Palattao v. Secretary of Health and Human Services

United States Court of Federal Claims·Decided November 18, 2019·No. 13-591·Unpublished

Opinion

In the United States Court of Federal Claims OFFICE OF SPECIAL MASTERS No. 13-591V (not to be published)

************************* GREG PALATTAO and ANGELA * PALATTAO, as Parents and Natural * Guardians of minor, R.P., * * Petitioners, * Filed: September Sept. 20, 2019 * v. * * Attorney’s Fees and Costs. SECRETARY OF HEALTH * AND HUMAN SERVICES, * * Respondent. * * *************************

Kate Gerayne Westad, Larkin Hoffman, et al., Ltd., Minneapolis, MN, for Petitioners.

Mollie D. Gorney, U.S. Dep’t of Justice, Washington, DC, for Respondent.

DECISION GRANTING IN PART FINAL AWARD OF ATTORNEY’S FEES AND COSTS1

On August 20, 2013, Greg and Angela Palattao filed a petition on behalf of their minor child, R.P., seeking compensation under the National Vaccine Injury Compensation Program (the “Vaccine Program”).2 In it, Petitioners alleged that R.P. suffered from transverse myelitis as a

1 Although this Decision has been formally designated “not to be published,” it will nevertheless be posted on the Court of Federal Claims’ website in accordance with the E-Government Act of 2002, 44 U.S.C. § 3501 (2012)). This means that the Decision will be available to anyone with access to the internet. As provided by 42 U.S.C. § 300aa- 12(d)(4)(B), however, the parties may object to the Decision’s inclusion of certain kinds of confidential information. Specifically, under Vaccine Rule 18(b), each party has fourteen days within which to request redaction “of any information furnished by that party: (1) that is a trade secret or commercial or financial in substance and is privileged or confidential; or (2) that includes medical files or similar files, the disclosure of which would constitute a clearly unwarranted invasion of privacy.” Vaccine Rule 18(b). Otherwise, the whole Decision will be available to the public. Id. 2 The Vaccine Program comprises Part 2 of the National Childhood Vaccine Injury Act of 1986, Pub. L. No. 99-660, 100 Stat. 3758, codified as amended, 42 U.S.C. §§ 300aa-10 through 34 (2012) [hereinafter “Vaccine Act” or “the Act”]. Individual section references hereafter will be to § 300aa of the Act. result of receiving his third round of childhood vaccinations (including diphtheria-tetanus-acellular pertussis, haemophilus influenza B, inactivate polio virus, pneumococcal conjugate, and his first dose of the influenza vaccine) on January 7, 2013. Petition (“Pet.”) (ECF No. 1). An entitlement hearing was held, followed by a half-day rebuttal hearing, and the parties submitted post-hearing briefs. On February 4, 2019, I issued a Decision denying entitlement and dismissing the Petition. Decision (ECF No. 92). That Decision was not appealed.

Before me now is Petitioners’ sole, final application for attorney’s fees and costs. (ECF No. 96) (“Fees App.”). Petitioners request a total of $256,387.59 in compensation for the work of their counsel, Ms. Kate G. Westad, other attorneys no longer appearing in this matter, paralegals, and costs. Fees App. at 2. Pursuant to General Order No. 9, Petitioners also indicate that they have not incurred any personal costs in furtherance of this litigation. Id. Further, Petitioners’ counsel has changed law firms twice during this proceeding. Id. Because of this, Petitioners ask this court to split the awarded costs and fees between the firms as follows:3

Lommen Abdo, Larkin Hoffman SiebenCarey, P.A. P.A. Law Firm Costs $11,512.50 $56,112.59 $0

Fees $41,563.00 $144,642.00 $2,557.50 Total $53,075.50 $200,754.59 $2,557.50

See id. at 1.

