O'Sullivan v. Haught

CourtSupreme Court of Connecticut
DecidedMarch 12, 2024
DocketSC20722
StatusPublished

This text of O'Sullivan v. Haught (O'Sullivan v. Haught) is published on Counsel Stack Legal Research, covering Supreme Court of Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
O'Sullivan v. Haught, (Colo. 2024).

Opinion

*********************************************** The “officially released” date that appears near the be- ginning of each opinion is the date the opinion will be pub- lished in the Connecticut Law Journal or the date it was released as a slip opinion. The operative date for the be- ginning of all time periods for filing postopinion motions and petitions for certification is the “officially released” date appearing in the opinion.

All opinions are subject to modification and technical correction prior to official publication in the Connecticut Reports and Connecticut Appellate Reports. In the event of discrepancies between the advance release version of an opinion and the latest version appearing in the Connecticut Law Journal and subsequently in the Connecticut Reports or Connecticut Appellate Reports, the latest version is to be considered authoritative.

The syllabus and procedural history accompanying the opinion as it appears in the Connecticut Law Journal and bound volumes of official reports are copyrighted by the Secretary of the State, State of Connecticut, and may not be reproduced and distributed without the express written permission of the Commission on Official Legal Publica- tions, Judicial Branch, State of Connecticut. *********************************************** DAVID O’SULLIVAN v. ALAN F. HAUGHT (SC 20722) Robinson, C. J., and McDonald, D’Auria, Mullins and Ecker, Js.

Syllabus

The plaintiff, the decedent’s only child, sought to recover damages from the defendant, the decedent’s second husband, for, inter alia, tortious interference with the plaintiff’s expected inheritance from the decedent’s estate. The decedent had executed a will that left her entire estate to the defendant and expressly disinherited the plaintiff. After the decedent’s death, the defendant applied to have that will admitted to probate in the Probate Court. The plaintiff contested the will on various grounds, including undue influence, but the Probate Court rejected those claims and admitted the will to probate. The plaintiff appealed from the Probate Court’s decree to the Superior Court, where the appeal was to take the form of a trial de novo pursuant to statute (§ 45a-186). While the probate appeal was pending, the plaintiff filed the present action, which the trial court consolidated with the probate appeal. Thereafter, the defendant moved for summary judgment in the tort action, claiming, inter alia, that the plaintiff’s claims were barred by the doctrines of res judicata and collateral estoppel. The trial court, however, denied the motion for summary judgment as to the count alleging tortious interference with the plaintiff’s expected inheritance, concluding that the doctrine of collateral estoppel was inapplicable because the plaintiff did not have an adequate opportunity to fully litigate that claim in the Probate Court. The defen- dant appealed to the Appellate Court from the trial court’s partial denial of his motion for summary judgment. The Appellate Court dismissed the appeal for lack of subject matter jurisdiction, concluding that there was no appealable final judgment. On the granting of certification, the plaintiff appealed to this court.

Held that the Appellate Court improperly dismissed the defendant’s appeal from the trial court’s partial denial of the defendant’s motion for sum- mary judgment, and, because the trial court properly rejected the defen- dant’s collateral estoppel claim, albeit on different grounds, this court reversed the Appellate Court’s judgment and remanded the case to that court with direction to affirm the trial court’s denial of the defendant’s motion for summary judgment as to the tortious interference with an expected inheritance claim and to direct the trial court to conduct further proceedings:

It is well established, and the plaintiff conceded, that a trial court’s denial of a motion for summary judgment may constitute an immediately appealable final judgment when it is based on the ground of collateral estoppel or res judicata, and, because the defendant in the present case established a colorable claim that the plaintiff’s tortious interference with an expected inheritance claim was barred by the doctrine of collateral estoppel, the Appellate Court improperly dismissed the appeal for lack of jurisdiction.

Specifically, there was an identity of the issues between the proceedings in the Probate Court and the trial court, insofar as both the plaintiff’s complaint in the tort action and her challenge to the will in the Probate Court relied on the defendant’s allegedly undue influence over the dece- dent when the decedent created her will, the plaintiff’s presentation of the undue influence issue to the Probate Court involved a contested evidentiary hearing and posttrial briefs, and the undue influence issue was actually decided by the Probate Court and necessary to the Probate Court’s decree, insofar as that court was required to make a finding as to whether the defendant had exerted undue influence over the decedent in order to determine the will’s validity.

