Park Knoll Associates v. Schmidt

89 A.D.2d 164, 454 N.Y.S.2d 901, 1982 N.Y. App. Div. LEXIS 18126
CourtAppellate Division of the Supreme Court of the State of New York
DecidedOctober 18, 1982
StatusPublished
Cited by16 cases

This text of 89 A.D.2d 164 (Park Knoll Associates v. Schmidt) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Park Knoll Associates v. Schmidt, 89 A.D.2d 164, 454 N.Y.S.2d 901, 1982 N.Y. App. Div. LEXIS 18126 (N.Y. Ct. App. 1982).

Opinion

OPINION OF THE COURT

Boyers, J.

The principal issue on this appeal, which is one of first impression in this State, is whether allegedly libelous “tenant’s statément[s] of complaint” filed by individual tenants with the New York State Division of Housing and Community Renewal pursuant to the provisions of the Emergency Tenant Protection Act of 1974 (L 1974, ch 576, § 4, as amd) and the regulations promulgated thereunder, and allegedly composed by defendant who concededly acted [165]*165as scrivenor and/or advisor with regard to such documents, are protected by either an absolute or a qualified privilege. We hold today that the absolute immunity afforded to communications made to a body acting in a quasi-judicial capacity applies to the individual complaining tenants and extends to the defendant in her capacity as leader of the tenants’ association. Therefore, the allegedly defamatory statements cannot serve as the basis for the imposition of liability.

Park Knoll Associates, a limited partnership and the plaintiff in this defamation action, owns, manages and operates a Westchester apartment complex known as Park Knoll. The defendant, Aphrodite Schmidt, resides at the subject premises and serves as president of Park Knoll Tenants Association, Inc., a not-for-profit corporation which represents Park Knoll tenants.

Plaintiff commenced this action against defendant on or about June 18, 1980. The complaint, which sets forth 10 causes of action for libel, alleges that defendant “designed to libel the plaintiff in its trade and business by falsely accusing it of violating the applicable law and regulations of the State of New York and of the Division of Housing and Community Renewal * * * and further falsely accusing the plaintiff of making perjurious statements to said Division.”

Each cause of action alleges a libel published in March or April, 1980, and sets forth verbatim the communications complained of, which comprise portions of 10 “Tenant’s Statements] of Complaint” filed pursuant to the Emergency Tenant Protection Act of 1974 (ETPA) (L 1974, ch 576, § 4, as amd). The complaint forms, which were furnished by the New York State Division of Housing and Community Renewal (the division), were received by the Office of Rent Administration, the entity designated by the commissioner of the division to administer the ETPA (see Emergency Tenant Protection Regulations, § 3, subd 2, 9 NYCRR 2500.2 [b] [1]).

Each statement was affirmed by a different tenant of the Park Knoll complex. Seven of them are signed by defendant as “[p]repared [b]y” Aphrodite Schmidt. For example, [166]*166the tenant’s statement of complaint which is reproduced, in part, in plaintiff’s first cause of action and a complete copy of which is annexed to the complaint, states in pertinent part:

“The RTP-25 form was represented as approval by your agency of the $390 rent being charged me. Please note that the landlord indicates that the prior tenant’s rent was at $324.16 and that the lease was broken. Accordingly, Mrs. Schmidt advises me that only a 6% vacancy rate adjustment could be applied on the rental amount of the prior tenant’s unexpired term. It would appear that my proper legal regulated rent should be at $349.61 per month. The prior tenant was a Robert Ucci who cannot be located and I ask that his lease and that of the prior tenants since 1974 be provided by the landlord for review. Mrs. Schmidt indicates to me that the prior tenant may have been overcharged, and that this possible circumstance has bearing on the proper base rent to me * * *
“In addition, Mrs. Schmidt advises me that the landlord was covered by insurance to restore the premises to its original condition and these costs cannot be passed on to the tenants * * *
“Mrs. Schmidt also advises me that the landlord has ‘renovated’ certain other 3 room apartments in the Park Knoll complex by replacing original 28 year old equipment in the kitchens and bathrooms and charged $359.50 for said apartments in excess of the allowable legal regulated rent, and that this matter of those tenants’ complaints is pending with your agency.” (Emphasis supplied.)

In six of the statements, the complaining tenant asks that defendant act as his or her representative “in all matters that [the tenant did] not have full knowledge about as a new tenant”, in the event a hearing “is requested by the landlord or deemed necessary”. The statement that forms the basis of the eighth cause of action was “submitted with the assistance of the President of the Park Knoll Tenants Association” and in the tenth, the statement was “submitted with the assistance and preparation of Aphrodite Schmidt”.

In each statement, the complaining tenant makes reference to advice furnished by defendant. While none of the 10 [167]*167tenant’s statements filed with the division specifically quotes remarks made by defendant, certain portions of the particular statements which mention defendant by name are followed by the phrases “advises me” or “indicates to me” or are preceded by the phrase “according to”. Plaintiff did not sue any of the 10 tenants who filed a statement of complaint.

In October, 1980, defendant moved for summary judgment dismissing the complaint on the ground, inter alia, that “the alleged defamatory statements were privileged”. By order dated February 10, 1981, Special Term (Marbach, J.), denied the motion, - observing with regard to defendant’s claim of absolute privilege, that such “argument would have merit if it were the complaining tenants who were sued * * * and the statements contained in the various complaints were the basis [sic] for the action (Studley Inc. v Lefrak, 50 A.D. 2d 162, affd 41 N.Y. 2d 881).” Noting that plaintiff’s action was based upon defendant’s statements to the complaining tenants, which statements were later incorporated into the complaints filed by the tenants, Special Term reasoned that as it was the communications between the tenants and the division that formed the bases of the action, such communications were subject to a qualified, rather than an absolute, privilege. No appeal was taken from this order.

In April, 1981, plaintiff moved for an order of preclusion pursuant to CPLR 3126. Defendant then cross-moved pursuant to CPLR 3211 (subd [a], par 7) to dismiss the complaint for failure to' state a cause of action, or in the alternative, for a protective order. By order dated September 30, 1981, Special Term (Gurahian, J.), inter alia, denied defendant’s cross motion, holding in part that the “subject complaint [met] the requirements of particularity under CPLR rule [3016].”1 It is from this order that defendant appeals.

Initially, we observe that the prior order of Special Term from which no appeal was taken constitutes no impedi[168]*168ment to review by this court. It is well established that “[t]he doctrine of the law of the case does not apply in an appellate court where the prior order was made by a court of subordinate jurisdiction from which no appeal was taken (Di Fresco v Starin, 81 AD2d 629, 630; see Klein v Smigel, 44 AD2d 248, affd 36 NY2d 809; see, also, Martin v City of Cohoes, 37 NY2d 162, on remand 50 AD2d 1035, app dsmd and mot for lv to app den 39 NY2d 740; 10 Carmody-Wait 2d, NY Prac, § 70:406).

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Bluebook (online)
89 A.D.2d 164, 454 N.Y.S.2d 901, 1982 N.Y. App. Div. LEXIS 18126, Counsel Stack Legal Research, https://law.counselstack.com/opinion/park-knoll-associates-v-schmidt-nyappdiv-1982.