Paul L. Ollis v. Robert A. McDonald

27 Vet. App. 405, 2015 U.S. Vet. App. LEXIS 1449, 2015 WL 6507830
CourtUnited States Court of Appeals for Veterans Claims
DecidedOctober 28, 2015
Docket14-1680
StatusPublished
Cited by2 cases

This text of 27 Vet. App. 405 (Paul L. Ollis v. Robert A. McDonald) is published on Counsel Stack Legal Research, covering United States Court of Appeals for Veterans Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Paul L. Ollis v. Robert A. McDonald, 27 Vet. App. 405, 2015 U.S. Vet. App. LEXIS 1449, 2015 WL 6507830 (Cal. 2015).

Opinions

KASOLD, Judge:

Veteran Paul L. Ollis appeals through counsel1 that part of an April 1, 2014, Board of Veterans’ Appeals (Board) decision that denied his claim for benefits under 38 U.S.C. § 1151 for a cardiac disability and phrenic nerve paralysis. Mr. Ollis argues that the Board erred in finding that a VA doctor’s advice and recommendations regarding a medical procedure, which ultimately was performed in August 2007 by a non-VA employee in a non-VA facility, fell outside the scope of section 1151. A panel decision is warranted to address this issue of first impression. See Frankel v. Derwinski, 1 Vet.App. 23, 25-26 (1990). For the reasons stated below, that part of the decision on appeal will be affirmed.

I. BACKGROUND

Mr. Ollis served on active duty from June 1975 to March 1976. In 1997, he was diagnosed with atrial fibrillation.2 In order to resolve daily episodes of dizziness, light-headedness, and faintness, he underwent an ablation procedure3 in March 1999 at the Nashville VA medical center (VAMC) and received a pacemaker in July 1999. Throughout the next decade, however, the episodes continued. During this time, Mr. Ollis received medical treatment from the Nashville VAMC, and also from his private cardiologist, Dr. Stephen Teag-ue of Parkway Cardiology, who began seeing Mr. Ollis as early as September 2000.

In June 2007, Mr. Ollis visited the Nashville VAMC for a pacemaker interrogation.4 As recorded in the medical progress notes, Mr. Ollis informed a VA nurse practitioner that he had experienced another [407]*407episode in January 2007 and had follow-up with Parkway Cardiology.5 Mr. Ollis expressed a desire not to go through the ablation procedure again and inquired about MAZE6 treatment for his atrial fibrillation. The VA nurse practitioner explained that such a procedure was not performed at the Nashville VAMC, but she noted that she would ask Dr. Jeffrey Rott-man, also of the Nashville VAMC, to review Mr. Ollis’s record and make further recommendations. Seven days later, Dr. Rottman reviewed Mr. Ollis’s record and stated in the medical progress notes that, “[s]ur[gi]cal MAZE is one avail[a]ble option. The epicardial MAZE would be the current preference. While this is not available at the VA (specialized operators and equipment are required), it could be performed at other local institutions. Recommendations provided.” Record (R.) at 1318.

In July 2007, Mr. Ollis visited Dr. Teag-ue to discuss the surgical and medical approaches to atrial fibrillation. Dr. Teag-ue’s progress note does not mention any VA recommendation or referral. Rather, the progress note reflects that the discussion “comes on the heels of a recent pacemaker interrogation,” that Mr. Ollis wanted to talk directly to Dr. William Hall of Methodist Medical Center (MC) regarding the surgical approach, and that “[Mr. Ollis] will be referred.” R. at 405. Dr. Teague also suggested that Mr. Ollis “may wish to discuss the situation with Dr. Ro[tt]man.” Id. There is no indication from the record that Mr. Ollis followed up on this suggestion prior to the August 2007 surgery.

