Ormsby v. United States
Opinion
KNAPPEN, Circuit Judge.
On April 5, 1909, petitioner, George E. Ormsby, was indicted in the Supreme Court of the District of Columbia on a charge of criminal libel. Pie pleaded not guilty; his trial resulting in a verdict of guilty rendered on May 24, 1910. Motions for new trial and in arrest of judgment were overruled July IS, 1910. Sentence has never been imposed. Pending application to set aside the order overruling motion for new trial and motion in arrest of judgment, the attorney of the United States for the District of Columbia filed in the criminal case his verified petition (supported [980] ■by affidavits of others), setting forth his opinion that the defendant (petitioner here) was of unsound mind, and asking for a judicial inquiry into his sanity, to the end that, should he be found insane, the imposition of sentence might be suspended and he committed to the government hospital for the insane for treatment. The petition was granted, and trial by jury had upon the question of sanity, resulting in a verdict, on June 21, 1911, finding the defendant to be of unsound mind. A copy of the verdict was forwarded to the Secretary of the Interior, and under the order of that officer defendant was (apparently on June 22, 1911) committed to the government hospital for the insane in accordance with the laws of the District of Columbia. He was detained at that hospital until November 1, 1917, when he was permitted by the medical authorities of the hospital to leave that institution. It does not appear, however, that notice that defendant had been restored to sanity was given to the court in which defendant had been tried on the criminal charge as well as upon the issue of sanity; nor was the defendant delivered to. that court.
It is asserted by petitioner, and without denial, that upon leaving the hospiíál he came directly^ to Ohio and has ever since remained in that state. On August 31, 1920, the Supreme Court of the District of Columbia issued in the criminal cause its bench warrant to the marshal for the District of Columbia, commanding petitioner’s production before that court. While in custody, by virtue of the removal proceedings, this proceeding in habeas corpus was instituted in the District Court for the Southern District of Ohio.1 Upon due hearing that court found that petitioner was “lawfully being restrained of his liberty for the purpose of being removed to the jurisdiction of the Supreme Court of the District of Columbia, in compliance with a bench warrant heretofore issued by said court, for the purpose of requiring the said petitioner, George P. Ormsby, to appear before said court for sentence in case No. 26,501 of the criminal docket of said court.” The writ of habeas corpus was accordingly discharged. This appeal is from that order denying the writ. Pending appeal, the court below detained petitioner in its custody.
It appears that petitioner’s indictment and prosecution for libel grew out of a situation which we state only in briefest outline: Petitioner’s wife had obtained in a state court of Ohio a decree of divorce from petitioner, with custody of the infant son of the parties. Petitioner claims this decree- was obtained by fraud and imposition upon the Ohio'court, and was void for lack of jurisdiction. Petitioner was indicted in the Supreme Court of the District of Colum[981] bia for alleged abduction of this child, in taking him from Washington, D. C., to Boston, Mass. The alleged libel which is the subject of the indictment here in question consisted in a communication by petitioner to the committee on grievances (said to be a statutory tribunal established by the Supreme Court of the 'District of Columbia), charging a practicing attorney of that district, who was asserted to be representing petitioner’s wife in the marital troubles between those parties, with having procured the indictment of petitioner on the charge of abduction, by making false and fraudulent representations to the United States attorney of the District of Columbia, and by causing and procuring the giving of false and perjured testimony before the grand jury which had the abduction charge under consideration, and with having by improper, dishonest, and corrupt means aided in procuring the arrest oE petitioner in Boston, his confinement there, the taking of the child from his custody, and his removal to Washington to answer the indictment for abduction.
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KNAPPEN, Circuit Judge.
On April 5, 1909, petitioner, George E. Ormsby, was indicted in the Supreme Court of the District of Columbia on a charge of criminal libel. Pie pleaded not guilty; his trial resulting in a verdict of guilty rendered on May 24, 1910. Motions for new trial and in arrest of judgment were overruled July IS, 1910. Sentence has never been imposed. Pending application to set aside the order overruling motion for new trial and motion in arrest of judgment, the attorney of the United States for the District of Columbia filed in the criminal case his verified petition (supported [980] ■by affidavits of others), setting forth his opinion that the defendant (petitioner here) was of unsound mind, and asking for a judicial inquiry into his sanity, to the end that, should he be found insane, the imposition of sentence might be suspended and he committed to the government hospital for the insane for treatment. The petition was granted, and trial by jury had upon the question of sanity, resulting in a verdict, on June 21, 1911, finding the defendant to be of unsound mind. A copy of the verdict was forwarded to the Secretary of the Interior, and under the order of that officer defendant was (apparently on June 22, 1911) committed to the government hospital for the insane in accordance with the laws of the District of Columbia. He was detained at that hospital until November 1, 1917, when he was permitted by the medical authorities of the hospital to leave that institution. It does not appear, however, that notice that defendant had been restored to sanity was given to the court in which defendant had been tried on the criminal charge as well as upon the issue of sanity; nor was the defendant delivered to. that court.
