Parker v. Judicial Inquiry Comm'n of State
This text of 295 F. Supp. 3d 1292 (Parker v. Judicial Inquiry Comm'n of State) is published on Counsel Stack Legal Research, covering District Court, M.D. Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Opinion
W. Keith Watkins, CHIEF UNITED STATES DISTRICT JUDGE
Before the court are the Renewed Motion for Preliminary Injunction by Plaintiff Justice Tom Parker (Docs. # 82 & 83) and the Motion for Partial Summary Judgment by Defendant Judicial Inquiry Commission ("JIC" or "Commission") and its individual members (Doc. # 92). Defendant Attorney General Steve Marshall joins and adopts the Commission's opposition to the preliminary injunction motion. (Doc. # 93.) Justice Parker's motion will be granted in part and denied in part, and the JIC's motion will be denied.
I. BACKGROUND
As more fully recounted in the court's previous Order (Doc. # 64) on Defendants' motions to dismiss, Justice Tom Parker was investigated by the Judicial Inquiry Commission for comments he gave on a radio talk show on October 6, 2015, as part of his reelection campaign for the Alabama Supreme Court. The topic of discussion was the relationship between federal and state courts, especially as it pertained to the U.S. Supreme Court's decision in Obergefell v. Hodges , --- U.S. ----,
During the same period the U.S. Supreme Court was grappling with questions of marriage, so, too, was the Alabama Supreme Court, on which Justice Parker served. See Ex parte State ex rel. Ala. Policy Inst. ,
It was during this additional briefing period-after Obergefell but before the Alabama Supreme Court's final order in API -that Justice Parker took to the airwaves. As Justice Parker explained on the radio, "[W]e're [i.e. , the Alabama Supreme Court] faced with the question [of] what is the continued effectiveness of that March *1296decision from the Alabama Supreme Court" in the wake of Obergefell. (Doc. # 1-1, at 13.) He continued: "[W]e have right now, before the Alabama Supreme Court, a further petition by those probate judges who were before the court earlier asking that their religious liberty rights be defended. Let's see if our court will rise up and do that." (Doc. # 1-1, at 13.)
Justice Parker then argued that unpopular judicial decrees like Obergefell were a result of unelected judges not being accountable to the people, and explained that the answer to this problem was judicial elections, which "keep judges in line." (Doc. # 1-1, at 15.) This prompted a broader dialogue about federalism, the role of the Tenth Amendment in modern jurisprudence, and the ability of states to serve as "a check on the federal government." (Doc. # 1-1, at 17.) According to Justice Parker, one check could be a state's refusal to accept the legitimacy of Obergefell , in the same way that Wisconsin refused to accept the Supreme Court's decision in Dred Scott v. Sandford back in 1857. (Doc. # 1-1, at 11.) Thus, "resisting [the Obergefell ] decision could maybe sta[rt] a revival of what we need in this country to return to our original founding principles."2 (Doc. # 1-1, at 17.)
On October 12, 2015, the Southern Poverty Law Center filed a complaint with the JIC about Justice Parker's comments. (Doc. # 1-1, 1-2.) The JIC notified Justice Parker that it was opening a judicial conduct investigation based on the complaint, and had decided to investigate the following allegations:
1. In your October 6, 2015 interview on Mr. Bryan Fischer's Focal Point radio show, you violated Canon 3A(6) [3 ] by publicly commenting on [API ], No. 1140460, then pending before the Alabama Supreme Court.
2. You violated Canons 1 [4 ] and 2A [5 ] by making comments on the Focal Point radio show that undermine the integrity of and public confidence in the integrity of the federal judiciary and the United States Supreme Court's interpretation of the Constitution in Obergefell v. Hodge[s] , e.g., suggesting that the Alabama Supreme Court should defy and refuse to give effect to the Supreme Court's decision in Obergefell.
(Doc. # 1-3, at 2.)
