Patterson v. American Fork City

2003 UT 7, 67 P.3d 466, 469 Utah Adv. Rep. 25, 2003 Utah LEXIS 15, 2003 WL 1408953
CourtUtah Supreme Court
DecidedMarch 21, 2003
Docket20010513
StatusPublished
Cited by67 cases

This text of 2003 UT 7 (Patterson v. American Fork City) is published on Counsel Stack Legal Research, covering Utah Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Patterson v. American Fork City, 2003 UT 7, 67 P.3d 466, 469 Utah Adv. Rep. 25, 2003 Utah LEXIS 15, 2003 WL 1408953 (Utah 2003).

Opinion

DURHAM, Chief Justice:

INTRODUCTION

T1 This appeal results from the trial court's dismissal, with prejudice, of all the appellants' claims.

BACKGROUND

12 The appellants, Wayne Patterson, James Patterson, and Patterson Construction, Inc. (Pattersons), are the owners of residential developments and real property located within and adjacent to American Fork City (the City). This case involves a number of disputes regarding land use decisions made by the City affecting several of Pattersons' properties. Pattersons allege that in their dealings with the City, the City has violated their civil rights on numerous occasions through the imposition of various fees, inequitable application of city ordinances, refusal to permit development in some locations, failure to annex some of its developments, and other actions Pattersons describe as "unreasonable, arbitrary, capricious and illegal" treatment.

*469 T3 Pattersons first filed a notice of claim against the City on July 18, 1994. A second notice of claim was filed on November 21, 1994. Pursuant to court order, Pattersons amended their complaint on August 18, 2000. Pattersons' motion for leave to amend their second amended complaint was granted on January 29, 2001, and Pattersons filed their second amended complaint on April 23, 2001. Pattersons' complaint claimed equitable es-toppel/detrimental reliance, conspiracy to deprive them of their civil rights under 42 U.S.C. §$1985(8), violation of 42 U.S.C. § 1983, declaratory relief, injunctive relief, deprivation of liberty and property without due process of law under the Fifth Amendment of the United States Constitution, and violation of the equal protection clause of the Fourteenth Amendment of the United States Constitution, violation of the due process and equal protection provisions in the Utah Constitution, violation of fundamental principles embodied in the Utah Constitution, and unlawful retaliation.

14 American Fork City subsequently filed a rule 41(b) motion to dismiss Pattersons claims in their entirety with prejudice. The City argued in its motion that (1) Pattersons' notice of claim had expired, (2) Pattersons had failed to exhaust their administrative remedies, and (8) the City is immune from Pattersons' substantive claims under the Utah Governmental Immunity Act (UGIA). Sections 63-80-1 to -37 (1997 Supp.2001). Pattersons argued that a rule 41(b) motion was only a jurisdictional challenge that did not apply to their substantive claims and that various exceptions to the governmental immunity doctrine prevented the application of the UGIA to their constitutional, contractual, and equitable claims. The City subsequently challenged the substance of Pattersons' remaining constitutional, contractual, and equitable claims in its reply brief.

T5 The trial court granted the City's motion to dismiss all of Pattersons' claims with prejudice. Pattersons filed their notice of appeal on June 5, 2001.

STANDARD OF REVIEW

16 In its judgment of dismissal, the trial court did not specify on which rule of civil procedure it relied, requiring us to examine the procedural history of the case in order to identify the proper standard of review. The City's motion to dismiss was premised on rule 41(b) of the Utah Rules of Civil Procedure, which authorizes a defendant, prior to the plaintiffs presentation of evidence, to move to dismiss a case "for failure of the plaintiff to prosecute or comply with these rules or any order of court." Utah R. Civ. P. 41(b). Following the United States Supreme Court's interpretation of federal rule 41(b), we have previously held that such a "failure to satisfy a precondition to suit is an "initial bar' that results in a 'lack of jurisdiction'" under rule 41(b). Madsen v. Borthick, 769 P.2d 245, 249 (Utah 1988) (quoting Costello v. United States, 365 U.S. 265, 284-88, 81 S.Ct. 534, 5 L.Ed.2d 551 (1961)).

17 In its rule 41(b) motion, the City argued that (1) - Pattersons' notice of claim had expired, (2) Pattersons had failed to exhaust their administrative remedies, and (8) the City is immune from Pattersons' substantive claims under the UGIA. Pattersons argue that since a rule 41(b) motion concerns only a plaintiff's failure to satisfy a precondition to suit, the City's motion only operated as a jurisdictional challenge based on Patter-song' alleged failure to file a timely complaint and failure to exhaust administrative remedies prior to filing suit. They further argue that a rule 41(b) motion does not authorize the trial court (prior to the presentation of plaintiff's evidence) to reach the merits of the case, including the City's possible immunity under the UGIA and Pattersons' remaining substantive constitutional, contractual, and equitable claims. Pattersons correctly observe that the proper method of seeking dismissal of such substantive issues is to file a rule 12(b)(6) motion for failure to state a claim upon which relief can be granted. Utah R. Civ. P. 12(b)(6). A rule 12b)(6) motion to dismiss challenges a plaintiffs " 'entitle[ment] to relief under the facts alleged or under any state of facts they could prove to support their claim'" Clark v. Deloitte & Touche, LLP, 2001 UT 90, ¶ 14, 34 P.3d 209 (quoting Prows v. State, 822 P.2d 764, 766 (Utah 1991)).

*470 T8 In its judgment of dismissal, the trial court did not indicate whether its decision was based on rule 41(b) or rule 12(b)(6). In some cireumstances, it might be necessary for us to remand for clarification in order to determine the proper standard of review on appeal. However, we have previously assumed that a dismissal was premised on rule 12(b)(6), even though the trial court did not explicitly mention this fact in its ruling. See Cazares v. Cosby, 2003 UT 3, ¶ 13, 65 P.3d 1184. Given that the trial court reached both the jurisdictional and substantive issues, we conclude that the proper course is to apply the standard of review for rule 41(b) dismissals to the notice of claim and exhaustion of administrative remedies issues, and to apply the standard of review for rule 12(b)(6) dismissals to the remaining issues.

19 We will therefore review the trial court's grant of a motion to dismiss under rule 41(b) for correctness. C & Y Corp. v. Gen. Biometrics, Inc., 896 P.2d 47, 53 (Utah Ct.App.1995). Alternatively, "[Wlhen 'determining whether a trial court properly dismissed an action under rule 12(b)(6), we assume that the factual allegations in the complaint are true and we draw all reasonable inferences in the light most favorable to the plaintiff" Valley Colour, Inc. v. Beuchert Builders, Inc., 944 P.2d 361, 362 (Utah 1997).

ANALYSIS

I. PATTERSONS' STATE LAW CLAIMS

A. Notice of Claim Requirements Under Utah Governmental Immunity Act

110 The trial court held that notice of claim requirements of the Utah Governmental Immunity Act barred Pattersons' claims. See Utah Code Ann. §§ 63-30-1 to -37 (1997 & Supp.2001).

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Bluebook (online)
2003 UT 7, 67 P.3d 466, 469 Utah Adv. Rep. 25, 2003 Utah LEXIS 15, 2003 WL 1408953, Counsel Stack Legal Research, https://law.counselstack.com/opinion/patterson-v-american-fork-city-utah-2003.