Although this court, having found that the Appellate Court improperly dismissed the defendant’s appeal for lack of jurisdiction, ordinarily would reverse the Appellate Court’s judgment and remand the case to that court for consideration of the merits of the appeal, in the present case, it was preferable for this court to consider the merits of the collateral estoppel issue in the first instance pursuant to its supervisory authority over the administration of justice because the record was adequate for review, the issue presented a pure question of law, and the parties briefed the issue and had the opportunity to address it during oral argument.

Addressing the merits of the appeal, this court determined that the present case was governed by its recent decision in Barash v. Lembo (348 Conn. 264), in which it held that an appeal, such as a probate appeal, that is conducted as a trial de novo suspends the preclusive effect of the underlying judgment or decree for purposes of the preclusion doc- trines, and concluded that, because the defendant’s probate appeal was pending in the Superior Court and was to be tried de novo, the probate decree did not have a preclusive effect as to the plaintiff’s tortious interference with an expected inheritance claim.

This court explained that the Probate Court’s decision regarding the plaintiff’s undue influence claim had no force in the probate appeal because the trial court, sitting as a Probate Court and conducting a trial de novo, would admit or preclude evidence, make factual findings, and arrive at its own conclusion with respect to the undue influence claim without regard to the Probate Court’s findings or rulings, and, therefore, the Probate Court decree did not contain the necessary attributes of finality to warrant application of the doctrine of collateral estoppel.

Moreover, although the trial court properly rejected the defendant’s collateral estoppel claim and correctly concluded that the probate decree had no preclusive effect, this court emphasized that the trial court’s ultimate conclusion that the doctrine of collateral estoppel did not apply because the Probate Court did not have jurisdiction over the tortious interference with an expected inheritance claim was incorrect, and, instead, the probate decree had no preclusive effect because the issue of undue influence could not be determined with finality until the comple- tion of the probate appeal in the form of a trial de novo. (Two justices dissenting in one opinion) Argued September 13, 2023—officially released March 12, 2024

Procedural History

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Bondi v. Capital & Finance Asset Management S.A.
535 F.3d 87 (Second Circuit, 2008)
Satti v. Rago
441 A.2d 615 (Supreme Court of Connecticut, 1982)
Finan v. Finan
949 A.2d 468 (Supreme Court of Connecticut, 2008)
In Re Parmalat Securities Litigation
493 F. Supp. 2d 723 (S.D. New York, 2007)
Prince v. Sheffield
259 A.2d 621 (Supreme Court of Connecticut, 1969)
Heussner v. Day, Berry and Howard, LLP
893 A.2d 486 (Connecticut Appellate Court, 2006)
State v. Curcio
463 A.2d 566 (Supreme Court of Connecticut, 1983)
Blakely v. Danbury Hospital
150 A.3d 1109 (Supreme Court of Connecticut, 2016)
In re Santiago G.
157 A.3d 60 (Supreme Court of Connecticut, 2017)
Girolametti v. Michael Horton Assocs., Inc.
164 A.3d 731 (Connecticut Appellate Court, 2017)
Girolametti v. Michael Horton Assocs., Inc.
208 A.3d 1223 (Supreme Court of Connecticut, 2019)
Halladay v. Commissioner of Correction
340 Conn. 52 (Supreme Court of Connecticut, 2021)
Meadowbrook Ctr., Inc. v. Buchman
181 A.3d 550 (Supreme Court of Connecticut, 2018)
Macdermid, Inc. v. Leonetti
183 A.3d 611 (Supreme Court of Connecticut, 2018)
Kerin v. Stangle
550 A.2d 1069 (Supreme Court of Connecticut, 1988)
Gardner v. Balboni
588 A.2d 634 (Supreme Court of Connecticut, 1991)
Andrews v. Gorby
675 A.2d 449 (Supreme Court of Connecticut, 1996)
State v. James
802 A.2d 820 (Supreme Court of Connecticut, 2002)
Barash v. Lembo
348 Conn. 264 (Supreme Court of Connecticut, 2023)

Cite This Page — Counsel Stack

Bluebook (online)
O'Sullivan v. Haught, Counsel Stack Legal Research, https://law.counselstack.com/opinion/osullivan-v-haught-conn-2024.