The Commission's investigation was still ongoing when Justice Parker filed *1297this suit on June 15, 2016, challenging Alabama Canons of Judicial Ethics 1, 2A, and 3A(6) as unconstitutional. (Doc. # 1.) After this court granted Defendants' motion to dismiss on Younger abstention grounds and the case was on appeal, the JIC dropped its investigation, and the Eleventh Circuit kicked the case back to this court for a determination of whether dropping the investigation made the whole thing moot. It did not. (Doc. # 64, at 19-23.) The case was (and is) not moot because Justice Parker is still subject to the canons of judicial ethics he challenges, and the capable-of-repetition-yet-evading-review exception applies because "it is alleged that JIC is willing to initiate investigations that chill protected speech of judges"-hence capable of repetition-and the JIC voluntarily ceased its investigation-hence evading review. See Roe v. Wade ,
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W. Keith Watkins, CHIEF UNITED STATES DISTRICT JUDGE
Before the court are the Renewed Motion for Preliminary Injunction by Plaintiff Justice Tom Parker (Docs. # 82 & 83) and the Motion for Partial Summary Judgment by Defendant Judicial Inquiry Commission ("JIC" or "Commission") and its individual members (Doc. # 92). Defendant Attorney General Steve Marshall joins and adopts the Commission's opposition to the preliminary injunction motion. (Doc. # 93.) Justice Parker's motion will be granted in part and denied in part, and the JIC's motion will be denied.
I. BACKGROUND
As more fully recounted in the court's previous Order (Doc. # 64) on Defendants' motions to dismiss, Justice Tom Parker was investigated by the Judicial Inquiry Commission for comments he gave on a radio talk show on October 6, 2015, as part of his reelection campaign for the Alabama Supreme Court. The topic of discussion was the relationship between federal and state courts, especially as it pertained to the U.S. Supreme Court's decision in Obergefell v. Hodges , --- U.S. ----,
During the same period the U.S. Supreme Court was grappling with questions of marriage, so, too, was the Alabama Supreme Court, on which Justice Parker served. See Ex parte State ex rel. Ala. Policy Inst. ,
It was during this additional briefing period-after Obergefell but before the Alabama Supreme Court's final order in API -that Justice Parker took to the airwaves. As Justice Parker explained on the radio, "[W]e're [i.e. , the Alabama Supreme Court] faced with the question [of] what is the continued effectiveness of that March *1296decision from the Alabama Supreme Court" in the wake of Obergefell. (Doc. # 1-1, at 13.) He continued: "[W]e have right now, before the Alabama Supreme Court, a further petition by those probate judges who were before the court earlier asking that their religious liberty rights be defended. Let's see if our court will rise up and do that." (Doc. # 1-1, at 13.)
Justice Parker then argued that unpopular judicial decrees like Obergefell were a result of unelected judges not being accountable to the people, and explained that the answer to this problem was judicial elections, which "keep judges in line." (Doc. # 1-1, at 15.) This prompted a broader dialogue about federalism, the role of the Tenth Amendment in modern jurisprudence, and the ability of states to serve as "a check on the federal government." (Doc. # 1-1, at 17.) According to Justice Parker, one check could be a state's refusal to accept the legitimacy of Obergefell , in the same way that Wisconsin refused to accept the Supreme Court's decision in Dred Scott v. Sandford back in 1857. (Doc. # 1-1, at 11.) Thus, "resisting [the Obergefell ] decision could maybe sta[rt] a revival of what we need in this country to return to our original founding principles."2 (Doc. # 1-1, at 17.)
On October 12, 2015, the Southern Poverty Law Center filed a complaint with the JIC about Justice Parker's comments. (Doc. # 1-1, 1-2.) The JIC notified Justice Parker that it was opening a judicial conduct investigation based on the complaint, and had decided to investigate the following allegations:
1. In your October 6, 2015 interview on Mr. Bryan Fischer's Focal Point radio show, you violated Canon 3A(6) [3 ] by publicly commenting on [API ], No. 1140460, then pending before the Alabama Supreme Court.
2. You violated Canons 1 [4 ] and 2A [5 ] by making comments on the Focal Point radio show that undermine the integrity of and public confidence in the integrity of the federal judiciary and the United States Supreme Court's interpretation of the Constitution in Obergefell v. Hodge[s] , e.g., suggesting that the Alabama Supreme Court should defy and refuse to give effect to the Supreme Court's decision in Obergefell.