Respondent reacted to the motion on September 9, 2019, deferring to my discretion as to whether Petitioner has met the legal standards for a final award of fees and costs. See (ECF No. 98) (“Fees App. Resp.”) at 3. Respondent is otherwise satisfied that the statutory requirements for an award of attorney’s fees and costs are met and asks that I determine a reasonable award. Id. at 2–3.

For the reasons stated below, I hereby GRANT IN PART Petitioner’s Motion, awarding attorney’s fees and costs in the total amount of $247,949.59.

3 The three law firms were involved in this case during the following periods: (1) Lommen Abdo, P.A.: 05/07/2013–03/30/2016 (2) Larkin Hoffman Law Firm: 05/20/2016–03/28/2019 (3) SiebenCarey, P.A.: 05/14/2019–08/30/2019

The following attorneys were involved in this case during the following periods: (1) Kate Westad 05/13/2014–present (2) Sheila Bjorklund 05/07/2013–04/10/2014

2 ANALYSIS

I. A Final Award of Fees and Costs is Appropriate

I have in prior decisions set forth at length the criteria to be applied when determining if fees should be awarded for an unsuccessful claim. See, e.g., Allicock v. Sec’y of Health & Human Servs., No. 15-485V, 2016 WL 3571906, at *4–5 (Fed. Cl. Spec. Mstr. May 26, 2016), aff’d on other grounds, 128 Fed. Cl. 724 (2016); Gonzalez v. Sec’y of Health & Human Servs., No. 14- 1072V, 2015 WL 10435023, at *5–6 (Fed. Cl. Spec. Mstr. Nov. 10, 2015). In short, a petitioner can receive a fees award even if his claim fails, but to do so he must demonstrate the claim’s reasonable basis4 through some objective evidentiary showing and in light of the “totality of the circumstances.” The nature and extent of an attorney’s investigation into the claim’s underpinnings, both before and after filing, is a relevant consideration. Cortez v. Sec’y of Health & Human Servs., No. 09-176V, 2014 WL 1604002, at *6 (Fed. Cl. Spec. Mstr. Mar. 26, 2014); Di Roma v. Sec’y of Health & Human Servs., No. 90–3277V, 1993 WL 496981, at *2 (Fed. Cl. Spec. Mstr. Nov. 18, 1993) (citing Lamb v. Sec'y of Health & Human Servs., 24 Cl. Ct. 255, 258–59 (1991)).

Although Petitioners were not successful in pursuing their claim, I find that the matter had sufficient reasonable basis to justify a final award of fees. I do not doubt that Mr. and Mrs. Palattao brought their claim in a good-faith belief that vaccinations played a causal role in R.P.’s injuries. In addition, I find that the claim possessed more than sufficient objective support to meet the second half of the reasonable basis test, and Respondent has not otherwise offered any argument that the claim lacked reasonable basis. Accordingly, an award of attorney’s fees and costs is proper.

II. Calculating Amount of Final Award

I must now evaluate what amount of award is proper. In any Vaccine Program case in which fees are sought, the requested sum must be “reasonable.” Section 15(e)(1). Special masters may in their discretion reduce attorney hours sua sponte, apart from objections raised by Respondent and without providing a petitioner notice and opportunity to respond. See Sabella v. Sec’y of Health & Human Servs., 86 Fed. Cl. 201, 208–09 (2009); Perreira v. Sec’y of Health & Human Servs., 27 Fed. Cl. 29, 34 (Fed. Cl. 1992) (explaining that special masters have “wide discretion in determining the reasonableness” of attorney’s fees and costs).

4 Although good faith is one of the two criteria that an unsuccessful petitioner requesting a fees award must satisfy, it is an easily-met one—and Respondent does not appear to question it in this case. Grice v. Sec’y of Health & Human Servs., 36 Fed. Cl. 114, 121 (1996) (in the absence of evidence of bad faith, special master was justified in presuming the existence of good faith).

3 A. Reasonable Attorney’s Fees

Determining the appropriate amount of an award of reasonable attorney’s fees is a two-part process.

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