It is asserted by petitioner, and without denial, that upon leaving the hospiíál he came directly^ to Ohio and has ever since remained in that state. On August 31, 1920, the Supreme Court of the District of Columbia issued in the criminal cause its bench warrant to the marshal for the District of Columbia, commanding petitioner’s production before that court. While in custody, by virtue of the removal proceedings, this proceeding in habeas corpus was instituted in the District Court for the Southern District of Ohio.1 Upon due hearing that court found that petitioner was “lawfully being restrained of his liberty for the purpose of being removed to the jurisdiction of the Supreme Court of the District of Columbia, in compliance with a bench warrant heretofore issued by said court, for the purpose of requiring the said petitioner, George P. Ormsby, to appear before said court for sentence in case No. 26,501 of the criminal docket of said court.” The writ of habeas corpus was accordingly discharged. This appeal is from that order denying the writ. Pending appeal, the court below detained petitioner in its custody.
It appears that petitioner’s indictment and prosecution for libel grew out of a situation which we state only in briefest outline: Petitioner’s wife had obtained in a state court of Ohio a decree of divorce from petitioner, with custody of the infant son of the parties. Petitioner claims this decree- was obtained by fraud and imposition upon the Ohio'court, and was void for lack of jurisdiction. Petitioner was indicted in the Supreme Court of the District of Colum[981] bia for alleged abduction of this child, in taking him from Washington, D. C., to Boston, Mass. The alleged libel which is the subject of the indictment here in question consisted in a communication by petitioner to the committee on grievances (said to be a statutory tribunal established by the Supreme Court of the 'District of Columbia), charging a practicing attorney of that district, who was asserted to be representing petitioner’s wife in the marital troubles between those parties, with having procured the indictment of petitioner on the charge of abduction, by making false and fraudulent representations to the United States attorney of the District of Columbia, and by causing and procuring the giving of false and perjured testimony before the grand jury which had the abduction charge under consideration, and with having by improper, dishonest, and corrupt means aided in procuring the arrest oE petitioner in Boston, his confinement there, the taking of the child from his custody, and his removal to Washington to answer the indictment for abduction.
The petitioner contends that the warrant for his production before the Supreme Court of the District of Columbia is void for a variety of reasons; those which we deem it important to consider being: (1) That the original indictment for libel was void, as alleging the performance of a statutory and constitutional duty to make a true report of crime to the proper authority, the report thus being a privileged communication, and not a crime; that the libel charge has been discontinued and the jurisdiction of the District of Columbia court lost for a variety of reasons, including: (2) That his trial'in the criminal prosecution for libel ended with the overruling of his motions for new trial and in arrest of judgment on July 15, 1910; that no further proceeding was ever had in the libel prosecution, nor were any entries of continuance made in the presence of petitioner, and that jurisdiction over the case thus ended with the close of the term in October, 1910; and that the attempted protracting of the trial on the indictment for libel violates the constitutional guaranty of speedy trial under article 6 of the Amendments to the federal Constitution. (3) That section 927 of the District of Columbia Code, under which, the inquisition into petitioner’s sanity was had, applies to a criminal case only when the accused wishes to plead insanity, which was not the case here; that section 115a, of the Code furnishes the only applicable authority for such inquiry; and that this last-named section recognizes inquisitions into sanity as civil actions, which are thus not triable in a criminal court, and that the prosecution for libel has thus not been kept alive by valid action. (4) That the action o E the United States attorney of December 6, 1910, in instituting the inquiry into petitioner’s sanity, amended the criminal prosecution for libel into the claim that the alleged libel was not due to criminal intent, but to insanity, thereby discontinuing the criminal charge, if then still in existence. (5) That in the petition for inquiry into the sanity of the accused it was alleged that the petitioner was insane during his trial, amounting to an allegation th.it the trial was void, and that the court accepted that allegation, thereby working a discontinuance of the criminal action ; that the trial of petitioner’s sanity was void for the further [982] reason that the jury for the term had been discharged, and no valid jury was therefore possible; that under the finding of insanity he was in effect sentenced to the hospital and there confined, under the libel charge, for six years, which is longer than the maximum period imposable for libel. (6) That since leaving the hospital for the insane, in November, 1917, petitioner has remained in Ohio, with the full consent of the authorities of the United States, and that meanwhile the District Court for the Southern District of Ohio has, in litigation in said court to which petitioner was a party, adjudged petitioner free from the disability of insanity and as having capacity to sue without guardian in such litigation. (7) That the bench warrant of August 30, 1920, was procured to be issued by certain defendants in the litigation in the District Court for the Southern District of Ohio, in order to obstruct the administration of justice in that district and to protect such parties in a conspiracy to defraud the United States.
“3910 — May 23. Jury sworn and respited till tomorrow. May 24. Same jury. Motion to direct verdict of 'not guilty’ overruled. Verdict, guilty.”
And among what are apparently journal entries are the following:
“Monday, May 23, A. D. 1910. The court resumes its session pursuant to adjournment. Mr. Justice Stafford presiding. * * * United States v. George F. Ormsby, No. 26,501. Indicted for libel.”