(Doc. # 1-3, at 2.)
The Commission's investigation was still ongoing when Justice Parker filed *1297this suit on June 15, 2016, challenging Alabama Canons of Judicial Ethics 1, 2A, and 3A(6) as unconstitutional. (Doc. # 1.) After this court granted Defendants' motion to dismiss on Younger abstention grounds and the case was on appeal, the JIC dropped its investigation, and the Eleventh Circuit kicked the case back to this court for a determination of whether dropping the investigation made the whole thing moot. It did not. (Doc. # 64, at 19-23.) The case was (and is) not moot because Justice Parker is still subject to the canons of judicial ethics he challenges, and the capable-of-repetition-yet-evading-review exception applies because "it is alleged that JIC is willing to initiate investigations that chill protected speech of judges"-hence capable of repetition-and the JIC voluntarily ceased its investigation-hence evading review. See Roe v. Wade ,
This sets the stage for Justice Parker's present motion: that the court prevent the whole escapade from happening again by issuing a preliminary injunction enjoining Defendants "from enforcing or applying Canon 3A(6) of the Alabama Canons of Judicial Ethics to Justice Parker's protected speech and conduct under the First Amendment." (Doc. # 82, at 1.) Such an injunction is required, Justice Parker contends, because he is currently campaigning for the position of Chief Justice of the Alabama Supreme Court (election date: November 6, 2018), and he "would like to be able to engage in the discussion of the important matters" related to his candidacy. (Doc. # 83-1, at 3.) "However, because of the recent investigation by the JIC into [his] protected speech and complaints raised by various groups opposed to [his] position on certain matters, [he] ha[s] been chilled, and continue[s] to be chilled in [his] expression, and [he] [is] forced to self-censor." (Doc. # 83-1, at 3.) He does not seek injunctive relief under any other Canon.
II. JURISDICTION AND VENUE
Jurisdiction is proper under
III. DISCUSSION
A. Preliminary Injunction
The sole judicial ethics canon from which Justice Parker seeks immediate equitable relief is Canon 3A(6):
A judge should abstain from public comment about a pending or impending proceeding in any court, and should require similar abstention on the part of court personnel subject to his direction and control. This subsection does not prohibit judges from making public statements in the course of their official duties or from explaining for public information the procedures of the court.
Ala. Canon of Judicial Ethics 3A(6).
For Justice Parker to prevail, he bears the burden of demonstrating that (1) he has a substantial likelihood of success on the merits; (2) irreparable injury will be suffered until the injunction issues; (3) the threatened harm to him outweighs any damage the injunction might cause the JIC and the Alabama Attorney General; and (4) the injunction would not be adverse to the public interest. Siegel v. LePore ,
1. Likelihood of Success on the Merits
a. Whose Speech? Which Scrutiny?
The parties agree that Justice Parker's challenge to Canon 3A(6) is a First Amendment free speech claim, as incorporated and made applicable to the states by the Fourteenth Amendment. This is where agreement ends. While Justice Parker sees Canon 3A(6) as an overbroad, content-based restriction on his political speech that should be struck down under strict scrutiny, the Commission contends that any speech curtailed by Canon 3A(6) is not protected speech to begin with. This is because any speech by Justice Parker about a pending or impending case is in fact government speech, and the "Free Speech Clause restricts government regulation of private speech; it does not regulate government speech." (Doc. # 92, at 17 (quoting Pleasant Grove City v. Summum ,
Suffice it to say, this is not one of those "proposition[s] too self-evident to have been questioned." McCulloch v. Maryland , 17 U.S. (4 Wheat). 316, 413,
The Commission's government-speech argument fares no better. Its argument here is not simply that Alabama may regulate the political speech of its judicial officers-that argument comes later-but that Justice Parker's speech about any pending or impending proceeding is itself "quintessential government speech." (Doc. # 92, at 18.) It is for this reason the Commission relies on the Supreme Court's decision in Pleasant Grove City v. Summum ,
This conclusion is buttressed by the Supreme Court's two forays into the world of judicial ethics canons challenged on free speech grounds: Republican Party of Minnesota v. White ,
So if the speech curtailed by Canon 3A(6) is neither government speech nor an unprotected category, what is it, what are the interests involved, and which level of scrutiny applies? Here White and Williams-Yulee are also helpful, but their other lessons require a bit more explication. In White , Justice Scalia, writing for a 5-4 majority, explained that Minnesota's announce clause prohibited "a judicial candidate from stating his views on any specific nonfanciful [i.e. , real] legal question within the province of the court [i.e. , including cases not presently pending] for which he is running, except in the context of discussing past decisions."
