Parks v. Department of Human Resources

338 S.E.2d 826, 79 N.C. App. 125, 1986 N.C. App. LEXIS 1979
CourtCourt of Appeals of North Carolina
DecidedFebruary 4, 1986
DocketNo. 8510SC390
StatusPublished
Cited by2 cases

This text of 338 S.E.2d 826 (Parks v. Department of Human Resources) is published on Counsel Stack Legal Research, covering Court of Appeals of North Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Parks v. Department of Human Resources, 338 S.E.2d 826, 79 N.C. App. 125, 1986 N.C. App. LEXIS 1979 (N.C. Ct. App. 1986).

Opinion

JOHNSON, Judge.

The question we must decide is whether a review of the whole record reveals that there is substantial evidence therein to support the Full Commission’s ruling that petitioner was dismissed for just cause. We conclude that the court’s order affirming the Full Commission’s ruling is not supported by a review of the whole record.

The scope of review and power of the Superior Court in reviewing an agency decision is set forth in the Administrative Procedure Act as follows:

The court may affirm the decision of the agency or remand the case for further proceedings; or it may reverse or modify the decision if the substantial rights of the petitioners may have been prejudiced because the agency findings, inferences, conclusions, or decisions are:
[129]*129(1) In violation of constitutional provisions; or
(2) In excess of the statutory authority or jurisdiction of the agency; or
(3) Made upon unlawful procedure; or
(4) Affected by other error of law; or
(5) Unsupported by substantial evidence admissible under G.S. 150A-29(a) or G.S. 150A-30 in view of the entire record as submitted; or
(6) Arbitrary or capricious.
If the court reverses or modifies the decision of the agency, the judge shall set out in writing, which writing shall become a part of the record, the reasons for such reversal or modification.

G.S. 150A-51.

Respondent and petitioner improperly made motions for summary judgment in the Superior Court. As set forth hereinabove, the task of the Superior Court was to affirm, remand for further proceedings, reverse, or modify the Full Commission’s decision after examining all of the competent evidence and pleadings which comprise the whole record to determine if there is substantial evidence in the record to support the administrative tribunal’s findings and conclusions. See Community Sav. & Loan Ass’n v. North Carolina Sav. & Loan Comm’n, 43 N.C. App. 493, 259 S.E. 2d 373 (1979). However, respondent and petitioner’s motions for summary judgment initiated a different inquiry by the court into whether there was a triable material issue of fact. See Wachovia Mortgage Co. v. Autry-Barker-Spurrier Real Estate, Inc., 39 N.C. App. 1, 249 S.E. 2d 727 (1978), aff’d per curiam, 297 N.C. 696, 256 S.E. 2d 688 (1979).

Petitioner’s right to judicial review is clearly set forth in G.S. 150A-51, supra. Respondent and petitioner’s motions for summary judgment were procedurally incorrect. However, the trial court’s order allowing respondent’s motion for summary judgment was tantamount to affirming the Full Commission’s ruling upholding petitioner’s dismissal. The court’s order was as follows:

[130]*130This cause coming on before the undersigned judge on motion of respondent for summary judgment and it appearing to the court that there is no genuine issue as to any material fact and that the respondent is entitled to a judgment as a matter of law; It Is THEREFORE ORDERED, ADJUDGED AND Decreed that summary judgment is granted in favor of respondent against petitioner and that this action is dismissed with the costs to be taxed against the petitioner.

This Court has held that a statement by a Superior Court judge that an agency failed “to support its Conclusion of Law that the Petitioner was grossly incompetent within the purview of G.S. 93D-13(a)(2)” constituted a succinct and adequate statement of its reasons for reversing the agency’s decision. Faulkner v. North Carolina State Hearing Aid Dealers & Fitters Bd., 38 N.C. App. 222, 226, 247 S.E. 2d 668, 670 (1978). In the case sub judice the court’s order sufficiently sets forth a reviewable basis for affirming the Full Commission’s ruling.

We now turn to the whole record which was before the court to review, and determine whether there is substantial, competent evidence which would support the Full Commission’s ruling. In affirming the hearing officer’s decision to uphold respondent’s dismissal of petitioner the Full Commission adopted the Findings of Fact and Conclusions of the hearing officer as its own. In the opinion of the hearing officer we find that conclusion number two (2) raises the issue we must address on appeal. In pertinent part that conclusion is as follows:

The Petitioners’ acts and omissions in the chairs incident constituted personal conduct, which is grounds for their immediate dismissals ....

Petitioner contends that the whole record which was submitted to the court reveals that the Full Commission’s decision to uphold respondent’s dismissal of him was contrary to law. The argument forwarded by petitioner is that respondent may not dismiss him for performance of duty reasons until he has been given the warnings required by G.S. 126-35. See Jones v. Dep’t of Human Resources, 300 N.C. 687, 268 S.E. 2d 500 (1980).

On 6 Feburary 1983 two directives were in effect relating to disciplinary action for abuse and neglect of residents by [131]*131employees of the O’Berry Center. These directives classify various infractions, whereby, an employee may be subject to specified disciplinary actions. Respondent contends that petitioner was dismissed with just cause for his personal conduct. Petitioner contends that all communications with him indicated that his dismissal was for actions which are classified in the directives as unsatisfactory performance of duties.

O’Berry Center promulgated an Administrative Policy Manual. The subjects of that manual are abuse, neglect and corporal punishment of residents. The policy section of the manual contains the following statement “Employees found guilty of abuse shall be terminated. Failure to report suspected abuse may be subject to disciplinary action.” The definitional section of the manual contains five sections including one section entitled “Neglect.”

Ill Neglect: Any situation in which the staff do (sic) not carry out duties or responsibilities which in turn affects the health, safety or well being of a resident.
Examples;
—Failure to implement programs as designed by the interdisciplinary team.
— Failure to insure adequate intake of food or water.
— Failure to assure resident is appropriately dressed.
—Neglect is failure to report appropriately any observed or suspected abuse.
—Leaving residents unattended.

(emphasis ours and in original). We note that the examples listed in Section III all share the common element of an act of omission. This document is internally consistent in that the acts of omission, such as failure to report abuse, “may be subject to disciplinary action.” However, when an employee commits acts of resident abuse that employee “shall be terminated.” The Administrative Procedure Manual, promulgated by O’Berry Center, makes reference to the State Personnel Manual. The pertinent provisions of the policy statement in the State Personnel Manual are as follows;

[132]*132The causes for dismissal fall into two categories: (1)

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Amanini v. N.C. Department of Human Resources
443 S.E.2d 114 (Court of Appeals of North Carolina, 1994)

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Bluebook (online)
338 S.E.2d 826, 79 N.C. App. 125, 1986 N.C. App. LEXIS 1979, Counsel Stack Legal Research, https://law.counselstack.com/opinion/parks-v-department-of-human-resources-ncctapp-1986.