Palm Beach County v. Federal Aviation Administration

53 F.4th 1318
Court of Appeals for the Eleventh Circuit·Decided November 18, 2022·No. 21-10771·Published·Cited by 4 cases

Opinion

[PUBLISH]

In the

United States Court of Appeals For the Eleventh Circuit

No. 21-10771

PALM BEACH COUNTY, CITY OF ATLANTIS, FLORIDA, Petitioners,

versus FEDERAL AVIATION ADMINISTRATOR,

Respondent,

CAPTAIN ERROL FORMAN,

Intervenor.

2 Opinion of the Court 21-10771

Petition for Review of a Decision of the Federal Aviation Administration Agency No. 16-17-13

Before JILL PRYOR, BRANCH, and ED CARNES, Circuit Judges. ED CARNES, Circuit Judge:

Lantana Airport is a small regional airport in Palm Beach County, Florida. Captain Errol Forman is a former commercial pilot who now flies a small Cessna jet for his own personal use. Twice in May 2016, Forman landed his Cessna at the Lantana Airport . It might have been a match made in the heavens, if not for a county ordinance.

That ordinance on its face prohibits “pure turbo-jet aircraft”

and cargo-carrying aircraft that weigh more than 12,500 pounds from using Lantana Airport, and Palm Beach County enforces the ordinance in a way that actually bans all jets, not just the “pure turbo” variety. So when Forman landed his turbofan Cessna jet at Lantana Airport, the County threatened him with fines and jail time. That bit of unexpected rough air triggered even more turbulence .

Forman complained to the Federal Aviation Administration that the ordinance’s jet restriction violated a grant assurance the County had made to the FAA in exchange for federal airport 21-10771 Opinion of the Court 3

improvement money. The FAA agreed with Forman and ordered the County to rescind the restriction. The County and the City of Atlantis, which borders Lantana Airport, have petitioned us for review of the FAA’s final agency decision. 1 Forman intervened.

I. The Statutory and Regulatory Background The FAA gives grants to airport sponsors so that they can build and improve airports to “maintain a safe and efficient nationwide ” airport system. 49 U.S.C. §§ 47104(a), 47105(a); see also id. § 47102(26) (defining “sponsor” as “a public agency” or “a private owner of a public-use airport that submits . . . under this subchapter an application for financial assistance for the airport”). In exchange for the grants, sponsors must agree to various written “assurances ,” including to make the airport “available for public use on reasonable conditions and without unjust discrimination.” Id. § 47107(a)(1); see also Airport Improvement Program (AIP) Grant Assurances, 79 Fed. Reg. 18,755, 18,755 (Apr. 3, 2014) (noting that a “complete list of the current grant assurances can be viewed” at https://www.faa.gov/airports/aip/grant_assurances). This case concerns two grant assurances.

The first and most important one is Grant Assurance 22, which is titled “Economic Nondiscrimination.” Fed. Aviation Admin ., Airport Sponsor Assurances 10–11 (2014),

1 Atlantis joined the County’s petition because “its residents may be subject to aircraft noise and safety impacts” if the restriction is rescinded. We refer to the County and Atlantis collectively as “the County.”

4 Opinion of the Court 21-10771

https://www.faa.gov/sites/faa.gov/files/airports/aip/grant_assurances /airport-sponsor-assurances-aip.pdf. Subsection (a) of Grant Assurance 22 requires sponsors to “make the airport available as an airport for public use on reasonable terms and without unjust discrimination to all types, kinds and classes of aeronautical activities.” See id. at 10. Later subsections of Grant Assurance 22 give sponsors some authority to impose conditions or restrictions on airport use. For example, subsection (h) allows sponsors to “establish such reasonable, and not unjustly discriminatory, conditions to be met by all users of the airport as may be necessary for the safe and efficient operation of the airport,” while subsection (i) allows sponsors to “prohibit or limit any given type, kind or class of aeronautical use of the airport if such action is necessary for the safe operation of the airport or necessary to serve the civil aviation needs of the public.” Id. at 11.