Minnesota argued that its interests were preserving (1) the impartiality of the state judiciary, and (2) the appearance of the impartiality of the judiciary-the first to protect the due process rights of litigants, the second to instill public confidence in the judicial system.
[T]he notion that the special context of electioneering justifies an abridgement of the right to speak out on disputed issues sets our First Amendment jurisprudence on its head. "[D]ebate on the qualification of candidates" is "at the core of our electoral process and of the First Amendment freedoms," not at the edges.... "It is simply not the function of government to select which issues are worth discussing or debating in the course of a political campaign." We have never allowed the government to prohibit candidates from communicating relevant information to voters during an election.
After White , courts began striking down similar canons, usually on the grounds that they were overbroad and/or underinclusive. E.g. , Sanders Cty. Republican Cent. Comm. v. Bullock ,
Then came Williams-Yulee. Before the Supreme Court was a challenge to Florida's judicial ethics canon prohibiting judicial candidates from "personally solicit[ing] campaign funds," but allowing them to establish campaign committees to raise money. 135 S.Ct. at 1663. Walking back some of the language in White , Chief Justice Roberts, writing for a 5-4 court, emphasized that "[j]udges are not politicians, even when they come to the bench by way of the ballot," and that "a State's decision to elect its judiciary does not compel it to treat judicial candidates like campaigners for political office." Id. at 1662. Strict scrutiny was still appropriate, however; the state's interests simply differed. Id. at 1665 (plurality opinion).7 The Court then found that Florida's interest in "safeguarding public confidence in the fairness and integrity of the nation's elected judges" was a compelling one. Id. at 1666 (majority opinion) (quoting Caperton v. A.T. Massey Coal Co. ,
Turning to the question of narrow tailoring, the Court held that the overbroad and underinclusive concerns of White did not doom Florida's restriction. As for the former, the Florida canon "le[ft] judicial candidates free to discuss any issue with any person at any time.... They [just] cannot say, 'Please give me money.' " Id. at 1670. And as for the latter, "[a]lthough a law's underinclusivity raises a red flag, the First Amendment imposes no freestanding 'underinclusiveness limitation.' " Id. at 1668 (quoting R.A.V. v. St. Paul ,
In some ways, the evolution from White to Williams-Yulee is important. It is hard to deny that "the strict First Amendment framework of White [ ] underwent significant changes with the Supreme Court's decision in Williams-Yulee. " French v. Jones ,
Some of the rules that emerge from the confluence are these. First, strict scrutiny applies. Second, there do exist "rare cases in which a speech restriction withstands strict scrutiny." Williams-Yulee , 135 S.Ct. at 1666. Scrutiny in this area is not "strict in theory, but fatal in fact." Id. (quoting Adarand Constructors, Inc. v. Pena ,
b. Constitutionality of Canon 3A(6)
As noted above, Justice Parker carries the initial burden to obtain a preliminary injunction. But in determining the likelihood of success on the merits, "the ultimate burden is on the party who would have the burden at trial." FF Cosmetics FL, Inc. v. City of Miami Beach ,
Canon 3A(6) is a content-based restriction: If the subject of the judge's statement is "about a pending or impending proceeding in any court," then the "judge should abstain from public comment." Ala. Canon of Judicial Ethics 3A(6); see Reed v. Town of Gilbert , --- U.S. ----,
The Attorney General offers that the interest behind Canon 3A(6) is "the protection and preservation of public confidence in the integrity and impartiality of the State's judiciary." (Doc. # 93, at 1.) As the Supreme Court made clear in Williams-Yulee , there is no doubt this constitutes a compelling state interest. 135 S.Ct. at 1666. Nor does Justice Parker dispute that it is. (Doc. # 83, at 11; Doc. # 99, at 27.) The question is simply one of fit.
