P. & B. Marina, L. P. v. Logrande

136 F.R.D. 50, 1991 U.S. Dist. LEXIS 5107, 1991 WL 60390
CourtDistrict Court, E.D. New York
DecidedApril 11, 1991
DocketNo. 89 Civ. 3569
StatusPublished
Cited by40 cases

This text of 136 F.R.D. 50 (P. & B. Marina, L. P. v. Logrande) is published on Counsel Stack Legal Research, covering District Court, E.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
P. & B. Marina, L. P. v. Logrande, 136 F.R.D. 50, 1991 U.S. Dist. LEXIS 5107, 1991 WL 60390 (E.D.N.Y. 1991).

Opinion

WEINSTEIN, District Judge.

On appeal, Magistrate Judge Azrack’s order, requiring the appellant to produce allegedly privileged documents, is affirmed on the basis of her opinion set out below.

So ordered.

ORDER

JOAN M. AZRACK, United States Magistrate Judge.

Plaintiffs have moved this court for an order directing defendant Seaview Association of Fire Island, New York, Inc., (Sea-view), to respond a request for documents. The court was fully briefed by the parties and oral argument was heard on February 7, 1991, followed by an in camera review of the challenged documents.

Plaintiffs filed this action under the Civil Rights Act of 1866, 42 U.S.C. § 1983, the Racketeer Influenced and Corrupt Organizations Act (“RICO”), 18 U.S.C. §§ 1961 et seq., and various New York State laws, alleging a conspiracy on behalf of the defendants to interfere with the plaintiffs’ operation of the P & B Marina to the point of effectively wresting control and ownership of the marina operation. In response, defendants claim in part that they are immune from suit for the alleged actions under the First Amendment right to petition by way of the Noerr-Pennington doc-' trine.1

In essence, the Noerr-Pennington doctrine immunizes firms from antitrust challenges for efforts made to influence legislative, executive, administrative, or judicial action by the government. Courts apply the doctrine in an attempt to balance the exercise of first amendment rights to petition the government that are fundamental to the political process with antitrust protection that is fundamental to the economic process. The primary exception to the immunity is the “sham” exception:

“There may be situations in which a publicity campaign, ostensibly directed toward influencing governmental action, is a mere sham to cover what is actually nothing more than an attempt to interfere directly with the business relationships of a competitor and the application of the Sherman Act would be justified.”

Eastern Railroad Presidents Conference v. Noerr Motor Freight, Inc., supra, 365 U.S. at 144, 81 S.Ct. at 533.

The immunity, therefore, is not absolute. Rather, the solicitation of governmental action may be unprotected when the litigant’s “sole purpose” 2 or “principal [53]*53purpose”3 for making the solicitation is the commission of a wrongful act.4 Consequently, in order to ascertain the underlying purpose of the action and, thereby, determine whether the allegedly protected actions are a mere sham, litigants cannot resist discovery regarding their petitioning activities. Associated Container Transp. (Australia), Ltd. v. United States, 705 F.2d 53, 58-60 (2d Cir.1983); North Carolina Elec. Membership Corp. v. Carolina Power & Light Co., 666 F.2d 50, 53 (4th Cir.1981).

It is within this context that we are asked to determine whether Seaview should be compelled to respond to plaintiffs’ request for various documents that allegedly reflect the petitioning activity of its members. Seaview claims the right to withhold certain documents not only to protect its First Amendment right to petition but also under the attorney-client privilege and the work-produet immunity. Since it is needlessly unwieldy to address each document individually, we do so by grouping them within each of the claimed protections.

ATTORNEY-CLIENT PRIVILEGE

Communications between a client and an attorney for the purpose of obtaining legal advice are protected from involuntary disclosure by the attorney-client privilege.

“[T]he privilege exists to protect not only the giving of professional advice to those who can act on it but also the giving of information to the lawyer to enable him to give sound and informed advice.”

Upjohn v. United States, 449 U.S. 383, 390, 101 S.Ct. 677, 683, 66 L.Ed.2d 584 (1981).

The privilege generally applies to all communications made by the attorney to the client “if such communications contain legal advice or reveal confidential information on which the client seeks advice.” Standard Chartered Bank v. Ayala Int’l Holdings, 111 F.R.D. 76, 79 (S.D.N.Y.1986).

The privilege protects communications that keep the attorney advised of developments regarding an ongoing matter for the purpose of rendering a legal opinion as well as express requests for legal advice. Cuno, Inc. v. Pall Corp., 121 F.R.D. 198, 202 (E.D.N.Y.1988) (“[t]he privilege does not require that the request be within the four corners of the document”); Hercules, Inc. v. Exxon Corp., 434 F.Supp. 136, 144 (D.Del.1977) (“It is not essential ... that the request for advice be express.”).

Communications from an attorney to his client are privileged if they tend to reveal client communications. F.T.C. v. Shaffner, 626 F.2d 32, 37 (7th Cir.1980). The privilege protects the substance of communications and therefore can be extended to clients, agents, and other lawyers, “if those communications reveal client communications.” United States v. (Under Seal), 748 F.2d 871, 874 (4th Cir.1984), cert. granted sub nom., United States v. Doe, 469 U.S. 1188, 105 S.Ct. 954, 83 L.Ed.2d 962 (1985), appeal after remand, 757 F.2d 600, vacated on other grounds, 471 U.S. 1001, 105 S.Ct. 1861, 85 L.Ed.2d 155, on remand, 763 F.2d 662 (4th Cir. 1985); In re Grand Jury Subpoenas, 561 F.Supp. 1247, 1253 (E.D.N.Y.1982).

The mere existence, however, of an attorney-client relationship does not raise a presumption of confidentiality. Sneider v. Kimberly-Clark Corp., 91 F.R.D. 1, 3 (N.D.Ill.1980). The party claiming the privilege has the burden of establishing the attorney-client relationship and the applicability of the privilege to the particular circumstances and discovery re[54]*54quests. United States v. Tratner, 511 F.2d 248, 251-52 (7th Cir.1975); In re Horowitz, 482 F.2d 72, 82 (2d Cir.), cert. denied, 414 U.S. 867, 94 S.Ct. 64, 38 L.Ed.2d 86 (1973); Detection Systems, Inc. v. Pittway, 96 F.R.D. 152, 155 (W.D.N.Y. 1982). A general allegation or blanket assertion that the privilege should apply is insufficient to warrant protection. Radiant Burners, Inc. v. American Gas Associates, 320 F.2d 314, 324 (7th Cir.1963); Nutmeg Ins. Co. v. Atwell, Vogel & Sterling, 120 F.R.D. 504, 509-10 (W.D.La.1988).

1. Facsimile transmittal memoranda

Seaview has withheld fifteen transmittal memoranda under the attorney-client privilege that do no more than state that a facsimile transmission was made between two persons. Such transmittal letters or acknowledgements of receipt that do not include legal advice nor disclose privileged matters are not subject to the attorney-client privilege. Detection Sys. v. Pittway Corp., supra, 96 F.R.D. at 154-155; Foseco Int’l v. Fireline,

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Bluebook (online)
136 F.R.D. 50, 1991 U.S. Dist. LEXIS 5107, 1991 WL 60390, Counsel Stack Legal Research, https://law.counselstack.com/opinion/p-b-marina-l-p-v-logrande-nyed-1991.