Orsay v. United States Department of Justice

289 F.3d 1125
CourtCourt of Appeals for the Ninth Circuit
DecidedMay 14, 2002
DocketNo. 00-16860
StatusPublished
Cited by3 cases

This text of 289 F.3d 1125 (Orsay v. United States Department of Justice) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Orsay v. United States Department of Justice, 289 F.3d 1125 (9th Cir. 2002).

Opinions

Opinion by Judge HUG; Partial Concurrence and Partial Dissent by Judge D.W. NELSON.

HUG, Circuit Judge.

Deputy United States Marshals David Orsay and Michael Smith (collectively “Appellants”) appeal the district court’s dismissal of their claims under the Privacy Act, 5 U.S.C. § 552a, and the Federal Tort Claims Act, 28 U.S.C. § 2671 et seq. (“FTCA”). The district court held that it lacked subject matter jurisdiction to resolve the claims, which the court found preempted by the Civil Service Reform Act (“CSRA”), codified in various sections of Title 5 of the United States Code. The district court had jurisdiction pursuant to 28 U.S.C. §§ 1331 and 1346(b)(1), and we have jurisdiction over Appellants’ timely appeal under 28 U.S.C. § 1291. We affirm, holding that the CSRA bars Appellants’ Privacy Act claims and some of their FTCA claims, and that the FTCA’s intentional tort exception, 28 U.S.C. § 2680(h), bars Appellants’ remaining FTCA claims.

FACTS AND PROCEDURAL BACKGROUND

Appellants brought this action against the United States Department of Justice, the United States Marshals Service, the Office of the Inspector General, and seven employees of the United States Marshals Service (collectively “Appellees”). This appeal follows the district court’s judgment granting Appellees’ motion to dismiss for lack of subject matter jurisdiction under Rule 12(b)(1) of the Federal Rules of Civil Procedure, and denying Appellants’ motion to file a proposed second amended complaint, which Appellants had lodged with the court. Because we are reviewing a Rule 12(b)(1) dismissal, we accept as true the following factual allegations of Appellants’ first amended and proposed second amended complaint. See U.S. ex rel. Lujan v. Hughes Aircraft Co., 243 F.3d 1181, 1189 (9th Cir.2001).

Appellants are Deputy United States Marshals in the employment of Appellee United States Marshals Service (“USMS”), a subdivision of Appellee United States Department of Justice (“USDOJ”). In or about November of 1997, Appellants filed a number of reports of misconduct by their supervisors with the USMS’s Internal Affairs department and with Appellee Office of the Inspector General (“OIG”), also a USDOJ subdivision. In particular, Appellant Michael Smith complained about sexual improprieties by a USMS supervisor, Appellee Carolyn Griffin (“Griffin”). Appellants also reported that Griffin fraudulently dispersed large amounts of overtime pay to USMS employees for hours not actually worked. Lastly, Appellants filed a criminal report against a USMS supervisor, Michael Claxton (“Claxton”), for assault with a deadly weapon. Claxton allegedly pointed a loaded gun at Appellants on a number of occasions, and said things like: “You’re dead,” “You’re history,” “Gotcha,” and “You never had a chance.”

After Appellants filed these formal complaints, Appellees allegedly initiated an investigation of Appellants and opened a disciplinary file on them that supposedly focused on their formal complaints and included incomplete, inaccurate, irrelevant, and untimely records. Based upon this investigation and disciplinary file, Appel-lees allegedly assigned Appellants to less desirable positions that precluded them from gaining valuable experiences important for promotion within the USMS. Ap-pellees’ investigation and maintenance of the disciplinary file also allegedly led to Appellants’ constructive suspension and/or discharge in January of 1998. Finally, according to Appellants, Appellees’ maintenance of the disciplinary file created a record of implied wrongdoing by Appellants.

[1128]*1128Based upon these factual allegations, Appellants brought this action in the district court, asserting, inter alia, claims under the Privacy Act and the FTCA. Appellants contend that Appellees’ improper maintenance of the disciplinary file’s records violated the Privacy Act, 5 U.S.C. § 552a(g)(l)(C), because it adversely affected Appellants’ careers in law enforcement. Under the FTCA, Appellants argue that Claxton’s conduct constituted assault and intentional infliction of emotional distress. Appellants further claim that Appellees were complicit in Claxton’s assault and intentional infliction of emotional distress because after Appellants filed their criminal report, Claxton’s only reprimand was a Letter of Instruction, apparently the least amount of discipline that the USMS gives. Appellants contend that this minimal punishment is favored treatment due to the fact that the regional USMS leadership consists of Claxton’s friends.

Under Rule 12(b)(1), Appellees moved to dismiss Appellants’ claims for lack of subject matter jurisdiction. Appellants moved to amend their complaint a second time. Finding Appellants’ claims barred by the CSRA, the district court granted Appel-lees’ motion to dismiss and denied Appellants’ motion to amend. Appellants appeal this decision.

DISCUSSION

Appellants argue that the district court erred in holding that the CSRA preempts their Privacy Act and FTCA claims. Ap-pellees counter that the district court correctly found that the CSRA’s administrative procedures are Appellants’ exclusive means of redress. Alternatively, Appellees argue that the FTCA’s intentional tort exception, 28 U.S.C. § 2680(h), bars Appellants’ FTCA claims of assault and intentional infliction of emotional distress.

We review de novo the district court’s dismissal for lack of subject matter jurisdiction. See La Reunion Francaise SA v. Barnes, 247 F.3d 1022, 1024 (9th Cir.2001). We review for an abuse of discretion the district court’s denial of Appellants’ motion to amend their complaint. See U.S. v. SmithKline Beecham, Inc., 245 F.3d 1048, 1051 (9th Cir.2001).

I. The CSRA.

The CSRA provides a remedial scheme through which federal employees can challenge their supervisors’ “prohibited personnel practices.” 5 U.S.C. § 2302. If the conduct that Appellants challenge in this action falls within the scope of the CSRA’s “prohibited personnel practices,” then the CSRA’s administrative procedures are Appellants’ only remedy, and the federal courts cannot resolve Appellants’ claims under the Privacy Act and the FTCA. See Houlihan v. Office of Pers. Mgmt., 909 F.2d 383, 384-85 (9th Cir.1990) (the CSRA preempted a federal employee’s Privacy Act claim that alleged the misclassification of her employment position, a “prohibited personnel practice” under the CSRA); Rivera v. U.S.,

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Cite This Page — Counsel Stack

Bluebook (online)
289 F.3d 1125, Counsel Stack Legal Research, https://law.counselstack.com/opinion/orsay-v-united-states-department-of-justice-ca9-2002.