Before turning to the question of tailoring, however, it is important to "construe the challenged [canon]; it is impossible to determine whether a [canon] reaches too far without first knowing what the [canon] covers." United States v. Williams ,
Such was the interpretation given the language by the ABA's Standing Committee on Ethics and Professional Responsibility when it voted to revise the 1972 Model Code of Judicial Ethics-whence comes Alabama's version-to change the canon to prohibit only judges' comments that "might affect the outcome or fairness of a trial or hearing." Lisa L. Milord, The Development of the ABA Judicial Code 21 (1992). As that Committee explained,
The language of the 1972 Code's provision prohibiting any public comment about a pending or impending proceeding was believed by the Committee to be overbroad and unenforceable. For example, judges in their extra-judicial teaching and writing often refer to pending or impending cases in other jurisdictions without diminishing the fairness of those cases or the appearance of judicial impartiality.
Yet while certainly geographically unconstrained, the reach of the provision is not as bottomless as Justice Parker intimates. Justice Parker notes that in his radio interview, he discussed "political, judicial and constitutional theory, structures of government and its different branches, key public issues such as the role of the judiciary, constitutional interpretation, and marriage, and important legal history." (Doc. # 83, at 8.) While "he would like to be able to discuss [these issues] freely without fear of reprisal," he is now "forced to self-censor on such issues" due to Canon 3A(6).
Having construed the Canon, the next question is whether the Canon is narrowly tailored to a compelling state interest. And here, it must be said that the lack of geographic restriction does not necessarily doom the Canon. As Justice Scalia complained in Williams-Yulee , the canon at issue there "applie[d] even when the person asked for a financial contribution has no chance of ever appearing in the candidate's court." Id. at 1677 (Scalia, J., dissenting). Even so, the imperfect tailoring and slight broadness in the shoulders did not change the majority's conclusion that the canon did not need to be returned to the tailor.
But Alabama's Canon 3A(6) is not the same as Florida's ban of in-person solicitation, and the fit appears even looser. True, the compelling state interest in Williams-Yulee was likewise judicial integrity-which "does not easily reduce to precise definition," id. at 1667 (majority opinion)-but it was judicial integrity of a specific kind: to counter the fear "that the public may lack confidence in a judge's ability to administer justice without fear or favor if he comes to office by asking for favors," id. at 1666. The link between the problem (asking for money) and the solution (restricting judicial candidates from personally engaging in "money speech") was clear, and the slice of speech cut from the pie was narrow. Moreover, the state also provided an alternative to the right it restricted: While judicial candidates could no longer directly ask contributors for money, their campaign committees could.
In contrast, in White , Minnesota's interest was broadly labeled "judicial integrity," but it was of no specific kind or flavor; the problem it sought to counter was amorphous ("Respondents are rather vague ... about what they mean by 'impartiality,' "
That is the rub here. Canon 3A(6) removes from the orbit of protected speech any discussion of ongoing or impending court proceedings , but as in all other iterations13 says nothing about speech restrictions on issues. (See Doc. # 92-1, at 2-3.) Some speech concerning some proceedings is worth curtailing in some circumstances-when a case is pending before the court on which the candidate sits (or seeks to sit), for instance, or when a case could conceivably get there. As the Commission points out, it could be that allowing judges to speak about those kind of proceedings "would undermine the appearance of judicial open-mindedness and impartiality that is central to our court system, and it would undermine the public's confidence in receiving a fair proceeding." (Doc. # 92, at 46.) And a state has a compelling interest in preventing a judge from "improperly forecasting on how he or she will rule" in a specific decision. (Doc. # 92, at 49.) The integrity of the court system depends generally on enforcement of that ethical notion.