The other assurance that is important here is Grant Assurance 1(a), which is titled “General Federal Requirements.” Grant Assurance 1(a) requires sponsors to “comply with all applicable Federal laws, regulations, executive orders, policies, guidelines, and requirements as they relate to the application, acceptance and use of Federal funds for [a] project including but not limited to . . . Title 49, U.S.C., subtitle VII, as amended.” Id. at 2. Subtitle VII includes the Airport Noise and Capacity Act (ANCA). See 49 U.S.C. §§ 47521–34.

ANCA generally prohibits “airport noise and access restrictions on the operation of stage 2 and stage 3 aircraft” unless 21-10771 Opinion of the Court 5

those restrictions meet stringent statutory requirements. 2 See id. § 47524. ANCA also mandates that restrictions on Stage 3 aircraft, which is what Forman’s Cessna jet is, be “reasonable, nonarbitrary , and nondiscriminatory.” Id. § 47524(c)(2)(A). But ANCA doesn’t apply to restrictions that were already in effect by October or November 1990. See id. § 47524(c)(1) (making ANCA applicable to “airport noise or access restriction[s] on the operation of stage 3 aircraft not in effect on October 1, 1990”); id. § 47524(d) (requiring a small subset of airport noise or access restrictions to be “in effect on November 5, 1990” instead). Those restrictions are considered “grandfather[ed].” Fed. Aviation Admin., Airport Compliance Manual, FAA Order 5190.6B § 13.14(b) (2021), https://www.faa.gov/documentLibrary/media/Order/Order- 5190-6B-Change1.pdf.

The FAA implements ANCA through 14 C.F.R. Part 161, which sets out the process for analyzing and approving new noise restrictions, see 14 C.F.R. §§ 161.101 to .417, and the penalties for failure to comply with ANCA, see id. §§ 161.501 to .505. By contrast , the FAA enforces compliance with grant assurances using

2 Stage 2 and Stage 3 are noise level categories. See 14 C.F.R. § 36.1(f). Stage 3 jets, which are the second-quietest category, are “relatively quiet[].” See Friends of E. Hampton Airport, Inc. v. Town of E. Hampton, 841 F.3d 133, 138 (2d Cir. 2016) (quotation marks omitted); Stage 4 Aircraft Noise Standards , 70 Fed. Reg. 38,742, 38,742–43 (July 5, 2005) (creating a new Stage 4 category that in 2006 replaced Stage 3 as the quietest U.S.-certified jet category ).

6 Opinion of the Court 21-10771

two other regulatory mechanisms: an informal “Part 13” complaint process, see 14 C.F.R. § 13.2; Airport Compliance Manual § 5.1, and a formal “Part 16” complaint process, see 14 C.F.R. § 16.23; Airport Compliance Manual § 5.1.

A person can report a Part 13 complaint by phone, letter, or email, see Airport Compliance Manual § 5.6(a), and the complainant doesn’t have to be affected by the violation, see id. § 5.2. Part 13 complaints are typically handled by the FAA Airports District Office and its Regional Airports Divisions. Id. § 5.1. Those offices might choose to investigate the allegations, choose to consult with other FAA offices (like the Flight Standards or the Air Traffic ones) to get airspace or safety studies, or choose to request more information from the complainant or the airport sponsor. See id. § 5.8. Those offices might also make a preliminary determination on compliance, identify apparent violations, specify corrective actions , and prescribe deadlines for those actions. Id. §§ 5.11 to .13. But any preliminary determination under Part 13 is not a formal or final FAA determination, see id. § 5.11, and if the complainant or the sponsor is dissatisfied, they may file a formal Part 16 complaint , see id. § 5.12.

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Palm Beach County v. Federal Aviation Administration, 53 F.4th 1318 (11th Cir. 2022).

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