Three weeks after Mr. Ollis visited Dr. Teague, another private physician, Dr. Hall, evaluated Mr. Ollis for the surgical MAZE procedure. In his progress note, Dr. Hall thanked Dr. Teague for “asking us to see this patient.” R. at 87. The progress note does not mention a VA recommendation or referral. Subsequently, in August 2007, Dr. Hall performed the surgery at Methodist MC, which was paid for by Mr. Ollis and his private insurance company. See R. at 480. For purposes of this opinion, it is assumed that Mr. Ollis’s right phrenic nerve was damaged during the procedure and that his cardiac issues resumed following the surgery.

In July 2008, Mr. Ollis filed for VA benefits for his disabilities related to the August 2007 MAZE procedure. He stated that the procedure was performed at Methodist MC, “where the VAMC Nashville, Heart Department, referred me.” R. at 1395. Throughout his administrative appeal, Mr. Ollis argued that VA should be held liable for the treatment he received as a result of VA’s referral or recommendation. See, e.g., R. at 862 (Mr. Ollis stating in 2009 Notice of Disagreement that his condition was “the result of treatment received from VA refer[r]ed care”), 851 (Mr. Ollis stating in 2009 letter to VA Nashville regional office that VA should be held “responsible for my condition based on [a] referral” from Dr. Rottman to Parkway Cardiology), 496 (Mr. Ollis stating in 2011 Substantive Appeal that “VA should be held liable for the treatment that caused the injury”), 484 (Mr. Ollis stating ‘Yes” in his 2011 Board hearing in response to hearing officer’s question: ‘Your argument is that while it wasn’t done at a V.A. facility, it was done upon the recommendation of V.A., correct?”).

[408]*408The Board decision on appeal addressed Mr. Ollis’s argument and rejected it. The Board found that VA’s Dr. Rottman had recommended the MAZE procedure as one option to treat atrial fibrillation but that the procedure was ultimately performed at a non-VA facility by a non-VA employee. The Board found “no evidence that VA required the private provider to act on it[s] behalf,” or that VA supervised or had a contract with Dr. Hall. R. at 19. The Board concluded that the facts of Mr. Ol-lis’s case fell outside the scope of section 1151.

II. THE PARTIES’ ARGUMENTS

In his initial pro se brief, Mr. Ollis (1) notes that VA’s Dr. Rottman provided “recommendations of facilities to perform this [MAZE] procedure,” and that Mr. Ol-lis himself “chose a facility that was close to home and family,” (2) contends that he “was never instructed at any time by VA about the consequences of having this [procedure] performed without a referral from them,” and (3) asks the Court “to consider the recommendations as a verbal referral.” Appellant’s (App.) Brief (Br.) at 3-4.

Upon obtaining counsel, Mr. Ollis argues that (1) the medical advice and recommendations of VA’s Dr. Rottman constituted VA medical treatment that was causally connected to his claimed disabilities, and (2) the record was not fully developed on several issues of proximate cause; i.e., whether VA personnel advised Mr. Ollis of the risks of the procedure or whether the disabilities were not reasonably foreseeable, and whether VA personnel failed to investigate the credentials and capabilities of the recommended doctors such that the recommendation or referral was negligent. Mr. Ollis additionally argues that, when a VAMC cannot perform a procedure, VA has a statutory and constitutional duty to inform a veteran that procedures performed at a non-VA facility might affect section 1151 eligibility. See App. Supplemental (Supp.) Br. at 11-17 (citing, inter alia, 38 U.S.C. § 6303(c) and Cushman v. Shinseki, 576 F.3d 1290 (Fed.Cir.2009)).7

The Secretary argues that section 1151 is limited by its plain language to medical procedures performed “by a Department employee or in a Department facility,” 38 U.S.C. § 1151

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27 Vet. App. 405, 2015 U.S. Vet. App. LEXIS 1449, 2015 WL 6507830, Counsel Stack Legal Research, https://law.counselstack.com/opinion/paul-l-ollis-v-robert-a-mcdonald-cavc-2015.