Otto Walker v. Director, Office of Workers' Compensation Programs, United States Department of Labor Eastern Associated Coal Corporation

927 F.2d 181, 1991 U.S. App. LEXIS 3518, 1991 WL 27152
CourtCourt of Appeals for the Fourth Circuit
DecidedMarch 6, 1991
Docket90-1770
StatusPublished
Cited by41 cases

This text of 927 F.2d 181 (Otto Walker v. Director, Office of Workers' Compensation Programs, United States Department of Labor Eastern Associated Coal Corporation) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Otto Walker v. Director, Office of Workers' Compensation Programs, United States Department of Labor Eastern Associated Coal Corporation, 927 F.2d 181, 1991 U.S. App. LEXIS 3518, 1991 WL 27152 (4th Cir. 1991).

Opinion

SPROUSE, Circuit Judge:

We review a decision of the Benefits Review Board denying Otto Walker benefits under the Black Lung Benefits Act. 30 U.S.C. §§ 901-945 (1988). Finding that the underlying AU’s decision was contrary to law and not based on substantial evidence, we reverse.

I

Appellant, Otto Walker, worked as a coal miner for more than 27 years for appellee, Eastern Associated Coal Corporation (Eastern). He retired in 1983, claiming total disability based on pneumoconiosis which had resulted from his coal mining work. In August 1983, he applied for benefits under the Black Lung Benefits Act, but the Deputy Commissioner denied his claim. Walker requested and received a hearing before an ALJ who found that Walker suffered from pneumoconiosis which arose out of his employment. However, he determined that Walker was not totally disabled from performing his usual coal mine work. On appeal, the Benefits Review Board agreed.

The AU based his decision on the testimony of two doctors, Dr. John M. Daniel and Dr. Donald L. Rasmussen, and the respiratory examinations conducted in their respective clinics. Dr. Rasmussen specializes in respiratory diseases; Dr. Daniel is a general practitioner. Dr. Daniel diagnosed Walker as having pneumoconiosis and reported some pulmonary impairment. He concluded, however, that the mild to moderate pulmonary impairment evidenced by the respiratory studies would not prevent Walker from carrying out “the usual and customary physical requirements required of a coal miner in the performance of his job.”

Dr. Rasmussen likewise noted nominal impairment reflected by the standard pulmonary and blood gas tests. However, Dr. Rasmussen also conducted a “single breath carbon dioxide diffusing capacity” test and, based primarily on that test, concluded that Walker was totally disabled from performing his usual coal mine work.

The AU credited Dr. Daniel’s testimony, and discredited Dr. Rasmussen’s. He concluded first that, because Dr. Rasmussen noted error in the reported results of one of his examinations, his testimony was not credible. He also faulted Dr. Rasmussen’s reliance on the diffusing capacity test. The AU reasoned that since the test is not specifically listed in 20 C.F.R. § 718.204(c), 1 *183 any opinion based on the test was not credible. As indicated, the Board affirmed the holding of the AU that Walker had not established total disability to do his usual and customary coal mine work.

II

The sole issue in this appeal is whether Walker was totally disabled from engaging in his usual coal mine work. Our review of a decision of the Benefits Review Board is governed by the same standard the Board applies when it reviews the AU's decision. Consolidation Coal Co. v. Chubb, 741 F.2d 968, 971 (7th Cir.1984). We must decide whether there is “substantial evidence” 2 in the record to support the AU’s decision, Wilson v. Benefits Review Bd., 748 F.2d 198, 200 (4th Cir.1984), and we, of course, review any conclusions of law de novo. See Lukman v. Director, Office of Workers’ Compensation Programs, 896 F.2d 1248,1250 (10th Cir.1990); Jordan v. Benefits Review Bd., 876 F.2d 1455, 1459 (11th Cir.1989). After a careful review of the record, the parties’ briefs and oral arguments, we conclude that the AU’s decision was both contrary to law and not supported by substantial evidence.

Walker here contends that the AU erred (1) in relying on Dr. Daniel’s conclusion that Walker could perform his usual coal mining employment, (2) in discrediting Dr. Rasmussen’s testimony, and (3) in discrediting Dr. Rasmussen’s reliance on the diffusing capacity test. Considering those contentions seriatim, we first are persuaded that Eastern did not show that Dr. Daniel knew the specific tasks and duties involved in Walker’s employment as a “boom operator.” Dr. Daniel reported that Walker should be able to “carry out the usual and customary physical requirements required of a coal miner in the performance of his job.” Eastern does not contend that Dr. Daniel knew of Walker’s duties as a boom operator and nothing in the record suggests this conclusion. Eastern, however, posits that Dr. Daniel concluded that Walker’s pulmonary impairment would not prevent Walker from doing any coal mine work. This, it urges, subsumed Walker’s work as a boom operator. We are unpersuaded. Section 718.204(b)(1) of the applicable regulations predicates total disability on the inability of a miner to do his “usual coal mine work.” This requirement does not relate to coal mine activities in the generic sense, but to the coal mine work that the involved black lung claimant was performing at the time of his disability. The AU’s implied assumption that Dr. Daniel was familiar with Walker’s coal mine work required a double presumption—that Dr. Daniel knew both Walker's specific job as a coal miner and the specific requirements imposed upon Walker to perform that job. As previously stated, Dr. Daniel’s report never indicates that he knew Walker was a boom operator or that he knew the activities involved in performing that task. While it is conceivable that a physician practicing “industry” medicine might know the work requirements of every job associated with that industry, 3 attributing such encompassing knowledge to physicians in general is, under any circumstances, overly presumptuous.

In contrast to Dr. Daniel’s opinion, Dr. Rasmussen based his decision of total disability on a stated understanding of Walker’s duties:

Q. Would you be familiar with the job responsibilities and duties, as well as the exertional physical requirements of a boom man?
A. [Rasmussen]. Some boom men apparently require little effort. [Walker] stated that he had to frequently shovel wet coal during the day and also had to break pieces of rock with a sledge hammer quite often. So at least some of his work would be quite heavy physical work.

*184 Thus, two doctors testified concerning Walker’s ability to do his usual coal mine work — one familiar with the claimant’s duties, the other not. The AU chose to believe Dr. Daniel’s testimony and to ignore Dr. Rasmussen’s. We cannot agree that Dr. Daniel’s testimony amounts to substantial evidence. Whatever it may mean, “substantial evidence” cannot mean reliance on critically flawed testimony, particularly when there is reliably based testimony covering the same issues. Thus, at a minimum, a physician asserting that his or her patient is physically able to perform assigned duties should state his knowledge of the physical efforts required and relate them to the miner’s impairment. 4

Next, the AU discredited Dr.

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Bluebook (online)
927 F.2d 181, 1991 U.S. App. LEXIS 3518, 1991 WL 27152, Counsel Stack Legal Research, https://law.counselstack.com/opinion/otto-walker-v-director-office-of-workers-compensation-programs-united-ca4-1991.