Palay v. SUPERIOR COURT OF LOS ANGELES CTY.

18 Cal. App. 4th 919, 22 Cal. Rptr. 2d 839, 93 Cal. Daily Op. Serv. 6897, 93 Daily Journal DAR 11679, 1993 Cal. App. LEXIS 936
CourtCalifornia Court of Appeal
DecidedSeptember 10, 1993
DocketB075140
StatusPublished
Cited by28 cases

This text of 18 Cal. App. 4th 919 (Palay v. SUPERIOR COURT OF LOS ANGELES CTY.) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Palay v. SUPERIOR COURT OF LOS ANGELES CTY., 18 Cal. App. 4th 919, 22 Cal. Rptr. 2d 839, 93 Cal. Daily Op. Serv. 6897, 93 Daily Journal DAR 11679, 1993 Cal. App. LEXIS 936 (Cal. Ct. App. 1993).

Opinion

*922 Opinion

KITCHING, J.

Plaintiff and petitioner Teogenes Rodriguez Palay, a minor, by and through his mother Inocente Palay, as guardian ad litem, and petitioner Inocente Palay, individually, seek a writ of mandate to compel respondent superior court to vacate an order made during the course of discovery requiring production of Inocente Palay’s medical records relating to prenatal care at the Wilmington Community Free Clinic to defendants and real parties in interest County of Los Angeles (Harbor-UCLA Medical Center), St. Mary Medical Center, and Dr. Jonathan Lawrence (collectively referred to as Defendants). 1

In filing his action, Child waived his right to assert the physician-patient privilege by putting his own physical condition and medical records at issue. While Child has waived, Mother asserts a right to claim privilege as to prenatal records. We find that Mother cannot assert, a privilege based on two grounds: (1) public policy; and (2) an interpretation of the litigation-exception that recognizes that during pregnancy, a mother’s prenatal records are shared by both the mother and the fetus.

Since Child’s medical records are inseparable from those of Mother during the time he was in útero, we find Mother’s prenatal records relating to Child are also discoverable. The trial court did not abuse its discretion in finding these records discoverable and ordering their production. However, the trial court shall review these records in camera, which will accommodate both Mother’s right to privacy and Defendants’ right to disclosure.

Accordingly, the petition is denied. Tire stay imposed by this court shall remain in effect until issuance of tire remittitur.

Factual and Procedural Background

This petition involves a conflict between a litigant’s right to discovery and a nonparty’s right to invoke the physician-patient privilege. The matter arises from a medical malpractice action brought on behalf of a minor, by his mother, as guardian ad litem. The question confronting us is whether the prenatal medical records of a mother, a nonparty to the litigation, whose child has filed a medical malpractice action, are discoverable or subject to a claim of privilege and a concomitant right to privacy.

Child was born prematurely at Harbor-UCLA Medical Center (Harbor-UCLA) on November 23, 1988, with an atrial septal defect in his heart. He *923 was diagnosed as developmentally delayed, with signs of cyanosis, brain damage and a heart defect. 2 His heart condition was monitored for approximately 14 months by a pediatric cardiologist.

On April 3, 1990, when Child was 16 months old, he suffered seizures and was taken by paramedics to the St. Mary Medical Center in Long Beach. At the hospital he suffered respiratory failure and cardiac arrest. During a two-month hospitalization, he was treated for neurological, heart and feeding problems, and suffered several episodes of cardiac arrest resulting in brain damage. Child is currently nonresponsive and in a state of semicoma.

On April 16, 1992, Child, by and through Mother as guardian ad litem, 3 filed a medical malpractice action alleging, inter alia, that Harbor-UCLA and its attending physicians were negligent in failing to adequately diagnose and treat cardiac disease detected at birth, which was a contributing factor in his subsequent cardiac arrest and resulting brain damage. 4 Defendants answered and asserted, among other affirmative defenses, comparative negligence.

In preparation for trial, Defendants scheduled Mother’s deposition and requested authorization for release of her medical records from Harbor-UCLA. In response, Mother asserted the physician-patient privilege, but granted a limited waiver for the purpose of providing Defendants access only to her records relating to labor and delivery.

*924 At her deposition, Mother refused to answer questions regarding the prenatal care and treatment she received during her pregnancy with Child at Harbor-UCLA and the Wilmington Community Free Clinic (Wilmington Clinic), and asserted the physician-patient privilege. Counsel permitted inquiry into prenatal information contained in Child’s medical records, but objected as to matters contained in Mother’s medical records. 5 Mother did, however, testify that she had received prenatal care at a clinic in Wilmington, and clinic personnel sent her to Harbor-UCLA.