But even assuming these compelling interests, it is not clear how Defendants' reasoning extends to the full reach of the Canon's proscription. Why would the public's confidence be undermined by a judge speaking about an ongoing proceeding in Arizona or Angola? When it comes to preserving the judicial integrity of Alabama state judges, is speaking about a case pending before the Alabama Supreme Court really the same as discussing the merits of an appeal before the Supreme Court of Seychelles?
More generally, what is the state interest in outlawing speech that cannot be seen as affecting the outcome or impairing the fairness of a proceeding? While the geographic examples well illustrate how such instances can arise, by no means are they the only way. For instance, how would speaking about a case that has no chance of coming before the Alabama court on which a judge sits (speech that is not currently allowed) be different from speaking about past cases (speech which is allowed)? And what is Alabama's interest in preventing a judge from responding publicly to allegations made by litigants in order to obtain the judge's recusal? If the judge recuses, then any subsequent speech would fall afoul of Canon 3A(6) because it would not be made in the course of the judge's official duties and would concern a pending proceeding in another court. Yet the Fifth Circuit has expressly held that a state's interests in "preserving the public's faith in the judiciary and litigants' rights to a fair hearing" are not advanced by "shutting down completely such speech." Jenevein ,
All these examples reveal that Alabama currently treats "proceedings" and "issues" alike, and therein lies the conceptual *1306problem. Nor is it just an Alabama problem. All iterations of this canon across the country address only "proceedings" or "matters" without express consideration of "issues." Whereas a "proceeding" refers to a particular legal action involving particular questions and parties, an "issue" is a more general category-even though issues obviously arise in the context of proceedings. A judicial candidate's discussion of issues is protected by the First Amendment. The problem arises when the issue relates directly to a proceeding.
This tension, though difficult to reconcile in some settings, may be illuminated by the example of the death penalty. At the trial on this case, the court would be interested to know if any party seriously contends that a judicial candidate in Alabama or elsewhere is precluded from publicly giving his or her opinion on the death penalty generally, even though doing so necessarily implies giving an opinion as to the constitutionality of the procedure. Compare, e.g. , Ala. Judicial Inquiry Comm'n, Ala. Judicial Ethics Op. 94-537,
This is the other side of the Supreme Court's recognition in White that, for a voter, a candidate's discussion of an ongoing proceeding in Andorra is important not because of the parties involved or the particularities of that specific controversy, but because of the issues the case raises. See
While "there is nothing wrong in general with a rule's being overinclusive[,] ... when an overinclusive rule has the effect ... of greatly curtailing an important part of the speech 'market,' the rule is deeply problematic." Buckley v. Ill. Judicial Inquiry Bd. ,
Much of the same reasoning applies to Justice Parker's overbreadth argument. "An overbreadth challenge is based on the statute's 'possible direct and indirect burdens on speech.' " United States v. Acheson ,
2. Irreparable Injury
An injury is irreparable "if it cannot be undone through monetary remedies." Cunningham v. Adams ,
The Commission contends that Justice Parker's speech is not being harmed because (1) the JIC dropped its investigation of the October 6, 2015 radio interview and no other investigations appear on the horizon, (2) that previous investigation was about Justice Parker's comments about a then-pending case before the court on which Justice Parker served (and thus-though the JIC does not complete the thought-may fall within the legitimate sweep of the Canon) and is unlikely to recur, and (3) Justice Parker's speech has not been chilled in practice, as evinced by the fact that he continues to give provocative talks similar to the one that initially got him in trouble. (Doc. # 92, at 53-57.)
It is true that attached to the Supreme Court's rule-that "[t]he loss of First *1308Amendment freedoms, for even minimal periods of time, unquestionably constitutes irreparable injury"-is the premise that First Amendment freedoms are actually being diminished. Elrod v. Burns ,
The question, then, is whether Canon 3A(6) chills speech. On the one hand, Justice Parker is rather vague in his affidavit about what kind of speech he would like to give but thinks Canon 3A(6) proscribes. He notes only that he "frequently discuss[es] matters of public concern in public meetings, speeches, and media interviews, and [he] would like to be able to engage in the discussion of the important matters related to these issues." (Doc. # 83-1, at 3.) And, as detailed above, the examples his briefing does give-"political, judicial and constitutional theory, structures of government and its different branches, key public issues such as the role of the judiciary, constitutional interpretation, and marriage, and important legal history" (Doc. # 83, at 8)-have little or nothing to do with the actual proscription of the Canon. Nor, as the JIC points out, did many of the allegations brought in the previous investigation, and those that did-concerning Justice Parker's comments about the API case then pending before the Alabama Supreme Court-may fall on the constitutional side of the Canon anyway.
