Oswald v. Bertrand

249 F. Supp. 2d 1078, 2003 U.S. Dist. LEXIS 5098, 2003 WL 1618077
CourtDistrict Court, E.D. Wisconsin
DecidedMarch 26, 2003
Docket01-C-0182
StatusPublished
Cited by9 cases

This text of 249 F. Supp. 2d 1078 (Oswald v. Bertrand) is published on Counsel Stack Legal Research, covering District Court, E.D. Wisconsin primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Oswald v. Bertrand, 249 F. Supp. 2d 1078, 2003 U.S. Dist. LEXIS 5098, 2003 WL 1618077 (E.D. Wis. 2003).

Opinion

DECISION AND ORDER

ADELMAN, District Judge.

Theodore W. Oswald, a Wisconsin state prisoner, petitions for a writ of habeas corpus pursuant to 28 U.S.C. § 2254. Petitioner challenges his conviction of nineteen offenses in Waukesha County Circuit Court in 1995, for which he was sentenced to 565 years in prison consecutive to two life sentences (in addition to ten years to be served concurrently).

Petitioner was charged with and convicted of three counts of party to the crime of aiding and abetting an armed robbery while concealing identity; one count of party to a conspiracy to commit first-degree intentional homicide by using a bulletproof vest and a dangerous weapon plus one count of an attempt of the same crime; one count of party to the crime of aiding and abetting the armed taking of a vehicle without consent using a bulletproof vest; one count of party to the crime of aiding and abetting armed burglary using a bulletproof vest; one count of party to the crime of aiding and abetting the armed taking of hostages by force or threat using a bulletproof vest; one count of party to the crime of aiding and abetting the armed operation of a motor vehicle without consent using a bulletproof vest; eight counts of party to the crime of aiding and abet *1082 ting attempted first-degree intentional homicide using a bulletproof vest and a dangerous weapon; one count of party to the crime of aiding and abetting first-degree recklessly endangering safety using a bulletproof vest and a dangerous weapon. State v. Theodore Oswald, 232 Wis.2d 62, 67 n. 2, 606 N.W.2d 207 (Ct.App.1999).

Petitioner unsuccessfully sought post-conviction relief in the trial court and then appealed to the state court of appeals. The court of appeals did not immediately decide the case but rather certified it to the state supreme court. However, the state supreme court refused to accept certification and returned the case to the court of appeals. The court of appeals then affirmed the conviction; and the state supreme court denied petitioner’s request for review.

In his habeas petition, petitioner claims that: (1) his constitutional rights to due process and an impartial jury were denied because the trial court failed to adequately inquire into questions concerning juror bias that arose during jury selection; (2) his constitutional rights to due process and an impartial jury were denied because a biased juror served on the jury; (3) his constitutional rights to due process and an impartial jury were denied because the state courts arbitrarily deprived him of statutory rights relating to jury selection; and (4) his right to effective assistance of counsel was denied as the result of his trial counsel’s inadequate handling of a possible insanity defense.

I. FACTS

A. Background Facts

Petitioner, who was eighteen years old at the time, robbed a bank with his father, James H. Oswald, in Wales, Wisconsin on the morning of April 28, 1994. They fled and traveled toward Waukesha. Two City of Waukesha police officers stopped the Oswald vehicle, at which point the Os-walds, armed with semi-automatic rifles, got out of the vehicle and shot at the officers, killing one. A chase ensued during which the Oswalds forced their way into a private residence, took a woman hostage and forced her to drive them away in her vehicle. The chase ended in a shootout between the Oswalds and numerous police officers in which two officers and the hostage sustained gunshot wounds. By the time of the shootout, the local media had learned of the incident, and the shootout, the escape of the hostage and the crash of the getaway vehicle were filmed live and rebroadcast extensively. State v. James H. Oswald, 232 Wis.2d 103, 109, 606 N.W.2d 238 (Ct.App.1999).

The case generated an enormous amount of publicity both in the immediate aftermath of the crime and during the period leading up to the trials of the Os-walds. The serious nature of the offenses, the fact that a local police officer was killed, the existence of the highly unusual videotape (with its echoes of the O.J. Simpson case) and the fact that the defendants were father and son combined to make the case probably the most notorious in the history of Waukesha County.

Petitioner was tried separately from his father. Petitioner’s trial commenced on February 13, 1995, about ten-and-a-half months after the offenses were committed. His defense was that his father coerced his participation in the offenses. Under Wisconsin law, coercion is a complete defense to any criminal charge except first-degree intentional homicide, in which case it reduces the offense to second-degree intentional homicide. Wis. Stat. § 939.46(1). Petitioner did not request a change of venue, theorizing that because some of the publicity had portrayed him as a victim of his abusive and manipulative father, a local jury might be more receptive to his defense than a jury elsewhere.

*1083 Questionnaires were sent to 156 jurors. More than eighty percent responded that, based on media coverage of the events, they believed that petitioner was guilty. The effect of the publicity was reflected in some of their comments. Six jurors suggested a trial would be a waste of taxpayers’ time and money. Five expressed concern about their personal security because the offenses occurred so close to home. Nine said petitioner should have either died in the crash or should receive the death penalty if it were available.

In the months before trial, the widow of the police officer who was killed initiated a highly-publicized petition drive to have the death penalty reinstated in Wisconsin. About a month before the trial began, she submitted a petition with 4,000 signatures to the legislature. One of the jurors indicated that she had signed the petition.

Of the more than 150 jurors summoned to the voir dire, fifty were questioned. The plan was to obtain a pool of twenty-nine from which peremptory challenges would be exercised so that there would be three alternate jurors; and each party would have seven peremptory strikes.

I will state the remaining facts by categorizing them according to the claim to which they relate, although some facts relate to more than one claim.

B. Facts Relating to Claim That Trial Court Failed to Adequately Inquire Into Questions Concerning Juror Bias That Arose During Jury Selection

Jurors gathered in a jury assembly room in the courthouse. From the jury assembly room, a bailiff escorted them to the courtroom where the court and counsel questioned each individually. On several occasions, the court instructed jurors not to discuss the case among themselves.

Late in the morning of the fourth day of jury selection, juror Roger Klitzka told the court and counsel that he did not know much about the case before coming to court, but that he had learned much from other jurors. He stated that:

I know I’ve learned more in the last three days here sitting down in that room about this case than I have since the day that it happened ....

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Related

Oswald v. Buesgen
E.D. Wisconsin, 2022
State v. Jeffrey P. Lepsch
2017 WI 27 (Wisconsin Supreme Court, 2017)
Theodore W. Oswald v. Daniel Bertrand
374 F.3d 475 (Seventh Circuit, 2004)
Joseph J. Tracey v. Joan Palmateer
341 F.3d 1037 (Ninth Circuit, 2003)

Cite This Page — Counsel Stack

Bluebook (online)
249 F. Supp. 2d 1078, 2003 U.S. Dist. LEXIS 5098, 2003 WL 1618077, Counsel Stack Legal Research, https://law.counselstack.com/opinion/oswald-v-bertrand-wied-2003.