On or about February 12, 1993, Defendants served a subpoena on the Wilmington Clinic for production of Mother’s medical records. The records to be produced were described as: “. . . any and all records, documents, medical reports, including doctors’ entries, nurses’ charts, progress reports, original x-ray films, x-ray reports, lab reports, case history, emergency room records, admitting sheets and special tests pertaining to the care and treatment, diagnosis, prognosis, condition, discharge, and statement of charges rendered affecting or relating to Inocente Palay regardless of date.” 6

On or about February 16, 1993, Child filed an ex parte application for an order, inter alia, to quash the deposition subpoena on the grounds that Mother’s medical records were subject to her right to privacy and protected by the physician-patient privilege. In opposition, Defendants argued that privacy rights of third party nonlitigants were not absolute and were to be balanced against a good cause reason for discovery, to wit, the ability to prepare a defense. The court denied Child’s application and ordered Mother’s prenatal medical records from the Wilmington Clinic to be produced in camera.

On May 7, 1993, Child and Mother filed a petition for writ of mandate (B075140) and request for an immediate stay of the order requiring production of Mother’s medical records to the court, and the subsequent in camera inspection of those documents.

On June 1, 1993, we issued an alternative writ and we heard oral argument on August 19, 1993.

*925 Contentions

Child and Mother contend that:

1. Mother’s right to privacy and the physician-patient privilege prohibit disclosure of her prenatal medical records from the Wilmington Clinic;

2. the privilege was neither waived by Mother’s legal status as guardian ad litem nor by any significant disclosure of information; and,

3. Mother’s prenatal history and medical records are irrelevant to the issues raised in Child’s malpractice action.

Discussion

A writ of mandate is the proper remedy to review discovery orders and procedures. (Rudnick v. Superior Court (1974) 11 Cal.3d 924, 928 [114 Cal.Rptr. 603, 523 P.2d 643]; Carlson v.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Geng v. Superior Court CA4/3
California Court of Appeal, 2025
McGovern v. BHC Fremont Hospital, Inc.
California Court of Appeal, 2023
Williams v. Superior Court of L. A. Cnty.
398 P.3d 69 (California Supreme Court, 2017)
People v. Richardson CA3
California Court of Appeal, 2015
Conner v. Cedars-Sinai Med. Center CA2/2
California Court of Appeal, 2015
Marriage of Schulman CA4/1
California Court of Appeal, 2014
Center v. Superior Court
194 Cal. App. 4th 288 (California Court of Appeal, 2011)
Maldonado v. Superior Court
184 Cal. App. 4th 739 (California Court of Appeal, 2010)
Manela v. Superior Court
177 Cal. App. 4th 1139 (California Court of Appeal, 2009)
Doe 2 v. Superior Court
34 Cal. Rptr. 3d 458 (California Court of Appeal, 2005)
White v. Superior Court
126 Cal. Rptr. 2d 207 (California Supreme Court, 2002)
White v. Superior Court
102 Cal. App. Supp. 4th 1 (Appellate Division of the Superior Court of California, 2002)
El-Amin v. Dempsey
768 N.E.2d 344 (Appellate Court of Illinois, 2002)
Kunz v. South Suburban Hospital
Appellate Court of Illinois, 2001
San Diego Trolley, Inc. v. Superior Court
105 Cal. Rptr. 2d 476 (California Court of Appeal, 2001)
Save Open Space Santa Monica Mountains v. Superior Court
100 Cal. Rptr. 2d 725 (California Court of Appeal, 2000)
Planned Parenthood v. Superior Court
99 Cal. Rptr. 2d 627 (California Court of Appeal, 2000)
Planned Parenthood Golden Gate v. Superior Court
83 Cal. App. 4th 299 (California Court of Appeal, 2000)
Johnson v. Superior Court
95 Cal. Rptr. 2d 864 (California Court of Appeal, 2000)
Allison v. Workers' Compensation Appeals Board
72 Cal. App. 4th 654 (California Court of Appeal, 1999)

Cite This Page — Counsel Stack

Bluebook (online)
18 Cal. App. 4th 919, 22 Cal. Rptr. 2d 839, 93 Cal. Daily Op. Serv. 6897, 93 Daily Journal DAR 11679, 1993 Cal. App. LEXIS 936, Counsel Stack Legal Research, https://law.counselstack.com/opinion/palay-v-superior-court-of-los-angeles-cty-calctapp-1993.