Paul Edward Archie, Paul Edward Archie v. David A. Christian

808 F.2d 1132, 7 Fed. R. Serv. 3d 41, 1987 U.S. App. LEXIS 1630
CourtCourt of Appeals for the Fifth Circuit
DecidedFebruary 4, 1987
Docket84-2175
StatusPublished
Cited by68 cases

This text of 808 F.2d 1132 (Paul Edward Archie, Paul Edward Archie v. David A. Christian) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Paul Edward Archie, Paul Edward Archie v. David A. Christian, 808 F.2d 1132, 7 Fed. R. Serv. 3d 41, 1987 U.S. App. LEXIS 1630 (5th Cir. 1987).

Opinions

GEE, Circuit Judge:

This appeal concerns the power of a United States Magistrate to conduct a jury trial pursuant to the 1979 Magistrate’s Act, 28 U.S.C. Sections 631-639. We conclude that he may do so only with the voluntary consent of all parties to the case, who may not be compelled to accept a trial so conducted. Even so because, in the circumstances presented, it appears that the refusal of one of the parties to consent resulted in merely a procedural error and not in an absence of jurisdiction, we conclude that the panel’s decision to the contrary was erroneous; and we remand the appeal to the panel for consideration of the merits.

Procedural History

Appellant Archie brought an action against Texas prison officials, claiming that they had violated his civil rights while he was confined in state prison. Pursuant to a blanket reference of such matters to United States Magistrates of the Southern District of Texas, Archie’s case was tried to a jury before a magistrate.1 Archie voiced no objection to the magistrate’s pre[1134]*1134siding, nor has he done so to this good day; not so the defendants, who objected and demanded an Article III judge. They ceased doing either, however, when the jury rejected all of Archie’s claims but two and awarded him no damages on those.

The magistrate filed a report to the district court recommending that the objection to his presiding be overruled on the § 686(b) grounds of the general reference order and that the findings of the jury be adopted. Archie filed objections on the merits of the report, but none to the magistrate’s having presided; and the district court adopted the report and its recommendations, dismissing the action by a signed, final judgment. This appeal followed, Archie continuing to complain of merits issues only. A panel of our Court declined to address the issues advanced by Archie for review and vacated the judgment of the trial court, determining on its own motion that “the magistrate was without jurisdiction to conduct these proceedings.” Archie v. Christian, 768 F.2d 726, 727 (5th Cir.1985). We took the case for shearing en banc because of reservations regarding the panel’s disposition.

Jurisdiction or Procedure?

Although, for reasons stated later, we conclude that reference of this ease for trial by a magistrate was improper, the judgment rendered by the district court was not beyond its jurisdiction. Personal jurisdiction was not lacking — all parties were properly before the court — and the judgment that the court rendered was well within its subject matter jurisdiction. The flaw was in the procedure by which that judgment was arrived at: by generally delegating the conducting of jury trials to officials not authorized to do such work without consent of the parties and by the district judges adopting as his own the product of that improper process.

That the process by which it arrived at its judgment was irregular and erroneous did not, however, deprive the district court of jurisdiction over the action. As we have noted, all parties had been properly drawn before the court; and the claims adjudicated were proper subjects of its jurisdiction.2 It is of the essence of jurisdiction that its absence cannot be waived: a companion section of the Act to that under which the reference was attempted here, however, permits the parties to waive not only the conducting of the trial by an Article III judge but even the entry of judgment by him. 28 U.S.C. § 636(c). Certainly Congress must have believed that such a provision was constitutional and that a magistrate exercising such powers — with the consent of the parties, one component of which was necessarily a waiver of their rights to an Article III presiding judicial officer — was doing so with jurisdiction, or it would not have enacted such a law. That congressional conclusion, although not preemptive, is entitled to considerable deference.

Modern authority is not much given to concluding that procedural irregularities work ouster of a court’s jurisdiction. In the somewhat analogous situation of an improperly removed case, for example, the United States Supreme Court has held that even though the case has been removed contrary to the applicable statute, nevertheless complaint may not be made of this for the first time on appeal, provided the case was one of which the federal district court would have had original jurisdiction. Thus, in Grubbs v. General Electric Credit Corp., 405 U.S. 699, 702, 92 S.Ct. 1344, 1347, 31 L.Ed.2d 612 (1972), the Court stated:

“Longstanding decisions of this Court make clear, however, that where after removal a case is tried on the merits without objection and the federal court enters judgment, the issue in subsequent proceedings on appeal is not whether the [1135]*1135case was properly removed, but whether the federal district court would have had original jurisdiction of the case had it been filed in that court.”

We need not conclude today that no imaginable procedural lapse could be so egregious as to deprive a federal district court of jurisdiction of the case. We do hold, however, that the procedure employed here — a procedure that wanted only the advance consent of all parties to be regular — was not so outlandish as to deprive the district court of power to enter the judgment which it did. Had there been appropriate complaint of it, a speedy reversal on the summary calendar would doubtless have ensued; jurisdiction, however, is another matter entirely. We conclude that it was not wanting.

The Necessity for Consent

The magistrate’s conclusion in this case, adopted by the district court, that Sections 636(b)(1)(B) and (b)(3) authorize the nonconsensual reference of a prisoner suit to a magistrate for jury trial was rejected by a panel of our Court in a decision issued shortly after judgment was entered in the present case. Ford v. Estelle, 740 F.2d 374, 380 (5th Cir.1984).

Section 636(b)(1)(B) authorizes the non-consensual reference to a magistrate of a prisoner petition challenging the conditions of confinement so that the magistrate may conduct hearings and submit proposed findings of fact and recommendations for disposition to the district court. The district court may accept, reject, or modify this report. If a party objects to any portion of it, the district judge must make a de novo determination of that issue. § 636(b)(1). Ford concluded that a jury trial would not fit into the structure of this subsection of the Magistrate’s Act because such a trial produces factfindings “intrinsically incapable” of the required de novo review owing to the special respect to which a jury verdict is entitled. 740 F.2d at 380. For the same reason, Ford also held that Section 636(b)(3), which permits the district court to assign to the magistrate any additional duties not inconsistent with federal law or the Constitution, does not.

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Bluebook (online)
808 F.2d 1132, 7 Fed. R. Serv. 3d 41, 1987 U.S. App. LEXIS 1630, Counsel Stack Legal Research, https://law.counselstack.com/opinion/paul-edward-archie-paul-edward-archie-v-david-a-christian-ca5-1987.