[984] This was followed by the entry'of conviction, which we reproduce in the margin.2
Whether or not the judgment entry is misstated in the record as of May 23d instead of May’24th, the calendar and journal entries, taken together, show a conviction under an existing jurisdiction; and such record cannot be overthrown by parol statements such as are contained in the petition. Not only is the allegation that the court’s decision of May 23d “ended the trial” not distinctly and unambiguously anything more than petitioner’s deduction (Whitten v. Tomlimson, 160 U. S. 242, 243, 16 Sup. Ct. 297, 40 L. Ed. 406), but the facts alleged show, at the most, no more than error or irregularity in the proceedings which might be subject to correction on a review by an appellate court, but which cannot be reviewed on habeas corpus. In our opinion-petitioner has not successfully assailed the jurisdiction of the District of Columbia court to receive and act upon the jury’s verdict, or the validity and effectiveness of the verdict of conviction as against proceedings in habeas corpus. The question- remains whether jurisdiction was lost by what occurred later.
“It can now bo considered as elementary that the absence of the accused during the trial oi motions not making part of the actual trial of his guilt or innocence, but having reference to the form or conduct of the trial, will not vitiate the proceedings.”
This general rule is recognized in a variety of cases — Com. v. Costello, 121 Mass. 371, 23 Am. Rep. 277 (motion for new trial); Alexis v. United States (C. C. A. 5) 129 Fed. 60, 64, 63 C. C. A. 502 (motion for new trial); State v. West, 45 La. Ann. 928, 934, 13 South. 173 (motion for new trial and in arrest of judgment); State v. El[986] kins, 63 Mo. 159, 163 (change of venue) — although there are in some cases, including notably Shelton v. Com., 89 Va. 450, 454, 16 S. E. 355, and Coleman v. Com., 90 Va. 635, 637, 19 S. E. 161, holdings to the contrary, and as applied to continuances. The citation in Lewis v. United States, 146 U. S. 370, 372, 13 Sup. Ct. 136, 36 L. Ed. 1011 of the Virginia case of Hooker v. Com., 13 Grat. (Va.) 763, does not, in our opinion, amount to an approval of the doctrine of the Shelton and Coleman Cases, supra. The Lewis Case involved defendant’s absence during the examination and challenging of jurors. Weirman v. United States, 36 Ct. of Cl. 236, is not specially in point, as respects continuances of the nature involved here.
“Whenever a person is indicted for an offense, and before trial or after verdict of guilty prima facie evidence is submitted to the court that the accused is then insane, the court may cause a jury to be impaneled ■ * * * to inquire into tbe sanity of the accused, and said inquiry shall be conducted in the presence and under the direction of the court. If the jury shall find the accused to be then insane * * * the court may certify the fact to the Secretary of the Interior, who may order such person to be confined in the hospital for the insane. * * * ”
The language of the section directly applies to the case before us.
[987] “When one committed under the preceding sections shall be restored to sanity. the superintendent shall give notice thereof to the justice holding the criminal court and deliver him to the court according to its proper precept.”
We accept the construction of this statute as adopted by the Court of Appeals of the District.
“Dee. 21. Petition for lunacy hearing granted, but prayers thereof for commitment of defendant and appointment of alienists denied.”
The record of the verdict and judgment recites that the jury found “the defendant to be of unsound mind.” The judgment is that petitioner “is an insane person,” followed by an order for the certification to the Secretary of the Interior of a copy of the verdict, order referred to, etc. It is true that the affidavits supporting the district attorney’s petition are consistent with and have a tendency to prove [988] petitioner insane for a period long enough to include the trial under the criminal indictment and the publication of the alleged libel; but there has been no adjudication that petitioner was insane previous to his conviction under the criminal charge, and without such adjudication the jurisdiction of the trial court must be regarded, at least for the purposes of our inquiry, as still existing. It is clear that petitioner’s commitment to and confinement in the hospital for the insane was not in any sense an imprisonment under and in satisfaction of the criminal charge.
The conclusion, therefore, seems inevitable that, notwithstanding the unusual situation which has grown up' during this long period of years, the trial court must be deemed, for the purposes at least of this habeas corpus hearing, still to have jurisdiction over the subject-matter of the criminal suit and the person of petitioner.
5. We have considered all of. petitioner’s contentions and have discussed all which seem to justify discussion. The petition contains more or less allegations addressed to the merits of the criminal prosecution, which manifestly call for no mention. Our conclusion is that the court below properly discharged the writ of habeas corpus.
We think, however, that the bench warrant should be interpreted not (as it seems to have been by the court below) as necessarily ordering the presentation of petitioner for sentence, but rather- — in the language of the warrant — “to answer the United States touching the offense charged against him.” The trial court may or may not find that petitioner has been restored to sanity. Moreover, so far as appears from the record here, petitioner’s motion of August 3, 1910. to vacate the previous order overruling motions in arrest of judgment and for new trial, has never been passed upon.6 The disposition of the case, whatever it may be, is in the hands of the Supreme Court of the District of Columbia. We of course intimate no opinion as to what that disposition should he..
Subject to the modification we have stated above, the order of the District Court for the Southern District of Ohio- discharging the writ of habeas corpus is affirmed.
Footnotes
273 F. 977 (Ormsby v. United States) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.