But these particularities do not negate the fact that (1) Canon 3A(6) likely violates the First Amendment, (2) Justice Parker and all other judges and judicial candidates in Alabama are subject to a canon that is overbroad and appears to unlawfully proscribe certain categories of speech, and (3) this application necessarily chills, or threatens to chill, rights protected by the First Amendment. At a minimum, it gives the regulator indeterminate ammunition to attack a judicial candidate over speech on issues (as opposed to speech purely concerning proceedings ). Perhaps this seems like a low bar, but it is one in keeping with the "stringent protection of First Amendment rights." Cate v. Oldham ,
Moreover, despite what the ordinary meaning of the text may be, key to this dispute is the way the Commission interprets and applies the Canon in practice. This is why the court has explained that "[w]hether Justice Parker's claims are *1309construed as facial or as-applied challenges-and the court need not pigeonhole them at this point-some discovery regarding the prior actions of the JIC is appropriate." (Doc. # 90, at 2 (citations omitted).) It matters how the Commission interprets and applies the Canon, and whether it will "continue to enforce the Judicial Canons in a way that will chill speech in the future." (Doc. # 64, at 23.) For this inquiry, the court cannot simply rely on the Commission's assurance that "any subsequent investigation" is "distant and speculative." (Doc. # 92, at 55.) As the court previously noted, "JIC already has proven the threat of prosecution credible and, at any moment, may start another investigation against [Justice Parker]." (Doc. # 64, at 11.)15 Justice Parker has shown a threat of irreparable harm.
3. Balance of Equities and the Public Interest
"Two principles are in conflict and must, to the extent possible, be reconciled. Candidates for public office should be free to express their views on all matters of interest to the electorate. Judges should decide cases in accordance with law rather than with any express or implied commitments that they may have made to their campaign supporters or to others.... [O]nly a fanatic would suppose that one of the principles should give way completely to the other." Buckley ,
With that said, it does not necessarily follow that the balance of equities tips wholly in favor of the complete relief Justice Parker seeks-"that Defendants be preliminarily enjoined from enforcing or applying Canon 3A(6) of the Alabama Canons of Judicial Ethics to Justice Parker's protected speech and conduct under the First Amendment." (Doc. # 82, at 1.) The purpose of a preliminary injunction "is not to conclusively determine the rights of the parties, but to balance the equities as the litigation moves forward." Trump v. Int'l Refugee Assistance Project , --- U.S. ----,
For purposes of crafting equitable relief at this stage in the litigation, Justice Parker's proposed injunction is both overbroad and underinclusive. It is overbroad because Justice Parker has not shown (and is therefore unlikely to succeed on a claim) that Canon 3A(6) is unconstitutional in every application. Rather, he has shown a likelihood that Canon 3A(6) is overbroad when it touches speech about issues , particularly when such speech concerns pending or impending proceedings outside the Alabama system, or where the comments could have no impact on the outcome or fairness of a proceeding. Though a slimmer version of the Canon will remain once the fat is trimmed, the Commission is entirely right that a broad injunction enjoining the total enforcement of Canon 3A(6) would not serve the state's compelling interest in preserving the integrity of its judicial system. (Doc. # 92, at 58 ("With the broad injunction sought here by Justice Parker, one which would eliminate any enforcement mechanism to deter judges or judicial candidates from speaking about pending or impending matters, Alabama's judges or judicial candidates would technically be free to comment publicly about any case, including how they would rule on its merits-during an election season.").)
