovery issues at the pretrial conference. (See Doc. 247 at 2-5.) Plaintiff is reminded that the discovery deadline in this matter was April 18, 2018. (Doc. 53.). Moreover, on November 12, 28 2021, the magistrate judge ordered the parties to submit amended pretrial statements containing “the information set 1 P. STIPULATIONS 2 None. 3 Q. AMENDMENTS/DISMISSALS 4 None. 5 R. SETTLEMENT NEGOTIATIONS 6 The parties participated in settlement conferences on January 18, 2019 and July 26, 2021 7 but were unable to resolve the case. 8 S. AGREED STATEMENT 9 The Court has drafted the following neutral statement of the case to be read to the 10 prospective jurors: 11 Plaintiff claims that while he was incarcerated as a state prisoner, Defendants Lozovoy, Relevante, Godfrey and Ferris acted with 12 deliberate indifference to his serious medical need by stopping him from using a wheelchair. Plaintiff also claims that Defendants 13 Godfrey and Ferris retaliated against him for filing grievances against prison staff by driving a vehicle, in which Plaintiff was a 14 passenger, in a dangerous and unsafe manner. The defendants deny these claims. 15 16 T. SEPARATE TRIAL OF ISSUES 17 The Court will bifurcate the issue of the amount of punitive damages, if necessary. If the 18 jury awards punitive damages in the first phase of the trial, the trial will proceed to a second 19 phase which will consist of any evidence and argument with respect to the appropriate amount of 20 punitive damages. The parties may not present evidence related to the amount of punitive 21 damages until the second phase of the trial. 22 U. APPOINTMENT OF IMPARTIAL EXPERTS 23 The Court has previously denied Plaintiff request for an impartial expert. 24 V. ATTORNEY’S FEES 25 forth in Local Rule 281(b).” (Doc. 226 at 2.) This includes Rule 12(b)(13), which requires the parties to make any 26 requests for further discovery or pretrial motions. The magistrate judge also included a courtesy copy of Local Rule 281. (Doc. 226-1.) Plaintiff then submitted an amended pretrial statement on December 27, 2021, “pursuant to [Doc. 27 226] and Local Rule #281.” (Doc. 230 at 1.) The time for Plaintiff to raise issues regarding further discovery was in his pretrial statement and, even still, this was not an opportunity to raise discovery disputes. That deadline passed in 28 2018. Therefore, Plaintiff’s requests for Court assistance in resolving his discovery issues are OVERRULED. 1 Plaintiff, who is proceeding pro se, is not entitled to attorney’s fees. Kay v. Ehrler, 499 2 U.S. 432, 435 (1991). 3 Defendants Lozovoy and Relevante will seek an award of attorney’s fees as appropriate as 4 a post-trial motion. The pretrial statement of the remaining defendants was silent on this topic. 5 W. HANDLING OF TRIAL EXHIBITS 6 If Defendants are required to disclose information concerning his financial status, they 7 will request that the Court issue a protective order concerning this information, under Local Rule 8 141.1(b)(2). 9 Pursuant to the Court’s policy, at the end of the trial, the Court will return all exhibits to 10 their proffers to be retained during the pendency of any appeals. 11 X. TRIAL DATE/ESTIMATED LENGTH OF TRIAL 12 Jury trial is set for December 5, 2022, at 8:30 a.m. before the Honorable Jennifer L. 13 Thurston at the Robert E. Coyle United States Courthouse, 2500 Tulare Street, Fresno, California. 14 Trial is expected to last 3-4 days. 15 The Court directs the parties to Judge Thurston’s standing order for the undersigned 16 available on the Eastern District of California’s website. This standing order may change before 17 trial, and the parties should review the website prior to trial. 18 Y. TRIAL PREPARATION AND SUBMISSIONS 19 1. Trial Briefs 20 The parties are relieved of their obligation under Local Rule 285 to file trial briefs. If any 21 party wishes to file a trial brief, they must do so in accordance with Local Rule 285 and be filed 22 no later than November 21, 2022. 23 2. Jury Voir Dire 24 The parties are required to file their proposed voir dire questions, in accordance with 25 Local Rule 162.1, no later than November 21, 2022. 26 3. Jury Instructions & Verdict Form 27 Defendants SHALL file proposed jury instructions as provided in Local Rule 163 no later 28 1 | than October 17, 2022’. At the same time, the defense SHALL lodge via e-mail a copy of the 2 | joint jury instructions and joint verdict form, in Word format, to JLTOrders @caed.uscourts.gov. 3 | If Plaintiff wishes to file proposed jury instructions or object to those proposed by Defendants, he 4 | must do so no later than November 14, 2022. 5 In selecting proposed instructions, the parties shall use Ninth Circuit Model Civil 6 | Jury Instructions or California’s CACI instructions to the extent possible. All jury 7 | instructions and verdict forms shall indicate the party submitting the instruction or verdict form 8 | (Le., joint, plaintiff's, defendants’, etc.), the number of the proposed instruction in sequence, a 9 | brief title for the instruction describing the subject matter, the complete text of the instruction, 10 | and the legal authority supporting the instruction. Each instruction SHALL be numbered. 11 | Z. MISCELLANEOUS MATTERS 12 None. 13 | AA. COMPLIANCE 14 Strict compliance with this order and its requirements is mandatory. All parties and their 15 || counsel are subject to sanctions, including dismissal or entry of default, for failure to fully comply 16 | with this order and its requirements. 17 18 IT IS SO ORDERED. 19 | Dated: _June 28, 2022 Charis [Tourn TED STATES DISTRICT JUDGE 20 21 22 23 24 25 26 27 28 | 7 The defense SHALL provide their pretrial documents so that they are received by the deadline set. 21