The proposed relief is underinclusive because it seeks to enjoin Defendants from applying Canon 3A(6) only to Justice Parker. But if the Canon is so problematic because of its overreach, then it is infringing not just on Justice Parker's speech but also on that of his colleagues and other judicial candidates. Indeed, such a recognition of third-party harm is implicit in any overbreadth challenge, where "the possible harm to society in permitting some unprotected speech to go unpunished is outweighed by the possibility that protected speech of others may be muted." Broadrick ,
"Generally speaking, when confronting a constitutional flaw in a statute, [courts] try to limit the solution to the problem." Ayotte v. Planned Parenthood of N. New England ,
Key to this analysis is that Justice Parker seeks the preliminary injunction in the midst of an election cycle. Any relief will necessarily affect not just Justice Parker but also his opponents and every other judge.17 The court must consider the harm to them, the voting public, and the state if the court were to (a) allow Canon 3A(6) to remain in place as is, (b) enjoin its enforcement completely, or (c) find a middle position pending outcome of these proceedings.
Having considered these three possibilities, the court concludes that the balance of the equities favors granting the injunction, but with modifications so that it will be tailored to better address the probable constitutional infirmities pending trial. As detailed below, Defendants will be able to enforce Canon 3A(6) against any judge who publicly comments about a pending or impending proceeding in Alabama, but will be enjoined from applying the prohibition to speech regarding proceedings in courts outside of Alabama and will be enjoined from enforcing the Canon if the judge's public comment cannot reasonably be expected to affect the outcome or impair the fairness of a proceeding in Alabama. In this way, the court enjoins "only the unconstitutional applications of the [Canon] while leaving other applications in force."
4. Bond
Federal Rule of Civil Procedure 65(c) provides that a court "may issue a preliminary injunction ... only if the movant gives security in an amount that the court considers proper to pay the costs and damages sustained by any party found to have been wrongfully enjoined or restrained." Fed. R. Civ. P. 65(c). "The amount of *1312security required is a matter for the discretion of the trial court; it may elect to require no security at all." Corrigan Dispatch Co. v. Casa Guzman, S.A. ,
5. Hearing
Though Federal Rule of Civil Procedure 65(a)(2) speaks about "the hearing" on a motion for a preliminary injunction, the Eleventh Circuit has made clear that "[a]n evidentiary hearing is required for entry of a preliminary injunction only 'where facts are bitterly contested and credibility determinations must be made to decide whether injunctive relief should issue.' " Cumulus Media ,
B. Summary Judgment
The JIC moves for partial summary judgment as to the constitutionality of Canon 3A(6). (Doc. # 92, at ii.) Summary judgment is appropriate "if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a). Given that Justice Parker has shown that he is likely to prevail on the merits of his constitutional challenge to Canon 3A(6) and is due a preliminary injunction, summary judgment declaring the Canon constitutional would be inappropriate. Nor would summary judgment in the other direction be proper, as it is "generally inappropriate for a federal court at the preliminary-injunction stage to give a final judgment on the merits." Univ. of Texas v. Camenisch ,
Factual development, appropriate briefing, and a trial and final judgment will ensure that all involved are adequately informed and that the compelling interests of the state, the candidates, and the voting public have been reconciled. Until that process is concluded, this injunction governs.
IV. CONCLUSION
It is ORDERED that Justice Parker's Motion for a Preliminary Injunction (Doc. # 82) is GRANTED in part and DENIED
*1313in part, that the JIC's Motion for Partial Summary Judgment (Doc. # 92) is DENIED, and that the JIC's request for an immediate trial on the merits (Doc. # 92, at ii n.2) is construed as a motion and DENIED.
Pursuant to Federal Rule of Civil Procedure 65(d), it is further ORDERED that Defendants are ENJOINED from enforcing Alabama Canon of Judicial Ethics 3A(6) to the extent that it proscribes public comment by a judge about a pending or impending proceeding in a court outside the state of Alabama, and Defendants are ENJOINED from enforcing the Canon to the extent that it proscribes public comment by a judge that cannot reasonably be expected to affect the outcome or impair the fairness of a proceeding in Alabama.
DONE this 2nd day of March, 2018.
Related
Cite This Page — Counsel Stack
295 F. Supp. 3d 1292, Counsel Stack Legal Research, https://law.counselstack.com/opinion/parker-v-judicial-inquiry-commn-of-state-almd-2018.